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Pecor Raymond C III

Disclosed activity across 2 companies

Tapewire entity
50447
SEC CIK
0001475265

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMMUNITY FINANCIAL SYSTEM, INC.CBU · Entity 4178DirectorApril 29, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMMUNITY FINANCIAL SYSTEM, INC.

Report date April 29, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,448.221 Reported balance After 2026-04-29 transaction · row 1
1 source row

Row 1 · 2026-04-29 · Exercise / conversion · Acquired 9 · Balance 11,448.221

F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share.

Phantom Stock (Deferred Stock Units)SEC Table II · derivative / convertible securityDirect7,180.8232 Reported balance After 2026-04-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-04-29 · Exercise / conversion · Disposed 9 · Balance 7,180.8232

F3: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share.

F4: Includes 54.1540 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature.

Common StockSEC Table I · non-derivativeIndirectBy Trust11,277.977 Reported balance Holding disclosure · report date 2026-04-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 11,277.977

F2: The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share.

F2: The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

F3: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F4: Includes 54.1540 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MERCHANTS BANCSHARES INC

Report date May 12, 2017 · Filed May 16, 2017

Section 16 reporting ended · disclosed 2017-05-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-05-12 transaction · row 1
1 source row

Row 1 · 2017-05-12 · Disposition to issuer · Disposed 17,842 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 22, 2016 (the "Merger Agreement"), between Merchants Bancshares, Inc. ("Merchants") and Community Bank System, Inc. ("Community Bank System"). Pursuant to the Merger Agreement, in exchange for each share of Merchants common stock the reporting person could elect to receive (i) $40.00 per share in cash without interest, (ii) 0.9630 shares of Community Bank System common stock, or (iii) a combination of $12.00 per share in cash without interest and 0.6741 shares of Community Bank System common stock.

F2: Any election by the reporting person is subject to proration procedures that are designed to ensure that the total amount of cash paid, and the total number of shares of Community Bank System common stock issued, in the merger will equal as nearly as practicable the total amount of cash and number of shares that would have been paid and issued if all of the Merchants stockholders received a combination of $12.00 per share in cash without interest and 0.6741 shares of Community Bank System common stock.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2017-05-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-05-12 · Disposition to issuer · Disposed 9,386 · Balance 0

F3: The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 22, 2016 (the "Merger Agreement"), between Merchants Bancshares, Inc. ("Merchants") and Community Bank System, Inc. ("Community Bank System"). Pursuant to the Merger Agreement, in exchange for each share of Merchants common stock the reporting person could elect to receive (i) $40.00 per share in cash without interest, (ii) 0.9630 shares of Community Bank System common stock, or (iii) a combination of $12.00 per share in cash without interest and 0.6741 shares of Community Bank System common stock.

F2: Any election by the reporting person is subject to proration procedures that are designed to ensure that the total amount of cash paid, and the total number of shares of Community Bank System common stock issued, in the merger will equal as nearly as practicable the total amount of cash and number of shares that would have been paid and issued if all of the Merchants stockholders received a combination of $12.00 per share in cash without interest and 0.6741 shares of Community Bank System common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of October 22, 2016 (the "Merger Agreement"), between Merchants Bancshares, Inc. ("Merchants") and Community Bank System, Inc. ("Community Bank System"). Pursuant to the Merger Agreement, in exchange for each share of Merchants common stock the reporting person could elect to receive (i) $40.00 per share in cash without interest, (ii) 0.9630 shares of Community Bank System common stock, or (iii) a combination of $12.00 per share in cash without interest and 0.6741 shares of Community Bank System common stock.

F2: Any election by the reporting person is subject to proration procedures that are designed to ensure that the total amount of cash paid, and the total number of shares of Community Bank System common stock issued, in the merger will equal as nearly as practicable the total amount of cash and number of shares that would have been paid and issued if all of the Merchants stockholders received a combination of $12.00 per share in cash without interest and 0.6741 shares of Community Bank System common stock.

F3: The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2026 Filed May 1, 2026 20:28 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 9 Not disclosed Not disclosed
Disclosure

SEC source: 0000723188-26-000089 · form4.xml · derivative · entry 3

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,180.8232

Underlying: Common Stock · 9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · price: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · balance_after: Includes 54.1540 units of phantom stock acquired on April 10, 2026 under the LTIP's dividend reinvestment feature.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:28 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 9 Not disclosed Not disclosed
Disclosure

SEC source: 0000723188-26-000089 · form4.xml · nonDerivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,448.221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 29, 2026, the reporting person's phantom stock units were settled for 9 shares of Community Financial System, Inc. common stock, and .4418 shares were settled in cash at the price of $63.17 per share.

