Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Reynolds Consumer Products Inc.REYN · Entity 3930 | Chief Legal Officer | April 30, 2026 | May 01, 2026 |
| SunOpta Inc.STKL · Entity 49798 | Chief Administrative Officer | July 10, 2024 | July 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Reynolds Consumer Products Inc.
Report date April 30, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,223 |
Ending reported balance
After 2026-05-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-04-30 · Exercise / conversion · Acquired 17,987 · Balance 17,987 Row 2 · 2026-04-30 · Tax withholding · Disposed 7,520 · Balance 10,467 F1: Represents shares withheld by Reynolds Consumer Products Inc. to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Row 3 · 2026-05-01 · Exercise / conversion · Acquired 4,791 · Balance 15,258 Row 4 · 2026-05-01 · Tax withholding · Disposed 2,035 · Balance 13,223 F1: Represents shares withheld by Reynolds Consumer Products Inc. to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-30 · Exercise / conversion · Disposed 17,987 · Balance 0 F2: Each RSU represents a contingent right to receive one share of the Company's common stock. F3: The RSUs vested on April 30, 2026. F4: The RSUs do not have an expiration date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 9,582 |
Reported balance
After 2026-05-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-05-01 · Exercise / conversion · Disposed 4,791 · Balance 9,582 F2: Each RSU represents a contingent right to receive one share of the Company's common stock. F5: RSUs vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the date of grant. F4: The RSUs do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by Reynolds Consumer Products Inc. to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs").
F2: Each RSU represents a contingent right to receive one share of the Company's common stock.
F3: The RSUs vested on April 30, 2026.
F4: The RSUs do not have an expiration date.
F5: RSUs vest as follows: one-third of the RSUs vest on each of the first three anniversaries of the date of grant.
SunOpta Inc.
Report date July 10, 2024 · Filed July 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 179,010 |
Reported balance
After 2024-07-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-10 · Exercise / conversion · Acquired 3,572 · Balance 179,010 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2: Includes 1,562 shares acquired under the STKL stock purchase plan in May 2024. |
| Common SharesSEC Table I · non-derivative | Direct | 177,381 |
Reported balance
After 2024-07-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-07-10 · Tax withholding · Disposed 1,629 · Balance 177,381 F3: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,143 |
Reported balance
After 2024-07-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-10 · Exercise / conversion · Disposed 3,572 · Balance 7,143 F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F4: The Restricted Stock Units vest in three equal annual installments beginning on July 10, 2024, subject to the continued employment of the reporting person through each such vesting date. F5: The Restricted Stock Units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2: Includes 1,562 shares acquired under the STKL stock purchase plan in May 2024.
F3: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F4: The Restricted Stock Units vest in three equal annual installments beginning on July 10, 2024, subject to the continued employment of the reporting person through each such vesting date.
