Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARVANA CO.CVNA · Entity 2331 | 10% owner | May 01, 2026 | May 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARVANA CO.
Report date May 01, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Covered Call Option (Obligation to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $400.00 · Expires 2026-04-17 | IndirectECG II SPE, LLC | 0 |
Reported balance
After 2026-04-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-17 · Other · Disposed 4,000,000 · Balance 0 F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia. F2: This Form 4 is being filed on a voluntary basis to report, in advance, the expiration of the covered call options that would otherwise be reportable on Form 5 for the year ended December 31, 2026. F3: On May 9, 2025, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of the transaction, E-SPE sold 4,000,000 covered call options, each referencing one share of the Issuer's Class A common stock, exercisable only on the expiration date, with an expiration date of April 17, 2026. In exchange for selling these options, E-SPE received a cash premium of $24.75 per option, which was paid in May 2025. The options were out of the money on the expiration date and expired without being exercised. |
| Covered Call Option (Obligation to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $450.00 · Expires 2027-05-21 | IndirectECG II SPE, LLC | 2,000,000 |
Reported balance
After 2026-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-01 · Sale · Disposed 2,000,000 · Balance 2,000,000 F4: On May 1, 2026, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of this transaction, E-SPE sold 4,000,000 covered call options, comprised of 2,000,000 covered call options with an exercise price of $450.00 and 2,000,000 covered call options with an exercise price of $500.00, each referencing one share of the Issuer's Class A common stock, with an expiration date of May 21, 2027. In exchange for selling these options, E-SPE received a cash premium of $68.0575 per option. F5: E-SPE pledged 4,000,000 shares of the Issuer's Class B common stock and 5,000,000 units of Carvana Group, LLC Class A units (collectively, the "Pledged Shares") to secure its obligations under the transaction. During the term of the pledge, E-SPE retains the right to vote the Pledged Shares and retains investment/dispositive power over the Pledged Shares, subject to the terms of the pledge arrangements. F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia. |
| Covered Call Option (Obligation to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $500.00 · Expires 2027-05-21 | IndirectECG II SPE, LLC | 2,000,000 |
Reported balance
After 2026-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-01 · Sale · Disposed 2,000,000 · Balance 2,000,000 F4: On May 1, 2026, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of this transaction, E-SPE sold 4,000,000 covered call options, comprised of 2,000,000 covered call options with an exercise price of $450.00 and 2,000,000 covered call options with an exercise price of $500.00, each referencing one share of the Issuer's Class A common stock, with an expiration date of May 21, 2027. In exchange for selling these options, E-SPE received a cash premium of $68.0575 per option. F5: E-SPE pledged 4,000,000 shares of the Issuer's Class B common stock and 5,000,000 units of Carvana Group, LLC Class A units (collectively, the "Pledged Shares") to secure its obligations under the transaction. During the term of the pledge, E-SPE retains the right to vote the Pledged Shares and retains investment/dispositive power over the Pledged Shares, subject to the terms of the pledge arrangements. F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia. |
Filing footnotes · ownership attribution and instrument terms
F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia.
F2: This Form 4 is being filed on a voluntary basis to report, in advance, the expiration of the covered call options that would otherwise be reportable on Form 5 for the year ended December 31, 2026.
F3: On May 9, 2025, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of the transaction, E-SPE sold 4,000,000 covered call options, each referencing one share of the Issuer's Class A common stock, exercisable only on the expiration date, with an expiration date of April 17, 2026. In exchange for selling these options, E-SPE received a cash premium of $24.75 per option, which was paid in May 2025. The options were out of the money on the expiration date and expired without being exercised.
F4: On May 1, 2026, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of this transaction, E-SPE sold 4,000,000 covered call options, comprised of 2,000,000 covered call options with an exercise price of $450.00 and 2,000,000 covered call options with an exercise price of $500.00, each referencing one share of the Issuer's Class A common stock, with an expiration date of May 21, 2027. In exchange for selling these options, E-SPE received a cash premium of $68.0575 per option.