Read SEC document
March 19, 2026 Filed Mar 23, 2026 15:09 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 1,254 Not disclosed Not disclosed
Disclosure

SEC source: 0000723188-26-000082 · form4.xml · derivative · entry 3

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,136.111

Underlying: Common Stock · 1,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · price: On March 19, 2026, the reporting person's phantom stock units were settled for 1,254 shares of Community Financial System, Inc. common stock, and .5514 shares were settled in cash at the price of $55.61 per share.

F3 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F3 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 19, 2026 Filed Mar 23, 2026 15:09 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,254 Not disclosed Not disclosed
Disclosure

SEC source: 0000723188-26-000082 · form4.xml · nonDerivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,439.221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 19, 2026, the reporting person's phantom stock units were settled for 1,254 shares of Community Financial System, Inc. common stock, and .5514 shares were settled in cash at the price of $55.61 per share.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 22:04 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,220 $0.00 $0.00
Disclosure

SEC source: 0000723188-26-000074 · form4.xml · derivative · entry 5

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,390.6624

Underlying: Common Stock · 1,220 shares

Expires not disclosed

F8 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "LTIP"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F9 · balance_after: Includes 55.1073 units of phantom stock acquired on January 12, 2026 under the LTIP's dividend reinvestment feature.

Read SEC document
October 16, 2025 Filed Feb 11, 2026 16:15 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GiftCommon Stock 530 $0.00 $0.00
Disclosure

SEC source: 0000723188-26-000010 · form5.xml · nonDerivative · entry 2

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 11,191.777

F2 · balance_after: Includes 262.4190 shares acquired pursuant to the Community Financial System, Inc. Dividend Reinvestment Plan.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.

Read SEC document
October 16, 2025 Filed Feb 11, 2026 16:15 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GiftCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0000723188-26-000010 · form5.xml · nonDerivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,107.181

F1 · balance_after: Includes 242.0560 shares acquired pursuant to the Community Financial System, Inc. Dividend Reinvestment Plan.

Read SEC document
March 18, 2025 Filed Mar 20, 2025 18:12 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,225 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-010091 · form4.xml · derivative · entry 5

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,949.7799

Underlying: Common Stock · 1,225 shares

Expires not disclosed

F8 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Financial System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Financial System, Inc. common stock and will be settled in common stock at a predetermined date.

F9 · balance_after: Includes 43.1123, 52.3854, 45.0833, and 44.7223 units of phantom stock acquired as dividend equivalents on April 10, 2024, July 10, 2024, October 10, 2024, and January 10, 2025, respectively, under the Plan.

Read SEC document
December 19, 2024 Filed Dec 20, 2024 16:26 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 375.6329 $61.23 $23,000.00
Disclosure

SEC source: 0001127602-24-029841 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,451.9553

Underlying: Common Stock · 375.6329 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Financial System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Financial System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 67.8293, 66.08, and 60.6914 units of phantom stock acquired on April 10, 2024, July 10, 2024, and October 10, 2024, respectively, under the dividend reinvestment feature.

Read SEC document
September 19, 2024 Filed Sep 24, 2024 19:42 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 395.4608 $58.16 $23,000.00
Disclosure

SEC source: 0001127602-24-024354 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,881.7217

Underlying: Common Stock · 395.4608 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 18:04 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 479.7865 $44.03 $21,125.00
Disclosure

SEC source: 0001127602-24-019115 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,486.2609

Underlying: Common Stock · 479.7865 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 21, 2024 Filed Mar 21, 2024 17:43 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 445.846 $45.98 $20,500.00
Disclosure

SEC source: 0001127602-24-010879 · form4.xml · derivative · entry 4

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,006.4744

Underlying: Common Stock · 445.846 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F6 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F6 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F7 · balance_after: Includes 44.7814, 50.4408, 58.7445, and 54.7196 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
March 19, 2024 Filed Mar 21, 2024 17:43 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,395 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010879 · form4.xml · derivative · entry 5

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,539.4766

Underlying: Common Stock · 1,395 shares

Expires not disclosed

F8 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F9 · balance_after: Includes 35.597, 40.0907, 43.1863, and 37.007 units of phantom stock acquired on April 10, 2023, July 10, 2023, October 10, 2023, and January 10, 2024, respectively, as dividend equivalents under the Plan.