F5: The Restricted Stock Units do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2022 Filed Jul 12, 2022 21:46 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 1,002 | $8.95 | $8,967.90 |
DisclosureSEC source: 0001209191-22-041955 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,221 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| July 10, 2022 Filed Jul 12, 2022 21:46 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 2,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-041955 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| May 05, 2022 Filed May 10, 2022 01:46 UTC | SunOpta Inc. STKL · Entity 49798 | GrantStock Option (Right to Buy) · Derivative | 106,786 | $0.00 Strike: $5.91 | $0.00 |
DisclosureSEC source: 0001209191-22-027969 · doc4.xml · derivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,786 Underlying: Common Shares · 106,786 shares Expires not disclosed F4 · derivative.exercise_date: The Stock Options vest in three equal annual installments beginning on May 5, 2023 subject to the continued employment of the reporting person through each such vesting date. These options qualify as incentive stock options. F5 · derivative.expiration_date: The Stock Options, once vested, will expire 10 years after each such vesting date, subject to continued employment through that vesting date. Read SEC document |
| May 05, 2022 Filed May 10, 2022 01:46 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 56,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027969 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,148 Underlying: Common Shares · 56,148 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Performance Stock Units (PSUs) will vest or lapse on May 5, 2025 (Vesting Date), depending on the Company's total shareholder return (the "TSR") performance relative to the Russell 3000 Food and Beverage companies during the performance period as described in the award agreement. If none of the hurdles are met, no PSUs will vest and the award will lapse. If the 25th percentile hurdle is met, 25% of the PSUs will vest. If the 50% percentile hurdle is met, 100% of the PSUs will vest. If the 75% percentile hurdle is met, 125% of the PSUs will vest. If the 90th percentile or above is met, 200% of the PSUs will vest. The number included in column 5 of Table II reflects the number of PSUs eligible for vesting subject to the reporting person's continued employment with the Company through the Vesting Date. F3 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 19:14 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-025596 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Shares · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on April 22, 2021, subject to the continued employment of the reporting person through each such vesting date. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 19:14 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 9,840 | $5.48 | $53,923.20 |
DisclosureSEC source: 0001209191-22-025596 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,188 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 19:14 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-025596 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,028 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| April 15, 2022 Filed Apr 20, 2022 01:41 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024871 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720 Underlying: Common Shares · 860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on April 15, 2022 subject to the continued employment of the reporting person through each such vesting date. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| April 15, 2022 Filed Apr 20, 2022 01:41 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 461 | $5.71 | $2,632.31 |
DisclosureSEC source: 0001209191-22-024871 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,028 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| April 15, 2022 Filed Apr 20, 2022 01:41 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-024871 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| April 08, 2022 Filed Apr 12, 2022 21:38 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 47,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-024190 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,151 Underlying: Common Shares · 47,151 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Performance Stock Units ("PSUs") vest on March 31, 2023 based upon the Company's gross Adjusted EBITDA (the "Performance Measure") for its 2022 fiscal year. If the Performance Measure is less than $67.65 million, none of the PSUs will vest and the PSUs will expire. If the Performance Measure is at or greater than $67.65 million, a percentage of the PSUs, ranging from 50% to 100%, will vest in accordance with the vesting table and the remaining PSUs will expire. The vested amount increases by one percentage point for each level of Adjusted EBITDA achieved, as specified in the vesting table. If the Performance Measure is greater than or equal to $83.15 million, all of the PSUs will vest. Vesting is also subject to individual performance and continued employment of the reporting person through the vesting date. F3 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 01:16 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 8,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023369 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,139 Underlying: Common Shares · 8,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The reporting person was granted performance stock units (the "Performance Units") on July 10, 2020. The vesting of the Performance Units is subject to the satisfaction of certain fiscal year EBITDA achieved during the period commencing on the grant date and ending on December 31, 2022 (the "Performance Period"). The vesting of this 1/3 of the Performance Units is due to the company achieving annual EBITDA of $58,000,000 (as modified by the Board of Directors, at its sole discretion, from $100,000,000) during the Performance Period, and subject to continued employment through the end of the fiscal year the EBITDA performance condition is achieved. F4 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 01:16 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 4,437 | $5.14 | $22,806.18 |