F5: E-SPE pledged 4,000,000 shares of the Issuer's Class B common stock and 5,000,000 units of Carvana Group, LLC Class A units (collectively, the "Pledged Shares") to secure its obligations under the transaction. During the term of the pledge, E-SPE retains the right to vote the Pledged Shares and retains investment/dispositive power over the Pledged Shares, subject to the terms of the pledge arrangements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2018 Filed Oct 4, 2018 23:52 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054326 · doc4.xml · nonDerivative · entry 3 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 23:52 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 3,000 | $55.45 | $166,351.20 |
DisclosureSEC source: 0001209191-18-054326 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $55.03 to $55.60, inclusive (weighted average of $55.4504); $56.36 to $57.29, inclusive (weighted average of $56.6373); $57.63 to $58.50, inclusive (weighted average of $57.8844); and $58.75 to $59.64, inclusive (weighted average of $59.0849), respectively. The reporting person undertakes to provide to the Issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 02, 2018 Filed Oct 4, 2018 23:52 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054326 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 02, 2018 Filed Oct 9, 2018 23:00 UTC Amendment | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 16,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054602 · doc4a.xml · derivative · entry 1 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 5,404,394 Underlying: Class A Common Stock · 13,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F2 · derivative.underlying_shares: The Form 4/A is being filed to correct a clerical error in the title and amount of converted securities reported in Column 7 of Forms 4 filed on October 4, 2018 and October 5, 2018, respectively. The prior filings inadvertently reflected the title and amounts of the derivative securities (Class A Units) instead of the underlying securities (Class A Common Stock). Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:05 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 2,062,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013064 · doc4.xml · derivative · entry 10 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,336,765 Underlying: Class A Common Stock · 1,650,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F9 · ownership.nature: These Class A Units are owned directly by DriveTime Sales and are exchangeable for 0.8 Class A Shares pursuant to the Exchange Agreement. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:05 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 1,650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013064 · doc4.xml · nonDerivative · entry 6 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,336,765 F6 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:05 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 1,650,000 | $26.26 | $43,333,125.00 |
DisclosureSEC source: 0000899243-18-013064 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · ownership.nature: Reflects the sale of Class A Shares by DriveTime Sales in an underwritten, registered offering of the Issuer, pursuant to an Underwriting Agreement dated as of April 25, 2018, among the Issuer, Carvana Group, and the other signatories party thereto, and the Second Amended and Restated Registration Rights Agreement, dated April 27, 2017, by and among the Issuer, Carvana Group and the other signatories party thereto. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:05 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 1,650,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013064 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,650,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 4,281,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011187 · doc4.xml · derivative · entry 10 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,986,765 Underlying: Class A Common Stock · 3,425,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F9 · ownership.nature: These Class A Units are owned directly by DriveTime Sales and are exchangeable for 0.8 Class A Shares pursuant to the Exchange Agreement. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 3,425,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011187 · doc4.xml · nonDerivative · entry 6 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,986,765 F6 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 3,425,000 | $26.26 | $89,949,062.50 |
DisclosureSEC source: 0000899243-18-011187 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: Reflects the sale of Class A Shares by DriveTime Sales in an underwritten, registered offering of the Issuer, pursuant to an underwriting agreement dated as of April 25, 2018, among the Issuer, Carvana Group, and the other signatories party thereto, and the Second Amended and Restated Registration Rights Agreement, dated April 27, 2017, by and among the Issuer, Carvana Group and the other signatories party thereto. Read SEC document |