Read SEC document
December 21, 2023 Filed Dec 21, 2023 20:27 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 394.7622 $51.93 $20,500.00
Disclosure

SEC source: 0001127602-23-030282 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,351.9421

Underlying: Common Stock · 394.7622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 21, 2023 Filed Sep 22, 2023 19:20 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 489.1434 $41.91 $20,500.00
Disclosure

SEC source: 0001127602-23-024640 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,957.1799

Underlying: Common Stock · 489.1434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 22, 2023 Filed Jun 22, 2023 18:46 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 417.5154 $49.10 $20,500.01
Disclosure

SEC source: 0001127602-23-019226 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,468.0365

Underlying: Common Stock · 417.5154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 21, 2023 Filed Feb 14, 2024 18:13 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GiftCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004939 · form5.xml · nonDerivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,182.8993

F1 · balance_after: Includes 256.956 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:25 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 379.8408 $53.97 $20,500.01
Disclosure

SEC source: 0001127602-23-010506 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,050.5211

Underlying: Common Stock · 379.8408 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 17:55 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 1,154 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010269 · form4.xml · derivative · entry 5

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,988.5956

Underlying: Common Stock · 1,154 shares

Expires not disclosed

F8 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F8 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2022 Long-Term Incentive Plan, as amended (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F9 · balance_after: Includes 76.3715 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 20:34 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 342.9815 $59.77 $20,500.00
Disclosure

SEC source: 0001127602-22-027800 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,564.43

Underlying: Common Stock · 342.9815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 22, 2022 Filed Sep 23, 2022 17:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 297.8494 $64.63 $19,250.01
Disclosure

SEC source: 0001127602-22-022876 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221.4485

Underlying: Common Stock · 297.8494 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 19:46 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 307.3117 $62.64 $19,250.00
Disclosure

SEC source: 0001127602-22-017748 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,923.5991

Underlying: Common Stock · 307.3117 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:13 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 264.9327 $72.66 $19,250.01
Disclosure

SEC source: 0001127602-22-009952 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616.2874

Underlying: Common Stock · 264.9327 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 21:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 644 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009759 · form4.xml · derivative · entry 3

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,758.2241

Underlying: Common Stock · 644 shares

Expires not disclosed

F4 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan (the "Plan"). Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · balance_after: Includes 44.4941 units of phantom stock acquired as dividend equivalents under the Plan.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 20:43 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 250.8013 $71.77 $18,000.01
Disclosure

SEC source: 0001127602-21-031321 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334.3362

Underlying: Common Stock · 250.8013 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 43.6774 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
September 16, 2021 Filed Sep 17, 2021 17:14 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 269.0986 $66.89 $18,000.01
Disclosure

SEC source: 0001127602-21-025450 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039.8575

Underlying: Common Stock · 269.0986 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 16:16 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 222.003 $81.08 $18,000.00
Disclosure

SEC source: 0001127602-21-020324 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770.7589

Underlying: Common Stock · 222.003 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 21:20 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 228.3395 $78.83 $18,000.00
Disclosure

SEC source: 0001127602-21-011687 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548.7559

Underlying: Common Stock · 228.3395 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 01:17 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 569 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011255 · form4.xml · derivative · entry 3

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,069.73

Underlying: Common Stock · 569 shares

Expires not disclosed

F4 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F4 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F5 · balance_after: Includes 38.7442 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 20:11 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 275.5664 $65.32 $18,000.00
Disclosure

SEC source: 0001127602-20-031955 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284.5597

Underlying: Common Stock · 275.5664 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
October 28, 2020 Filed Oct 30, 2020 13:10 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 172 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-027685 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461.9858

Underlying: Common Stock · 172 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
September 17, 2020 Filed Sep 18, 2020 16:24 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 310.2378 $58.02 $18,000.00
Disclosure

SEC source: 0001127602-20-025422 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008.9933

Underlying: Common Stock · 310.2378 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 20:45 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 317.2924 $56.73 $18,000.00
Disclosure

SEC source: 0001127602-20-020171 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698.7555

Underlying: Common Stock · 317.2924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 18:20 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 298.5075 $60.30 $18,000.00
Disclosure

SEC source: 0001127602-20-011414 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381.4631

Underlying: Common Stock · 298.5075 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:23 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 667 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · derivative · entry 6

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289.9858

Underlying: Common Stock · 667 shares

Expires not disclosed

F6 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Compensation) · Derivative 1,031.1078 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · derivative · entry 5

