Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC.MRSH · Entity 1501 | EVP, CFO and COO | May 01, 2026 | May 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARSH & MCLENNAN COMPANIES, INC.
Report date May 01, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 59,627 |
Reported balance
After 2026-05-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 59,627 · Balance 59,627 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2: These restricted stock units vest in three equal annual installments on May 15, 2027, 2028 and 2029. F3: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F2: These restricted stock units vest in three equal annual installments on May 15, 2027, 2028 and 2029.
F3: Not applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 8, 2021 21:14 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 6,125 | $115.28 | $706,090.00 |
DisclosureSEC source: 0001127602-21-009673 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:42 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 12,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008731 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,295 Underlying: Common Stock · 12,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 12,005 shares underlying restricted stock units of which 5,880 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,005 shares underlying restricted stock units relate to 2,258 restricted stock units that were granted on February 21, 2018, 7,452 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 2,295 restricted stock units that were granted on February 19, 2019. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:42 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 5,880 | $116.83 | $686,960.40 |
DisclosureSEC source: 0001127602-21-008731 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,803 F1 · kind: Vesting and distribution to reporting person of 12,005 shares underlying restricted stock units of which 5,880 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,005 shares underlying restricted stock units relate to 2,258 restricted stock units that were granted on February 21, 2018, 7,452 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 2,295 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:42 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 12,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008731 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 12,005 shares underlying restricted stock units of which 5,880 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,005 shares underlying restricted stock units relate to 2,258 restricted stock units that were granted on February 21, 2018, 7,452 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 2,295 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 7,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007570 · form4.xml · derivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,300 Underlying: Common Stock · 7,452 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020. The performance factor for these performance stock units was determined on February 22, 2021. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 67,421 | $0.00 Strike: $117.53 | $0.00 |
DisclosureSEC source: 0001127602-21-007570 · form4.xml · derivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,421 Underlying: Common Stock · 67,421 shares Expires 2031-02-21 F1 · derivative.exercise_date: These options were granted on February 22, 2021 and vest in four equal annual installments on February 22nd of 2022, 2023, 2024 and 2025. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 32,439 | $0.00 Strike: $57.33 | $0.00 |
DisclosureSEC source: 0001127602-20-029231 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,439 shares Expires 2026-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 32,439 | $114.91 | $3,727,500.61 |
DisclosureSEC source: 0001127602-20-029231 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 32,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-029231 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 8,465 | $106.83 | $904,273.63 |
DisclosureSEC source: 0001127602-20-009953 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 16,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008969 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,848 Underlying: Common Stock · 16,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 16,590 shares underlying restricted stock units of which 8,125 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 16,590 shares underlying restricted stock units relate to 1,993 restricted stock units that were granted on February 22, 2017, 10,044 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 2,258 restricted stock units that were granted on February 21, 2018 and 2,295 restricted stock units that were granted on February 19, 2019. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 8,125 | $109.57 | $890,256.25 |
DisclosureSEC source: 0001127602-20-008969 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,143 F1 · kind: Vesting and distribution to reporting person of 16,590 shares underlying restricted stock units of which 8,125 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 16,590 shares underlying restricted stock units relate to 1,993 restricted stock units that were granted on February 22, 2017, 10,044 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 2,258 restricted stock units that were granted on February 21, 2018 and 2,295 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 16,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008969 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 16,590 shares underlying restricted stock units of which 8,125 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 16,590 shares underlying restricted stock units relate to 1,993 restricted stock units that were granted on February 22, 2017, 10,044 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 2,258 restricted stock units that were granted on February 21, 2018 and 2,295 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 32,440 | $0.00 Strike: $57.33 | $0.00 |
DisclosureSEC source: 0001127602-20-007913 · form4.xml · derivative · entry 5 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,439 Underlying: Common Stock · 32,440 shares Expires 2026-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 15,433 | $0.00 Strike: $56.84 | $0.00 |
DisclosureSEC source: 0001127602-20-007913 · form4.xml · derivative · entry 4 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,433 shares Expires 2025-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 47,873 | $113.93 | $5,454,261.85 |
DisclosureSEC source: 0001127602-20-007913 · form4.xml · nonDerivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 32,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007913 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 15,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007913 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:23 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 10,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006979 · form4.xml · derivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,438 Underlying: Common Stock · 10,044 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:23 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 66,393 | $0.00 Strike: $118.87 | $0.00 |
DisclosureSEC source: 0001127602-20-006979 · form4.xml · derivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,393 Underlying: Common Stock · 66,393 shares Expires 2030-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 6,519 | $92.63 | $603,871.27 |
DisclosureSEC source: 0001127602-19-010417 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 12,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009558 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,394 Underlying: Common Stock · 12,778 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 12,778 shares underlying restricted stock units of which 6,259 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,778 shares underlying restricted stock units relate to 2,181 restricted stock units that were granted on February 22, 2016, 6,346 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,993 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 6,259 | $92.49 | $578,894.91 |
DisclosureSEC source: 0001127602-19-009558 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,197 F1 · kind: Vesting and distribution to reporting person of 12,778 shares underlying restricted stock units of which 6,259 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,778 shares underlying restricted stock units relate to 2,181 restricted stock units that were granted on February 22, 2016, 6,346 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,993 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 12,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009558 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 12,778 shares underlying restricted stock units of which 6,259 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,778 shares underlying restricted stock units relate to 2,181 restricted stock units that were granted on February 22, 2016, 6,346 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,993 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,867 | $0.00 Strike: $48.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008669 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,867 shares Expires 2024-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 13,867 | $92.91 | $1,288,355.24 |