DisclosureSEC source: 0001209191-22-023369 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,629 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs. Read SEC document |
| April 01, 2022 Filed Apr 6, 2022 01:16 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 8,140 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-023369 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 00:33 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 3,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009028 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,207 Underlying: Common Shares · 3,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022, subject to the continued employment of the reporting person through each such vesting date. F5 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 00:33 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 1,692 | $5.30 | $8,967.60 |
DisclosureSEC source: 0001209191-22-009028 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,926 F3 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| February 09, 2022 Filed Feb 12, 2022 00:33 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 3,103 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009028 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · balance_after: Includes 945 shares acquired under the STKL stock purchase plan from September 2021 to December 2021. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:50 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046626 · doc4.xml · derivative · entry 6 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,070 Underlying: Common Shares · 2,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F7 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on July 10, 2021, subject to the continued employment of the reporting person through each such vesting date. F8 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:50 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 8,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046626 · doc4.xml · derivative · entry 5 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,279 Underlying: Common Shares · 8,139 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F5 · derivative.exercise_date: The reporting person was granted performance stock units (the "Performance Units") on July 10, 2020. The vesting of the Performance Units is subject to the satisfaction of certain fiscal year EBITDA achieved during the period commencing on the grant date and ending on December 31, 2022 (the "Performance Period"). For the EBITDA performance conditions, 1/3 of the Performance Units will vest upon the Company achieving annual adjusted EBITDA of $80,000,000, another 1/3 will vest upon the Company achieving annual adjusted EBITDA of $100,000,000, and the final 1/3 will vest upon the Company achieving annual adjusted EBITDA of $110,000,000 during the Performance Period, and subject to continued employment through the end of the fiscal year the EBITDA performance condition is achieved. F6 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:50 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 1,002 | $12.33 | $12,354.66 |
DisclosureSEC source: 0001209191-21-046626 · doc4.xml · nonDerivative · entry 4 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,570 F4 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:50 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 2,035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046626 · doc4.xml · nonDerivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:50 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 4,005 | $12.33 | $49,381.65 |
DisclosureSEC source: 0001209191-21-046626 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,537 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the PSUs. Read SEC document |
| July 10, 2021 Filed Jul 13, 2021 23:50 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 8,139 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046626 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:57 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionStock Option (Right to Buy) · Derivative | 22,165 | $0.00 Strike: $3.27 | $0.00 |
DisclosureSEC source: 0001209191-21-042085 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 22,165 shares Expires 2026-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 22,165 shares, became exercisable in three equal annual installments beginning on May 24, 2017, which was the first anniversary of the date on which the option was granted. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:57 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 5,663 | $12.80 | $72,486.40 |
DisclosureSEC source: 0001209191-21-042085 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,403 Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 20:57 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 22,165 | $3.27 | $72,479.55 |
DisclosureSEC source: 0001209191-21-042085 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 586 shares acquired under the STKL stock purchase plan in June 2021. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:40 UTC | SunOpta Inc. STKL · Entity 49798 | SaleCommon Shares | 10,590 | $12.36 | $130,882.87 |
DisclosureSEC source: 0001209191-21-034642 · doc4.xml · nonDerivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,315 F1 · kind: Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported. F4 · price: The transaction was executed in multiple trades at prices ranging from $12.11 to $12.67. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:40 UTC | SunOpta Inc. STKL · Entity 49798 | SaleCommon Shares | 10,592 | $12.65 | $134,040.70 |
DisclosureSEC source: 0001209191-21-034642 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,905 F1 · kind: Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported. F3 · price: The transaction was executed in multiple trades at prices ranging from $12.52 to $12.79. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2021 Filed May 20, 2021 23:40 UTC | SunOpta Inc. STKL · Entity 49798 | SaleCommon Shares | 11,570 | $12.50 | $144,567.15 |