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082.9556

Underlying: Common Stock · 1,031.1078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F8 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F8 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F9 · balance_after: Includes 9.9531 units of phantom stock acquired on January 10, 2020 under the Deferred Compensation Plan's dividend reinvestment feature.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionPhantom Stock (Deferred Stock Units) · Derivative 307.0985 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · derivative · entry 4

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622.9858

Underlying: Common Stock · 307.0985 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F6 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F7 · balance_after: Includes 5.3712 units of phantom stock acquired on January 10, 2029 as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 1,031.1078 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · nonDerivative · entry 2

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,960.3663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: On March 16, 2020, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 Exercise / conversionCommon Stock 307.0985 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-011342 · form4.xml · nonDerivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929.2585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 16, 2020, the reporting person's deferred stock units were settled for an equal number of shares of Community Bank System, Inc. common stock.

F2 · balance_after: Includes an additional 785.056 shares to update the number of shares reported.

Read SEC document
December 19, 2019 Filed Dec 23, 2019 15:28 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 255.2467 $70.52 $18,000.00
Disclosure

SEC source: 0001127602-19-035705 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,104.1103

Underlying: Common Stock · 255.2467 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · balance_after: Includes 6.5481, 9.4664, and 10.6880 units of phantom stock acquired on April 10, July 10, and October 10, 2019, respectively under the Deferred Compensation Plan's dividend reinvestment feature.

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September 19, 2019 Filed Sep 19, 2019 18:51 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 240.7206 $64.39 $15,500.00
Disclosure

SEC source: 0001127602-19-028794 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,822.1611

Underlying: Common Stock · 240.7206 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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June 20, 2019 Filed Jun 21, 2019 17:24 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 242.5286 $63.91 $15,500.00
Disclosure

SEC source: 0001127602-19-022522 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581.4405

Underlying: Common Stock · 242.5286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

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March 21, 2019 Filed Mar 22, 2019 18:55 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 260.8988 $59.41 $15,500.00
Disclosure

SEC source: 0001127602-19-012853 · form4.xml · derivative · entry 3

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,338.9119

Underlying: Common Stock · 260.8988 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F3 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F4 · balance_after: Includes 9.8655 units of phantom stock acquired on January 10, 2019 under the Deferred Compensation Plan's dividend reinvestment feature.

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March 20, 2019 Filed Mar 22, 2019 18:55 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantStock Option · Derivative 1,194 $0.00 Strike: $59.41 $0.00
Disclosure

SEC source: 0001127602-19-012853 · form4.xml · derivative · entry 2

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194

Underlying: Common Stock · 1,194 shares

Expires 2029-03-20

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:55 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Stock Units) · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012853 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911.0014

Underlying: Common Stock · 288 shares

Expires not disclosed

F1 · derivative.exercise_price: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.exercise_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F1 · derivative.expiration_date: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.

F2 · balance_after: Includes 12.0014 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program.

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December 20, 2018 Filed Dec 21, 2018 16:54 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 278.5265 $55.65 $15,500.00
Disclosure

SEC source: 0001127602-18-037061 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,068.1476

Underlying: Common Stock · 278.5265 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
September 20, 2018 Filed Sep 21, 2018 19:52 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 244.0945 $63.50 $15,500.00
Disclosure

SEC source: 0001127602-18-028209 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789.6211

Underlying: Common Stock · 244.0945 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:28 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 260.2855 $59.55 $15,500.00
Disclosure

SEC source: 0001127602-18-022226 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545.5266

Underlying: Common Stock · 260.2855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 18:32 UTC COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 230.0331 $54.34 $12,500.00
Disclosure

SEC source: 0001127602-18-012730 · form4.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230.0331

Underlying: Common Stock · 230.0331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

Read SEC document
March 22, 2018 Filed Apr 19, 2018 00:57 UTC Amendment COMMUNITY FINANCIAL SYSTEM, INC. CBU · Entity 4178 GrantPhantom Stock (Deferred Compensation) · Derivative 285.2411 $54.34 $15,500.00
Disclosure

SEC source: 0001127602-18-014907 · form4a.xml · derivative · entry 1

Pecor Raymond C III · CIK 0001475265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285.2411

Underlying: Common Stock · 285.2411 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.exercise_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F1 · derivative.expiration_date: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.

F2 · derivative.underlying_shares: This amendment has been filed to increase the number of phantom stock units acquired on March 22, 2018. The original filing reported that 230.0331 units were received, however, the correct number is 285.2411 units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.