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TOTZKE STEVE

Disclosed activity across 1 company

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50773
SEC CIK
0001666142

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MATTEL INC /DE/MAT · Entity 1046President, Chief Comm OfficerApril 28, 2026April 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MATTEL INC /DE/

Report date April 28, 2026 · Filed April 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect194,994 Ending reported balance After 2026-04-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-28 · Exercise / conversion · Acquired 15,584 · Balance 202,924

F1: As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 45,833 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2026, the final 34% of these RSUs vested, resulting in the issuance of 15,584 shares of Mattel, Inc. Common Stock.

Row 2 · 2026-04-28 · Tax withholding · Disposed 7,930 · Balance 194,994

F2: Pursuant to the terms of the April 28, 2023 RSU grant, 7,930 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-04-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-04-28 · Exercise / conversion · Disposed 15,584 · Balance 0

F1: As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 45,833 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2026, the final 34% of these RSUs vested, resulting in the issuance of 15,584 shares of Mattel, Inc. Common Stock.

Common StockSEC Table I · non-derivativeIndirectIn 401(k)19,098 Reported balance Holding disclosure · report date 2026-04-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 19,098

F3: As of April 28, 2026, the Reporting Person had a balance of $282,465.50 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.

Filing footnotes · ownership attribution and instrument terms

F1: As reported on a Form 4 dated April 28, 2023 and filed on May 2, 2023, the Reporting Person received a grant of 45,833 Restricted Stock Units ("RSUs" or "Units") on April 28, 2023. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On April 28, 2026, the final 34% of these RSUs vested, resulting in the issuance of 15,584 shares of Mattel, Inc. Common Stock.

F2: Pursuant to the terms of the April 28, 2023 RSU grant, 7,930 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

F3: As of April 28, 2026, the Reporting Person had a balance of $282,465.50 in the Mattel Stock Fund of Mattel, Inc.'s 401(k) plan, the Personal Investment Plan ("PIP"). The number of shares has been calculated by the third-party administrator for the PIP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2022 Filed Aug 4, 2022 01:44 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 7,530 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020443 · form4.xml · derivative · entry 6

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,291

Underlying: Common Stock · 7,530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 22,821 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 7,530 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 22,821 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 7,530 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 22,821 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 7,530 shares of Mattel, Inc. Common Stock.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 01:44 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 3,734 $23.13 $86,367.42
Disclosure

SEC source: 0001127602-22-020443 · form4.xml · nonDerivative · entry 4

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,857

F4 · shares: Pursuant to the terms of the August 2, 2021 RSU grant, 3,734 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 01:44 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 7,530 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-020443 · form4.xml · nonDerivative · entry 3

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated July 31, 2021 and filed on August 3, 2021, the Reporting Person received a grant of 22,821 RSUs on August 2, 2021. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 2, 2022, the first 33% of these RSUs vested, resulting in the issuance of 7,530 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:44 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units - Granted 08/01/2019 · Derivative 3,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020443 · form4.xml · derivative · entry 5

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,753 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:44 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 1,861 $23.16 $43,100.76
Disclosure

SEC source: 0001127602-22-020443 · form4.xml · nonDerivative · entry 2

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,061

F2 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 1,861 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2022 Filed Aug 4, 2022 01:44 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 3,753 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-020443 · form4.xml · nonDerivative · entry 1

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 Restricted Stock Units ("RSUs" or "Units") on August 1, 2019. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2022, the final 34% of these RSUs vested, resulting in the issuance of 3,753 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2022 Filed Aug 3, 2022 01:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 11,138 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-020305 · form4.xml · derivative · entry 3

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,477

Underlying: Common Stock · 11,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2022 Filed Aug 3, 2022 01:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 5,523 $23.20 $128,133.60
Disclosure

SEC source: 0001127602-22-020305 · form4.xml · nonDerivative · entry 2

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,169

F2 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 5,523 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
July 31, 2022 Filed Aug 3, 2022 01:33 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 11,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-020305 · form4.xml · nonDerivative · entry 1

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,692

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 Restricted Stock Units ("RSUs" or "Units") on July 31, 2020. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2022, the second 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

Read SEC document
April 29, 2022 Filed May 3, 2022 23:59 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 21,664 $0.00 Strike: $24.31 $0.00
Disclosure

SEC source: 0001523711-22-000033 · wf-form4_165162237627265.xml · derivative · entry 2

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,664

Underlying: Common Stock · 21,664 shares

Expires 2032-04-29

F3 · derivative.exercise_date: The option was granted on April 29, 2022 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
April 29, 2022 Filed May 3, 2022 23:59 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 30,852 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000033 · wf-form4_165162237627265.xml · derivative · entry 1

TOTZKE STEVE · CIK 0001666142 · President, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,852

Underlying: Common Stock · 30,852 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on April 29, 2022 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F2 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F2 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:32 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 27,215 $21.46 $584,033.90
Disclosure

SEC source: 0001523711-22-000014 · wf-form4_164445315200469.xml · nonDerivative · entry 2

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,554

F1 · shares: Represents shares of Mattel, Inc. Common Stock that were automatically withheld to cover required tax withholding.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 00:32 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantCommon Stock 68,503 $0.00 $0.00
Disclosure

SEC source: 0001523711-22-000014 · wf-form4_164445315200469.xml · nonDerivative · entry 1

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,769

Read SEC document
August 02, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 53,191 $0.00 Strike: $21.91 $0.00
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · derivative · entry 11

