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RUBINSTEIN JULIE

Disclosed activity across 1 company

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50874
SEC CIK
0001780664

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Adaptive Biotechnologies CorpADPT · Entity 1126President and COOOctober 09, 2026October 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Adaptive Biotechnologies Corp

Report date October 09, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect377,802 Ending reported balance After 2026-10-13 transaction · row 7
7 source rows · reconciled sequence

Row 1 · 2026-10-09 · Exercise / conversion · Acquired 11,881 · Balance 389,683

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

Row 2 · 2026-10-09 · Sale · Disposed 11,881 · Balance 377,802

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F2: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.99 to $26.80, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Row 3 · 2026-10-12 · Exercise / conversion · Acquired 11,881 · Balance 389,683

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

Row 4 · 2026-10-12 · Sale · Disposed 9,181 · Balance 380,502

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F3: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.81, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Row 5 · 2026-10-12 · Sale · Disposed 2,700 · Balance 377,802

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F4: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.83 to $26.31, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Row 6 · 2026-10-13 · Exercise / conversion · Acquired 11,881 · Balance 389,683

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

Row 7 · 2026-10-13 · Sale · Disposed 11,881 · Balance 377,802

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F5: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.80, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.14 · Expires 2032-03-04Direct296,610 Reported balance After 2026-10-09 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-10-09 · Exercise / conversion · Disposed 11,881 · Balance 296,610

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F6: The option is fully vested and exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.14 · Expires 2032-03-04Direct284,729 Reported balance After 2026-10-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-10-12 · Exercise / conversion · Disposed 11,881 · Balance 284,729

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F6: The option is fully vested and exercisable.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.14 · Expires 2032-03-04Direct272,848 Reported balance After 2026-10-13 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-10-13 · Exercise / conversion · Disposed 11,881 · Balance 272,848

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F6: The option is fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2025.

F2: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.99 to $26.80, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

F3: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.81, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

F4: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.83 to $26.31, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

F5: The price reported for this transaction is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.80, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

F6: The option is fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 24, 2020 Filed Dec 29, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 3,741 $64.29 $240,508.89
Disclosure

SEC source: 0001209191-20-065257 · doc4.xml · nonDerivative · entry 4

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F4 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $64.01 to 64.63, inclusive.

Read SEC document
December 24, 2020 Filed Dec 29, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 7,394 $63.71 $471,071.74
Disclosure

SEC source: 0001209191-20-065257 · doc4.xml · nonDerivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $63.00 to 63.99, inclusive.

Read SEC document
December 24, 2020 Filed Dec 29, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 3,487 $62.15 $216,717.05
Disclosure

SEC source: 0001209191-20-065257 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,513

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $61.81 to 62.51, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
December 24, 2020 Filed Dec 29, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 15,000 $6.32 $94,800.00
Disclosure

SEC source: 0001209191-20-065257 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

Read SEC document
December 23, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · derivative · entry 13

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,000

Underlying: Common Stock · 15,000 shares

Expires 2025-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F9 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 23, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,029 $65.41 $67,306.89
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 10

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F8 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $65.30 to 65.50, inclusive.

Read SEC document
December 23, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 5,506 $64.59 $355,632.54
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 9

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F7 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $64.29 to 65.25, inclusive.

Read SEC document
December 23, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 8,465 $63.90 $540,913.50
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 8

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F6 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $63.28 to 64.25, inclusive.

Read SEC document
December 23, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 15,000 $6.32 $94,800.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 7

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

Read SEC document
December 22, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · derivative · entry 12

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Common Stock · 15,000 shares

Expires 2025-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F9 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 22, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 1,900 $64.36 $122,284.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 6

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F5 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $63.98 to 64.58, inclusive.

Read SEC document
December 22, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 13,100 $63.62 $833,422.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 5

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F4 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $62.97 to 63.94, inclusive.

Read SEC document
December 22, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 15,000 $6.32 $94,800.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 4

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

Read SEC document
December 21, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $6.32 $0.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · derivative · entry 11

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,000

Underlying: Common Stock · 15,000 shares

Expires 2025-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F9 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 21, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 7,323 $59.72 $437,329.56
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $59.42 to 59.95, inclusive.

