Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARVANA CO.CVNA · Entity 2331 | 10% owner | May 01, 2026 | May 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARVANA CO.
Report date May 01, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Covered Call Option (Obligation to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $400.00 · Expires 2026-04-17 | IndirectECG II SPE, LLC | 0 |
Reported balance
After 2026-04-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-17 · Other · Disposed 4,000,000 · Balance 0 F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia. F2: This Form 4 is being filed on a voluntary basis to report, in advance, the expiration of the covered call options that would otherwise be reportable on Form 5 for the year ended December 31, 2026. F3: On May 9, 2025, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of the transaction, E-SPE sold 4,000,000 covered call options, each referencing one share of the Issuer's Class A common stock, exercisable only on the expiration date, with an expiration date of April 17, 2026. In exchange for selling these options, E-SPE received a cash premium of $24.75 per option, which was paid in May 2025. The options were out of the money on the expiration date and expired without being exercised. |
| Covered Call Option (Obligation to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $450.00 · Expires 2027-05-21 | IndirectECG II SPE, LLC | 2,000,000 |
Reported balance
After 2026-05-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-01 · Sale · Disposed 2,000,000 · Balance 2,000,000 F4: On May 1, 2026, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of this transaction, E-SPE sold 4,000,000 covered call options, comprised of 2,000,000 covered call options with an exercise price of $450.00 and 2,000,000 covered call options with an exercise price of $500.00, each referencing one share of the Issuer's Class A common stock, with an expiration date of May 21, 2027. In exchange for selling these options, E-SPE received a cash premium of $68.0575 per option. F5: E-SPE pledged 4,000,000 shares of the Issuer's Class B common stock and 5,000,000 units of Carvana Group, LLC Class A units (collectively, the "Pledged Shares") to secure its obligations under the transaction. During the term of the pledge, E-SPE retains the right to vote the Pledged Shares and retains investment/dispositive power over the Pledged Shares, subject to the terms of the pledge arrangements. F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia. |
| Covered Call Option (Obligation to Sell)SEC Table II · derivative / convertible security · Conversion / exercise price $500.00 · Expires 2027-05-21 | IndirectECG II SPE, LLC | 2,000,000 |
Reported balance
After 2026-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-01 · Sale · Disposed 2,000,000 · Balance 2,000,000 F4: On May 1, 2026, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of this transaction, E-SPE sold 4,000,000 covered call options, comprised of 2,000,000 covered call options with an exercise price of $450.00 and 2,000,000 covered call options with an exercise price of $500.00, each referencing one share of the Issuer's Class A common stock, with an expiration date of May 21, 2027. In exchange for selling these options, E-SPE received a cash premium of $68.0575 per option. F5: E-SPE pledged 4,000,000 shares of the Issuer's Class B common stock and 5,000,000 units of Carvana Group, LLC Class A units (collectively, the "Pledged Shares") to secure its obligations under the transaction. During the term of the pledge, E-SPE retains the right to vote the Pledged Shares and retains investment/dispositive power over the Pledged Shares, subject to the terms of the pledge arrangements. F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia. |
Filing footnotes · ownership attribution and instrument terms
F1: The covered call options represented the option holder's right to purchase, and the option seller's obligation to sell, the underlying shares at the specified strike price. The covered call options were held directly by ECG II SPE, LLC ("E-SPE"), an entity wholly owned and controlled by Mr. Garcia.
F2: This Form 4 is being filed on a voluntary basis to report, in advance, the expiration of the covered call options that would otherwise be reportable on Form 5 for the year ended December 31, 2026.
F3: On May 9, 2025, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of the transaction, E-SPE sold 4,000,000 covered call options, each referencing one share of the Issuer's Class A common stock, exercisable only on the expiration date, with an expiration date of April 17, 2026. In exchange for selling these options, E-SPE received a cash premium of $24.75 per option, which was paid in May 2025. The options were out of the money on the expiration date and expired without being exercised.
F4: On May 1, 2026, E-SPE entered into a European-style covered call option transaction with an unaffiliated third-party purchaser. Under the terms of this transaction, E-SPE sold 4,000,000 covered call options, comprised of 2,000,000 covered call options with an exercise price of $450.00 and 2,000,000 covered call options with an exercise price of $500.00, each referencing one share of the Issuer's Class A common stock, with an expiration date of May 21, 2027. In exchange for selling these options, E-SPE received a cash premium of $68.0575 per option.