DisclosureSEC source: 0001209191-21-034642 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,497 F1 · kind: Represents the number of shares sold by the reporting person solely to cover the tax withholding obligations in connection with the settlement of the PSUs that vested on April 22, 2021, as previously reported. F2 · price: The transaction was executed in multiple trades at prices ranging from $12.35 to $12.62. The price reported reflects the average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 00:47 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028438 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: On April 22, 2020, the reporting person was granted 60,000 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 00:47 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 9,840 | $13.81 | $135,890.40 |
DisclosureSEC source: 0001209191-21-028438 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,846 F2 · acquired: This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 00:47 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028438 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 00:00 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 67,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028417 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 67,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 23:29 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 67,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-028693 · doc4a.xml · derivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 67,367 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F4 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| April 22, 2021 Filed Apr 27, 2021 23:29 UTC Amendment | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 67,367 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-028693 · doc4a.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This amendment is to add information to Table I with regard to the vesting of the PSUs due to the Performance Measures and conditions being fully achieved. F2 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · balance_after: Includes 3854 shares acquired under the STKL stock purchase plan from June 2020 to March 2021. Read SEC document |
| April 15, 2021 Filed Apr 20, 2021 01:09 UTC | SunOpta Inc. STKL · Entity 49798 | GrantStock Option (Right to Buy) · Derivative | 16,304 | $0.00 Strike: $14.77 | $0.00 |
DisclosureSEC source: 0001209191-21-027462 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,304 Underlying: Common Shares · 16,304 shares Expires not disclosed F6 · derivative.exercise_date: The Stock Options vest in three equal annual installments beginning on April 15, 2022 subject to the continued employment of the reporting person through each such vesting date. F7 · derivative.expiration_date: The Stock Options, once vested, will expire 10 years after each such vesting date, subject to continued employment through that vesting date. Read SEC document |
| April 15, 2021 Filed Apr 20, 2021 01:09 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 20,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027462 · doc4.xml · derivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,646 Underlying: Common Shares · 20,646 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F5 · derivative.exercise_date: The Performance Stock Units (PSUs) will vest or lapse on April 15, 2024 (Vesting Date), depending on the Company's total shareholder return (the "TSR") performance relative to the Russell 3000 Food and Beverage companies during the performance period as described in the award agreement. If none of the hurdles are met, none of the PSUs will vest and the award will lapse. If the 25th percentile hurdle is met, 25% of the PSUs will vest. If the 50th percentile hurdle is met, 100% of the PSUs will vest. If the 75th percentile hurdle is met, 125% of the PSUs will vest. If the 90th percentile or above is met, 200% of the PSUs will vest. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to the reporting person's continued employment with the Company through the Vesting Date. F5 · derivative.expiration_date: The Performance Stock Units (PSUs) will vest or lapse on April 15, 2024 (Vesting Date), depending on the Company's total shareholder return (the "TSR") performance relative to the Russell 3000 Food and Beverage companies during the performance period as described in the award agreement. If none of the hurdles are met, none of the PSUs will vest and the award will lapse. If the 25th percentile hurdle is met, 25% of the PSUs will vest. If the 50th percentile hurdle is met, 100% of the PSUs will vest. If the 75th percentile hurdle is met, 125% of the PSUs will vest. If the 90th percentile or above is met, 200% of the PSUs will vest. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to the reporting person's continued employment with the Company through the Vesting Date. Read SEC document |
| April 15, 2021 Filed Apr 20, 2021 01:09 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027462 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580 Underlying: Common Shares · 2,580 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on April 15, 2022 subject to the continued employment of the reporting person through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 01:23 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 16,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-024314 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,862 Underlying: Common Shares · 16,862 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Performance Stock Units ("PSUs") vest on March 30, 2022 based upon the Company's gross Adjusted EBITDA (the "Performance Measure") for its 2021 fiscal year. If the Performance Measure is less than $65.65 million, none of the PSUs will vest and the PSUs will expire. If the Performance Measure is at or greater than $65.65 million, a percentage of the PSUs, ranging from 50% to 100%, will vest in accordance with a vesting table and the remaining PSUs will expire. The vested amount increases by one percentage point for each level of Adjusted EBITDA achieved, as specified in the vesting table. If the Performance Measure is greater than or equal to $75.65 million, all of the PSUs will vest. Vesting is also subject to individual performance and continued employment of the reporting person through the