Read SEC document
December 21, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 7,677 $59.15 $454,094.55
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,323

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $58.42 to 59.40, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
December 21, 2020 Filed Dec 24, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 15,000 $6.32 $94,800.00
Disclosure

SEC source: 0001209191-20-065103 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 14,725 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-052783 · doc4.xml · derivative · entry 6

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,725 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 14,725 $49.00 $721,525.00
Disclosure

SEC source: 0001209191-20-052783 · doc4.xml · nonDerivative · entry 4

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 14,725 $0.84 $12,369.00
Disclosure

SEC source: 0001209191-20-052783 · doc4.xml · nonDerivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
September 29, 2020 Filed Oct 2, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-052783 · doc4.xml · derivative · entry 5

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,725

Underlying: Common Stock · 80,000 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 29, 2020 Filed Oct 2, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 80,000 $49.00 $3,920,000.00
Disclosure

SEC source: 0001209191-20-052783 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
September 29, 2020 Filed Oct 2, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 80,000 $0.84 $67,200.00
Disclosure

SEC source: 0001209191-20-052783 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 15,275 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-042222 · doc4.xml · derivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,725

Underlying: Common Stock · 15,275 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 15,275 $49.00 $748,475.00
Disclosure

SEC source: 0001209191-20-042222 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
July 09, 2020 Filed Jul 11, 2020 00:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 15,275 $0.84 $12,831.00
Disclosure

SEC source: 0001209191-20-042222 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
May 12, 2020 Filed May 13, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-028689 · doc4.xml · derivative · entry 7

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 30,000 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
May 12, 2020 Filed May 13, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 5,140 $39.13 $201,128.20
Disclosure

SEC source: 0001209191-20-028689 · doc4.xml · nonDerivative · entry 5

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F4 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $39.00 to 39.35, inclusive.

Read SEC document
May 12, 2020 Filed May 13, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 24,860 $38.20 $949,652.00
Disclosure

SEC source: 0001209191-20-028689 · doc4.xml · nonDerivative · entry 4

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $38.00 to 38.96, inclusive.

Read SEC document
May 12, 2020 Filed May 13, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 30,000 $0.84 $25,200.00
Disclosure

SEC source: 0001209191-20-028689 · doc4.xml · nonDerivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-028689 · doc4.xml · derivative · entry 6

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 80,000 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 80,000 $38.00 $3,040,000.00
Disclosure

SEC source: 0001209191-20-028689 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $38.00 to 38.01, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
May 11, 2020 Filed May 13, 2020 01:00 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 80,000 $0.84 $67,200.00
Disclosure

SEC source: 0001209191-20-028689 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-011949 · doc4.xml · derivative · entry 7

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 5,000 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 5,000 $33.55 $167,750.00
Disclosure

SEC source: 0001209191-20-011949 · doc4.xml · nonDerivative · entry 5

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 5,000 $0.84 $4,200.00
Disclosure

SEC source: 0001209191-20-011949 · doc4.xml · nonDerivative · entry 4

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-011949 · doc4.xml · derivative · entry 6

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 80,000 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 12,200 $34.01 $414,922.00
Disclosure

SEC source: 0001209191-20-011949 · doc4.xml · nonDerivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F3 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $34.00 to 34.06, inclusive.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 67,800 $33.49 $2,270,622.00
Disclosure

SEC source: 0001209191-20-011949 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · price: The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $33.00 to 33.99, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 80,000 $0.84 $67,200.00
Disclosure

SEC source: 0001209191-20-011949 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:30 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-011074 · doc4.xml · derivative · entry 5

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,000

Underlying: Common Stock · 55,000 shares

Expires 2024-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:30 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-20-011074 · doc4.xml · derivative · entry 4

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:30 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 80,000 $33.00 $2,640,000.00
Disclosure

SEC source: 0001209191-20-011074 · doc4.xml · nonDerivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:30 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 55,000 $0.84 $46,200.00
Disclosure

SEC source: 0001209191-20-011074 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
February 19, 2020 Filed Feb 20, 2020 21:30 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 25,000 $0.84 $21,000.00
Disclosure

SEC source: 0001209191-20-011074 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 12:05 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0001209191-20-009873 · doc4.xml · derivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2030-02-13

F1 · derivative.exercise_date: The options vest with respect to 1/4 of such shares on February 13, 2021, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-20-000883 · doc4.xml · derivative · entry 3

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 40,000 shares

Expires 2023-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 SaleCommon Stock 40,000 $30.00 $1,200,000.00
Disclosure

SEC source: 0001209191-20-000883 · doc4.xml · nonDerivative · entry 2

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:15 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionCommon Stock 40,000 $0.84 $33,600.00
Disclosure

SEC source: 0001209191-20-000883 · doc4.xml · nonDerivative · entry 1

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 12:52 UTC Adaptive Biotechnologies Corp ADPT · Entity 1126 Exercise / conversionStock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001209191-19-062193 · doc4.xml · derivative · entry 9

RUBINSTEIN JULIE · CIK 0001780664 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2023-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.