Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CME GROUP INC.CME · Entity 2909 | Sr MD Chief Operating Officer | September 15, 2024 | September 17, 2024 |
| Constellation Energy CorpCEG · Entity 2918 | Director | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CME GROUP INC.
Report date September 15, 2024 · Filed September 17, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock Class ASEC Table I · non-derivative | Direct | 40,437 |
Ending reported balance
After 2024-09-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-09-15 · Tax withholding · Disposed 1,583 · Balance 36,833 F1: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on September 15, 2024. Row 2 · 2024-09-16 · Grant · Acquired 3,604 · Balance 40,437 |
Filing footnotes · ownership attribution and instrument terms
F1: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on September 15, 2024.
Constellation Energy Corp
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Deferred Stock Units)SEC Table I · non-derivative | Direct | 6,257 |
Reported balance
After 2026-04-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 556 · Balance 6,257 F1: Balance includes approximately 29 shares acquired through quarterly automatic dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Balance includes approximately 29 shares acquired through quarterly automatic dividend reinvestments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2020 Filed Mar 2, 2020 21:17 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 3,061 | $203.37 | $622,515.57 |
DisclosureSEC source: 0001156375-20-000017 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,284 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. F2 · price: On February 28, 2020, Ms. Holzrichter sold an aggregate of 3,061 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $199.46 to $199.82; $200.01 to $200.5; $205 to $205.98; $206.13 to $206.57; $207.34 to $207.72; and $208.54. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 22:38 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 5 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,345 Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 532 | $205.80 | $109,485.60 |
DisclosureSEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,721 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 580 | $205.80 | $119,364.00 |
DisclosureSEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,253 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 15, 2019 Filed Sep 17, 2019 22:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 428 | $205.80 | $88,082.40 |
DisclosureSEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,833 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019. Read SEC document |
| September 14, 2019 Filed Sep 17, 2019 22:38 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 443 | $205.80 | $91,169.40 |
DisclosureSEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,261 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2019. Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 18:55 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 3,436 | $216.07 | $742,416.52 |
DisclosureSEC source: 0001156375-19-000092 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,704 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 19:25 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 3,973 | $192.25 | $763,809.25 |
DisclosureSEC source: 0001156375-19-000050 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,140 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 19:25 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 268 | $192.45 | $51,576.60 |
DisclosureSEC source: 0001156375-19-000050 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,113 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,831 | $170.14 | $311,526.34 |
DisclosureSEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,381 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,212 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,977 | $170.14 | $336,366.78 |
DisclosureSEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 00:35 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,727 F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 19:56 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 4,362 | $182.45 | $795,846.90 |
DisclosureSEC source: 0001156375-19-000014 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,265 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 16:01 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 3,353 | $186.71 | $626,038.63 |
DisclosureSEC source: 0001156375-18-000132 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,627 Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:18 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 514 | $173.15 | $88,999.10 |
DisclosureSEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 5 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,980 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:18 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 544 | $173.15 | $94,193.60 |
DisclosureSEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,494 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:18 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 590 | $173.15 | $102,158.50 |
DisclosureSEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,038 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 22:18 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 433 | $173.15 | $74,973.95 |
DisclosureSEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,628 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/18. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 22:18 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 4,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000100 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,061 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 4,088 | $165.66 | $677,218.08 |
DisclosureSEC source: 0001156375-18-000034 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,945 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:31 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 10,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-18-000034 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,033 F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,580 | $0.00 Strike: $54.37 | $0.00 |
DisclosureSEC source: 0001156375-17-000115 · edgardoc.xml · derivative · entry 6 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 4,580 shares Expires 2021-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,340 | $0.00 Strike: $54.30 | $0.00 |
DisclosureSEC source: 0001156375-17-000115 · edgardoc.xml · derivative · entry 5 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 8,340 shares Expires 2020-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:47 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 8,340 | $144.08 | $1,201,659.73 |
DisclosureSEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,983 F1 · price: On November 28, 2017, Ms. Holzrichter sold an aggregate of 12,920 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $144.00 to $144.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 8,340 | $54.30 | $452,862.00 |
DisclosureSEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:47 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 4,580 | $144.08 | $659,904.26 |
DisclosureSEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,983 F1 · price: On November 28, 2017, Ms. Holzrichter sold an aggregate of 12,920 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $144.00 to $144.23. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 19:47 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 4,580 | $54.37 | $249,014.60 |
DisclosureSEC source: 0001156375-17-000115 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2017 Filed Sep 19, 2017 18:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 255 | $131.29 | $33,478.95 |
DisclosureSEC source: 0001156375-17-000095 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,983 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:37 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,684 | $131.29 | $221,092.36 |
DisclosureSEC source: 0001156375-17-000095 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,238 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/17. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 18:37 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000095 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,922 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 19:24 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,875 | $0.00 Strike: $83.88 | $0.00 |
DisclosureSEC source: 0001156375-17-000083 · edgardoc.xml · derivative · entry 6 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 5,875 shares Expires 2018-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: As of June 16, 2013, this option vested with respect to 100% of the option. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 19:24 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,040 | $0.00 Strike: $56.87 | $0.00 |
DisclosureSEC source: 0001156375-17-000083 · edgardoc.xml · derivative · entry 5 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 6,040 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of September 15, 2013, this option vested with respect to 100% of the option. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 19:24 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 6,040 | $125.67 | $759,052.24 |
DisclosureSEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,782 F1 · price: On August 7, 2017, Ms. Holzrichter sold a total of 11,915 shares of CME Group Class A common stock at an average price of $125.67 per share, including the exercise of options. The price ranges were $125.65 through $125.70. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 19:24 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 6,040 | $56.87 | $343,494.80 |
DisclosureSEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 19:24 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 5,875 | $125.67 | $738,316.54 |
DisclosureSEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,782 F1 · price: On August 7, 2017, Ms. Holzrichter sold a total of 11,915 shares of CME Group Class A common stock at an average price of $125.67 per share, including the exercise of options. The price ranges were $125.65 through $125.70. The Company maintains a record of the transactions and copies will be provided upon request. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 19:24 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 5,875 | $83.88 | $492,795.00 |
DisclosureSEC source: 0001156375-17-000083 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,300 | $0.00 Strike: $110.54 | $0.00 |
DisclosureSEC source: 0001156375-17-000051 · edgardoc.xml · derivative · entry 6 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 4,300 shares Expires 2017-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: As of 6/15/2012, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,625 | $0.00 Strike: $109.72 | $0.00 |
DisclosureSEC source: 0001156375-17-000051 · edgardoc.xml · derivative · entry 5 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 1,625 shares Expires 2017-09-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: As of 9/14/2012, this option vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 1,625 | $118.23 | $192,120.83 |
DisclosureSEC source: 0001156375-17-000051 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,782 Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 1,625 | $109.72 | $178,295.00 |
DisclosureSEC source: 0001156375-17-000051 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 4,300 | $118.23 | $508,381.26 |
DisclosureSEC source: 0001156375-17-000051 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,782 Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 21:20 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 4,300 | $110.54 | $475,322.00 |
DisclosureSEC source: 0001156375-17-000051 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:36 UTC | CME GROUP INC. CME · Entity 2909 | GrantCommon Stock Class A | 5,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-17-000030 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,782 F2 · shares: Represents shares earned from a 2013 performance share award based upon the company's achievement of cash earnings per share growth and total shareholder return relative to the S&P 500 measured over 2014-2016. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:36 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,875 | $124.74 | $233,887.50 |
DisclosureSEC source: 0001156375-17-000030 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,554 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:27 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600 | $0.00 Strike: $106.58 | $0.00 |
DisclosureSEC source: 0001156375-17-000021 · edgardoc.xml · derivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock Class A · 600 shares Expires 2017-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On March 15, 2012, these options vested with respect to 100% of the granted number of shares covered by the option. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:27 UTC | CME GROUP INC. CME · Entity 2909 | SaleCommon Stock Class A | 600 | $122.46 | $73,476.00 |
DisclosureSEC source: 0001156375-17-000021 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,429 Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 20:27 UTC | CME GROUP INC. CME · Entity 2909 | Exercise / conversionCommon Stock Class A | 600 | $106.58 | $63,948.00 |
DisclosureSEC source: 0001156375-17-000021 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:21 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 255 | $109.65 | $27,960.75 |
DisclosureSEC source: 0001156375-16-000231 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,429 F1 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 19:39 UTC | CME GROUP INC. CME · Entity 2909 | Tax withholdingCommon Stock Class A | 1,046 | $109.28 | $114,306.88 |
DisclosureSEC source: 0001156375-16-000217 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,852 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.