vesting date. F3 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:44 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 9,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009941 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,310 Underlying: Common Shares · 9,310 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on February 9, 2022, subject to the continued employment of the reporting person through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 22:27 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 6,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042417 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,105 Underlying: Common Shares · 6,105 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F6 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on July 10, 2021, subject to the continued employment of the reporting person through each such vesting date. F7 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 22:27 UTC | SunOpta Inc. STKL · Entity 49798 | GrantStock Option (Right to Buy) · Derivative | 40,989 | $0.00 Strike: $4.73 | $0.00 |
DisclosureSEC source: 0001209191-20-042417 · doc4.xml · derivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,989 Underlying: Common Shares · 40,989 shares Expires 2030-07-10 F4 · derivative.exercise_date: The Stock Options vest in three equal annual installments beginning on July 10, 2021, subject to the continued employment of the reporting person through each such vesting date. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 22:27 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 24,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-042417 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,418 Underlying: Common Shares · 24,418 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The reporting person was granted performance stock units (the "Performance Units") on July 10, 2020. The vesting of the Performance Units is subject to the satisfaction of certain fiscal year EBITDA achieved during the period commencing on the grant date and ending on December 31, 2022 (the "Performance Period"). For the EBITDA performance conditions, 1/3 of the Performance Units will vest upon the Company achieving annual adjusted EBITDA of $80,000,000, another 1/3 will vest upon the Company achieving annual adjusted EBITDA of $100,000,000, and the final 1/3 will vest upon the Company achieving annual adjusted EBITDA of $110,000,000 during the Performance Period, and subject to continued employment through the end of the fiscal year the EBITDA performance condition is achieved. F3 · derivative.expiration_date: The Performance Stock Units do not have an expiration date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:16 UTC | SunOpta Inc. STKL · Entity 49798 | GrantPerformance Stock Units · Derivative | 67,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040515 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,367 Underlying: Common Shares · 67,367 shares Expires 2021-04-22 F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · shares: The Performance Stock Units ("PSUs") vest based upon the Company's gross Adjusted EBITDA (the "Performance Measure") for its 2020 fiscal year. If the Performance Measure is less than $69.8 million, none of the PSUs will vest. If the Performance Measure is at or greater than $69.8 million, a percentage of the PSUs, ranging from 50% to 100%, will vest in accordance with a vesting table. The vested amount increases by one percentage point for each level of Adjusted EBITDA achieved, as specified in the vesting table. If the Performance Measure is greater than or equal to $82.72 million, all of the PSUs will vest. Vesting is also subject to individual performance and continued employment of the reporting person through the vesting date. Read SEC document |
| May 24, 2020 Filed May 27, 2020 16:11 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionRestricted Stock Units · Derivative | 4,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032232 · doc4.xml · derivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| May 24, 2020 Filed May 27, 2020 16:11 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 4,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-032232 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 17:23 UTC | SunOpta Inc. STKL · Entity 49798 | GrantRestricted Stock Units · Derivative | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-025556 · doc4.xml · derivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Shares · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning on April 22, 2021, subject to the continued employment of the reporting person through each such vesting date. F3 · derivative.expiration_date: The Restricted Stock Units do not have an expiration date. Read SEC document |
| April 12, 2020 Filed Apr 15, 2020 01:11 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionPerformance Stock Units · Derivative | 25,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-024412 · doc4.xml · derivative · entry 3 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,575 shares Expires 2020-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F3 · derivative.exercise_date: The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited. F3 · derivative.expiration_date: The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited. F3 · balance_after: The Performance Stock Units partially vested on the exercisable date and those Performance Stock Units that did not vest were forfeited. Read SEC document |
| April 12, 2020 Filed Apr 15, 2020 01:11 UTC | SunOpta Inc. STKL · Entity 49798 | Tax withholdingCommon Shares | 7,596 | $1.87 | $14,204.52 |
DisclosureSEC source: 0001209191-20-024412 · doc4.xml · nonDerivative · entry 2 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,473 Read SEC document |
| April 12, 2020 Filed Apr 15, 2020 01:11 UTC | SunOpta Inc. STKL · Entity 49798 | Exercise / conversionCommon Shares | 25,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-024412 · doc4.xml · nonDerivative · entry 1 Barnett Jill · CIK 0001664397 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock. F2 · balance_after: Includes 2960 shares acquired under the STKL stock purchase plan in March 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.