| April 30, 2018 Filed May 3, 2018 00:24 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 3,425,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011187 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,425,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc. ("DriveTime"), of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| May 04, 2017 Filed May 5, 2017 21:39 UTC | CARVANA CO. CVNA · Entity 2331 | PurchaseClass A Common Stock | 164,517 | $8.20 | $1,349,039.40 |
DisclosureSEC source: 0000899243-17-012012 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,464,517 F1 · price: The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock were purchased in multiple transactions at prices ranging from $8.19 to $8.20, inclusive. F2 · ownership.nature: These shares are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls. Read SEC document |
| May 03, 2017 Filed May 4, 2017 00:35 UTC | CARVANA CO. CVNA · Entity 2331 | PurchaseClass A Common Stock | 300,000 | $8.67 | $2,601,000.00 |
DisclosureSEC source: 0000899243-17-011727 · doc4.xml · nonDerivative · entry 4 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,500,000 F4 · shares: These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.92, inclusive. F4 · price: These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.92, inclusive. F4 · ownership.nature: These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.29 to $8.92, inclusive. Read SEC document |
| May 03, 2017 Filed May 4, 2017 00:35 UTC | CARVANA CO. CVNA · Entity 2331 | PurchaseClass A Common Stock | 100,000 | $15.00 | $1,500,000.00 |
DisclosureSEC source: 0000899243-17-011727 · doc4.xml · nonDerivative · entry 3 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,200,000 F3 · shares: These shares of Class A Common Stock were purchased and are owned directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). Mr. Garcia has sole investment and dispository power over the Multi-Generational Trust assets and Mr. Garcia's son, Ernie Garcia, III, together with Ernie Garcia, III's children, are the sole beneficiaries of the Multi-Generational Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. F3 · price: These shares of Class A Common Stock were purchased and are owned directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). Mr. Garcia has sole investment and dispository power over the Multi-Generational Trust assets and Mr. Garcia's son, Ernie Garcia, III, together with Ernie Garcia, III's children, are the sole beneficiaries of the Multi-Generational Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. F3 · ownership.nature: These shares of Class A Common Stock were purchased and are owned directly by the Ernest C. Garcia III Multi-Generational Trust III (the "Multi-Generational Trust"). Mr. Garcia has sole investment and dispository power over the Multi-Generational Trust assets and Mr. Garcia's son, Ernie Garcia, III, together with Ernie Garcia, III's children, are the sole beneficiaries of the Multi-Generational Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. Read SEC document |
| May 03, 2017 Filed May 4, 2017 00:35 UTC | CARVANA CO. CVNA · Entity 2331 | PurchaseClass A Common Stock | 100,000 | $15.00 | $1,500,000.00 |
DisclosureSEC source: 0000899243-17-011727 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,100,000 F2 · shares: These shares of Class A Common Stock were purchased and are owned directly by the Ernest Irrevocable 2004 Trust III (the "2004 Trust"). Mr. Garcia has sole investment and dispository power over the 2004 Trust assets and Mr. Garcia's son, Ernie Garcia, III, is the sole beneficiary of the 2004 Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. F2 · price: These shares of Class A Common Stock were purchased and are owned directly by the Ernest Irrevocable 2004 Trust III (the "2004 Trust"). Mr. Garcia has sole investment and dispository power over the 2004 Trust assets and Mr. Garcia's son, Ernie Garcia, III, is the sole beneficiary of the 2004 Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. F2 · ownership.nature: These shares of Class A Common Stock were purchased and are owned directly by the Ernest Irrevocable 2004 Trust III (the "2004 Trust"). Mr. Garcia has sole investment and dispository power over the 2004 Trust assets and Mr. Garcia's son, Ernie Garcia, III, is the sole beneficiary of the 2004 Trust. These shares were purchased in the Issuer's initial public offering at the initial public offering price. Read SEC document |
| May 03, 2017 Filed May 4, 2017 00:35 UTC | CARVANA CO. CVNA · Entity 2331 | PurchaseClass A Common Stock | 1,000,000 | $15.00 | $15,000,000.00 |
DisclosureSEC source: 0000899243-17-011727 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,000,000 F1 · shares: These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls, pursuant to the Issuer's initial public offering at the initial public offering price. F1 · price: These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls, pursuant to the Issuer's initial public offering at the initial public offering price. F1 · ownership.nature: These shares of Class A Common Stock were purchased and are owned directly by Verde Investments, Inc., an entity that Mr. Garcia wholly owns and controls, pursuant to the Issuer's initial public offering at the initial public offering price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.