F5: E-SPE pledged 4,000,000 shares of the Issuer's Class B common stock and 5,000,000 units of Carvana Group, LLC Class A units (collectively, the "Pledged Shares") to secure its obligations under the transaction. During the term of the pledge, E-SPE retains the right to vote the Pledged Shares and retains investment/dispositive power over the Pledged Shares, subject to the terms of the pledge arrangements.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2018 Filed Nov 5, 2018 23:21 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 53,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057275 · doc4.xml · nonDerivative · entry 3 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 53,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:21 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 8,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057275 · doc4.xml · derivative · entry 16 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,774,264 Underlying: Class A Common Stock · 6,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:21 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 6,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057275 · doc4.xml · nonDerivative · entry 10 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 3,819,415 F8 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:21 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 6,848 | $45.00 | $308,166.85 |
DisclosureSEC source: 0001209191-18-057275 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.02, inclusive (weighted average of $45.0010). The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 23:21 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 6,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057275 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 6,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 21:05 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 8,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055710 · doc4.xml · derivative · entry 11 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,782,824 Underlying: Class A Common Stock · 6,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 21:05 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055710 · doc4.xml · nonDerivative · entry 6 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 3,826,263 F7 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 21:05 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 6,476 | $45.03 | $291,611.04 |
DisclosureSEC source: 0001209191-18-055710 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.16, inclusive (weighted average of $45.0295). The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 21:05 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 6,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055710 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 6,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 81,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · derivative · entry 17 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,790,919 Underlying: Class A Common Stock · 65,312 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 65,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 11 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 3,832,739 F8 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 65,312 | $45.20 | $2,951,860.75 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 6 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.85, inclusive (weighted average of $45.1963). The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 16, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 65,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 5 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 65,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 5,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · derivative · entry 16 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,872,559 Underlying: Class A Common Stock · 4,665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 4,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 10 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 3,898,051 F8 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 1,400 | $46.15 | $64,608.88 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 4 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.96, inclusive (weighted average of $45.5036); and $46.03 to $46.35, inclusive (weighted average of $46.1492), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 3 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 1,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 3,265 | $45.50 | $148,569.25 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.96, inclusive (weighted average of $45.5036); and $46.03 to $46.35, inclusive (weighted average of $46.1492), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 22:53 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 3,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-055435 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 3,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 147,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · derivative · entry 25 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,878,391 Underlying: Class A Common Stock · 117,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 117,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 19 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 3,902,716 F8 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 1,500 | $48.12 | $72,180.45 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 14 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.045 to $46.04, inclusive (weighted average of $45.6443); $46.045 to $47.04, inclusive (weighted average of $46.5278); $47.05 to $48.04, inclusive (weighted average of $47.4717); and $48.05 to $48.28, inclusive (weighted average of $48.1203), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 13 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 1,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 23,240 | $47.47 | $1,103,242.31 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 12 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.045 to $46.04, inclusive (weighted average of $45.6443); $46.045 to $47.04, inclusive (weighted average of $46.5278); $47.05 to $48.04, inclusive (weighted average of $47.4717); and $48.05 to $48.28, inclusive (weighted average of $48.1203), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 23,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 11 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 23,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 46,432 | $46.53 | $2,160,378.81 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 10 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.045 to $46.04, inclusive (weighted average of $45.6443); $46.045 to $47.04, inclusive (weighted average of $46.5278); $47.05 to $48.04, inclusive (weighted average of $47.4717); and $48.05 to $48.28, inclusive (weighted average of $48.1203), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 46,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 9 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 46,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 46,460 | $45.64 | $2,120,634.18 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 8 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.045 to $46.04, inclusive (weighted average of $45.6443); $46.045 to $47.04, inclusive (weighted