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,428

Underlying: Common Stock · 53,191 shares

Expires 2031-08-02

F9 · derivative.exercise_date: The option was granted on August 2, 2021 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 22,821 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · derivative · entry 10

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,574

Underlying: Common Stock · 22,821 shares

Expires not disclosed

F7 · derivative.exercise_price: The RSUs were granted on August 2, 2021 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F8 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F8 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units - Granted 08/01/2019 · Derivative 3,643 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · derivative · entry 8

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,753

Underlying: Common Stock · 3,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 3,643 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 3,643 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 3,643 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units - Granted 08/01/2018 · Derivative 6,464 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · derivative · entry 7

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 6,464 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 6,464 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 6,464 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 1,807 $21.72 $39,248.04
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · nonDerivative · entry 4

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,651

F4 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 1,807 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 3,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · nonDerivative · entry 3

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the second 33% of these RSUs vested, resulting in the issuance of 3,643 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 3,205 $21.72 $69,612.60
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · nonDerivative · entry 2

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,815

F2 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 3,205 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 6,464 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · nonDerivative · entry 1

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 Restricted Stock Units ("RSUs" or "Units") on August 1, 2018. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2021, the remaining 34% of these RSUs vested, resulting in the issuance of 6,464 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units · Derivative 11,138 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · derivative · entry 9

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,615

Underlying: Common Stock · 11,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

F5 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

F5 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 5,523 $21.72 $119,959.56
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · nonDerivative · entry 6

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,266

F6 · shares: Pursuant to the terms of the July 31, 2020 RSU grant, 5,523 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
July 31, 2021 Filed Aug 4, 2021 01:31 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 11,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-21-000062 · wf-form4_162804065740610.xml · nonDerivative · entry 5

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: As reported on a Form 4 dated July 31, 2020 and filed on August 4, 2020, the Reporting Person received a grant of 33,753 RSUs on July 31, 2020. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On July 31, 2021, the first 33% of these RSUs vested, resulting in the issuance of 11,138 shares of Mattel, Inc. Common Stock.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:19 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 11,006 $18.46 $203,170.76
Disclosure

SEC source: 0001523711-21-000012 · wf-form4_161299553696917.xml · nonDerivative · entry 2

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,556

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:19 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantCommon Stock 31,127 $0.00 $0.00
Disclosure

SEC source: 0001523711-21-000012 · wf-form4_161299553696917.xml · nonDerivative · entry 1

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,562

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units - Granted 08/01/2019 · Derivative 3,642 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · derivative · entry 9

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,396

Underlying: Common Stock · 3,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 3,642 shares of Mattel, Inc. Common Stock.

F5 · derivative.exercise_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 3,642 shares of Mattel, Inc. Common Stock.

F5 · derivative.expiration_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 3,642 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units - Granted 08/01/2018 · Derivative 6,274 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · derivative · entry 8

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,464

Underlying: Common Stock · 6,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 6,274 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 6,274 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 6,274 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionRestricted Stock Units - Granted 08/01/2017 · Derivative 2,587 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · derivative · entry 7

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 7,606 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the final 34% of these RSUs vested, resulting in the issuance of 2,587 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 7,606 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the final 34% of these RSUs vested, resulting in the issuance of 2,587 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 7,606 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the final 34% of these RSUs vested, resulting in the issuance of 2,587 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 1,600 $11.11 $17,776.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · nonDerivative · entry 6

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,435

F6 · shares: Pursuant to the terms of the August 1, 2019 RSU grant, 1,600 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 3,642 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · nonDerivative · entry 5

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 11,038 RSUs on August 1, 2019. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the first 33% of these RSUs vested, resulting in the issuance of 3,642 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 2,170 $11.11 $24,108.70
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · nonDerivative · entry 4

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,393

F4 · shares: Pursuant to the terms of the August 1, 2018 RSU grant, 2,170 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 6,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · nonDerivative · entry 3

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 19,011 RSUs on August 1, 2018. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the second 33% of these RSUs vested, resulting in the issuance of 6,274 shares of Mattel, Inc. Common Stock.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Tax withholdingCommon Stock 895 $11.11 $9,943.45
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · nonDerivative · entry 2

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,289

F2 · shares: Pursuant to the terms of the August 1, 2017 RSU grant, 895 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 Exercise / conversionCommon Stock 2,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · nonDerivative · entry 1

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 3 dated June 24, 2020 and filed on July 2, 2020, the Reporting Person received a grant of 7,606 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vested as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person received one share of Mattel, Inc. Common Stock, subject to tax withholding. On August 1, 2020, the final 34% of these RSUs vested, resulting in the issuance of 2,587 shares of Mattel, Inc. Common Stock.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantEmployee Stock Option - Right to Buy · Derivative 82,237 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · derivative · entry 11

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,237

Underlying: Common Stock · 82,237 shares

Expires 2030-07-31

F9 · derivative.exercise_date: The option was granted on July 31, 2020 pursuant to the Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 23:37 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 33,753 $0.00 $0.00
Disclosure

SEC source: 0001523711-20-000056 · wf-form4_159658419384145.xml · derivative · entry 10

TOTZKE STEVE · CIK 0001666142 · EVP, Chief Comm Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,753

Underlying: Common Stock · 33,753 shares

Expires not disclosed

F7 · derivative.exercise_price: The RSUs were granted on July 31, 2020 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended (the "Plan"). Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F8 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F8 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.