DisclosureSEC source: 0001127602-19-008669 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 13,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008669 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 6,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007525 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,172 Underlying: Common Stock · 6,346 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F5 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018. The performance factor for these performance stock units was determined on February 19, 2019. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 6,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007525 · form4.xml · derivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock · 6,885 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2020, 2021 and 2022. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 70,106 | $0.00 Strike: $90.79 | $0.00 |
DisclosureSEC source: 0001127602-19-007525 · form4.xml · derivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,106 Underlying: Common Stock · 70,106 shares Expires 2029-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:15 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 9,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009656 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,941 Underlying: Common Stock · 9,829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 9,829 shares underlying restricted stock units of which 4,816 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,829 shares underlying restricted stock units relate to 2,053 restricted stock units that were granted on February 23, 2015, 3,603 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 2,181 restricted stock units that were granted on February 22, 2016 and 1,992 restricted stock units that were granted on February 22, 2017. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:15 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 4,816 | $84.87 | $408,733.92 |
DisclosureSEC source: 0001127602-18-009656 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,678 F1 · kind: Vesting and distribution to reporting person of 9,829 shares underlying restricted stock units of which 4,816 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,829 shares underlying restricted stock units relate to 2,053 restricted stock units that were granted on February 23, 2015, 3,603 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 2,181 restricted stock units that were granted on February 22, 2016 and 1,992 restricted stock units that were granted on February 22, 2017. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:15 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 9,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009656 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 9,829 shares underlying restricted stock units of which 4,816 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,829 shares underlying restricted stock units relate to 2,053 restricted stock units that were granted on February 23, 2015, 3,603 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 2,181 restricted stock units that were granted on February 22, 2016 and 1,992 restricted stock units that were granted on February 22, 2017. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,249 | $0.00 Strike: $48.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · derivative · entry 9 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,867 Underlying: Common Stock · 4,249 shares Expires 2024-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,105 | $0.00 Strike: $36.50 | $0.00 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · derivative · entry 8 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,105 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 5,174 | $0.00 Strike: $31.89 | $0.00 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · derivative · entry 7 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,174 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 4,249 | $83.59 | $355,173.91 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · nonDerivative · entry 6 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,665 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 4,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · nonDerivative · entry 5 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 13,105 | $83.59 | $1,095,446.95 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · nonDerivative · entry 4 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,665 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 13,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · nonDerivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 5,174 | $83.59 | $432,494.66 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,665 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 5,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009095 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:21 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 3,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008061 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,770 Underlying: Common Stock · 3,603 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F5 · kind: These restricted stock units relate to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017. The performance factor for these performance stock units was determined on February 21, 2018. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:21 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 6,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008061 · form4.xml · derivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,167 Underlying: Common Stock · 6,774 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2019, 2020 and 2021. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:21 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 61,510 | $0.00 Strike: $83.05 | $0.00 |
DisclosureSEC source: 0001127602-18-008061 · form4.xml · derivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,510 Underlying: Common Stock · 61,510 shares Expires 2028-02-20 F1 · derivative.exercise_date: These options were granted on February 21, 2018 and vest in four equal annual installments on February 21st of 2019, 2020, 2021 and 2022. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 11,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009710 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,393 Underlying: Common Stock · 11,040 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 11,040 shares underlying restricted stock units of which 5,726 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,040 shares underlying restricted stock units relate to 2,431 restricted stock units that were granted on February 24, 2014, 4,376 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 2,053 restricted stock units that were granted on February 23, 2015, and 2,180 restricted stock units that were granted on February 22, 2016. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 5,726 | $73.28 | $419,601.28 |
DisclosureSEC source: 0001127602-17-009710 · form4.xml · nonDerivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,665 F1 · kind: Vesting and distribution to reporting person of 11,040 shares underlying restricted stock units of which 5,726 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,040 shares underlying restricted stock units relate to 2,431 restricted stock units that were granted on February 24, 2014, 4,376 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 2,053 restricted stock units that were granted on February 23, 2015, and 2,180 restricted stock units that were granted on February 22, 2016. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 11,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009710 · form4.xml · nonDerivative · entry 1 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 11,040 shares underlying restricted stock units of which 5,726 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,040 shares underlying restricted stock units relate to 2,431 restricted stock units that were granted on February 24, 2014, 4,376 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 2,053 restricted stock units that were granted on February 23, 2015, and 2,180 restricted stock units that were granted on February 22, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 4,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008216 · form4.xml · derivative · entry 3 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,433 Underlying: Common Stock · 4,376 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F5 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 5,978 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008216 · form4.xml · derivative · entry 2 MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,057 Underlying: Common Stock · 5,978 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.