average of $46.5278); $47.05 to $48.04, inclusive (weighted average of $47.4717); and $48.05 to $48.28, inclusive (weighted average of $48.1203), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 46,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 7 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 46,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 106,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · derivative · entry 24 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 5,025,431 Underlying: Class A Common Stock · 85,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 85,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 18 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,020,348 F8 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 4,590 | $47.17 | $216,529.58 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 6 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive (weighted average of $45.4916); $46.00 to $46.99, inclusive (weighted average of $46.4663); and $47.00 to $47.55, inclusive (weighted average of $47.1742), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 4,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 5 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 22,807 | $46.47 | $1,059,756.90 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 4 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive (weighted average of $45.4916); $46.00 to $46.99, inclusive (weighted average of $46.4663); and $47.00 to $47.55, inclusive (weighted average of $47.1742), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 22,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 3 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 22,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 58,108 | $45.49 | $2,643,425.89 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 2 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.99, inclusive (weighted average of $45.4916); $46.00 to $46.99, inclusive (weighted average of $46.4663); and $47.00 to $47.55, inclusive (weighted average of $47.1742), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 22:57 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 58,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054999 · doc4.xml · nonDerivative · entry 1 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 58,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 5,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · derivative · entry 27 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 5,132,313 Underlying: Class A Common Stock · 4,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 4,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 21 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,105,853 F8 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 400 | $51.02 | $20,409.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 16 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $48.68 to $49.60, inclusive (weighted average of $48.9878); $49.88 to $50.84, inclusive (weighted average of $50.4771); and $50.90 to $51.14, inclusive (weighted average of $51.0225), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 15 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 2,300 | $50.48 | $116,097.33 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 14 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $48.68 to $49.60, inclusive (weighted average of $48.9878); $49.88 to $50.84, inclusive (weighted average of $50.4771); and $50.90 to $51.14, inclusive (weighted average of $51.0225), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 2,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 13 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 2,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 1,900 | $48.99 | $93,076.82 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 12 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F4 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $48.68 to $49.60, inclusive (weighted average of $48.9878); $49.88 to $50.84, inclusive (weighted average of $50.4771); and $50.90 to $51.14, inclusive (weighted average of $51.0225), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 11 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Units · Derivative | 38,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · derivative · entry 26 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 5,138,063 Underlying: Class A Common Stock · 30,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.exercise_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. F1 · derivative.expiration_date: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | OtherClass B Common Stock | 30,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 20 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 4,110,453 F8 · ownership.nature: Reflects the cancellation for no consideration of Class B Common Stock of the Issuer ("Class B Shares") in connection with the conversion of Class A Units into Class A Shares. Following the reported transaction, the remaining Class B Shares are owned directly by DriveTime Sales. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 2,850 | $54.32 | $154,824.26 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 10 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $50.03 to $51.02, inclusive (weighted average of $50.5839); $51.06 to $52.05, inclusive (weighted average of $51.7196); $52.085 to $53.05, inclusive (weighted average of $52.5106); $53.08 to $54.07, inclusive (weighted average of $53.4981); and $54.115 to $54.625, inclusive (weighted average of $54.3243), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | ConversionClass A Common Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 9 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 2,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects the conversion of Class A Common Units ("Class A Units") of Carvana Group, LLC ("Carvana Group") owned directly by DriveTime Sales and Finance Company, LLC ("DriveTime Sales") into shares of Class A Common Stock ("Class A Shares") of the Issuer pursuant to the Exchange Agreement, dated April 27, 2017, by and among the Issuer, Carvana Co. Sub LLC, Carvana Group and the members of Carvana Group (the "Exchange Agreement"). DriveTime Sales is a wholly owned subsidiary of DriveTime Automotive Group, Inc., of which Mr. Garcia is the chairman of the board of directors and the controlling stockholder. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 23:46 UTC | CARVANA CO. CVNA · Entity 2331 | SaleClass A Common Stock | 6,200 | $53.50 | $331,688.22 |
DisclosureSEC source: 0001209191-18-054832 · doc4.xml · nonDerivative · entry 8 GARCIA ERNEST C. II · CIK 0001017608 · 10% owner VERDE INVESTMENTS, INC. · CIK 0001704727 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · DriveTime Sales and Finance Company Disclosed balance after: 0 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by DriveTime Sales on September 17, 2018. F3 · price: The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $50.03 to $51.02, inclusive (weighted average of $50.5839); $51.06 to $52.05, inclusive (weighted average of $51.7196); $52.085 to $53.05, inclusive (weighted average of $52.5106); $53.08 to $54.07, inclusive (weighted average of $53.4981); and $54.115 to $54.625, inclusive (weighted average of $54.3243), respectively. The reporting person undertakes to provide to the issuer or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.