Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Capstone Energy Plus, Inc.cpst · Entity 2475 | EVP & CFO | April 12, 2019 | April 16, 2019 |
| Limbach Holdings, Inc.LMB · Entity 5430 | Chief Financial Officer | April 30, 2026 | May 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Capstone Energy Plus, Inc.
Report date April 12, 2019 · Filed April 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 457,996 |
Reported balance
After 2019-04-12 transaction · row 1
1 source rowRow 1 · 2019-04-12 · Tax withholding · Disposed 163 · Balance 457,996 F1: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.
Limbach Holdings, Inc.
Report date April 30, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 125,227 |
Reported balance
After 2026-04-30 transaction · row 1
1 source rowRow 1 · 2026-04-30 · Sale · Disposed 3,440 · Balance 125,227 F1: This transaction is part of a 10b5-1 plan adopted on December 16, 2025 by the reporting person. |
| Common StockSEC Table I · non-derivative | IndirectBy Brooks Family Trust | 3,897 |
Reported balance
Holding disclosure · report date 2026-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,897 F2: Shares held by the Brooks Family Trust. The reporting person and her spouse are trustees of the Brooks Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report will not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is part of a 10b5-1 plan adopted on December 16, 2025 by the reporting person.
F2: Shares held by the Brooks Family Trust. The reporting person and her spouse are trustees of the Brooks Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report will not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2023 Filed Mar 10, 2023 21:21 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 6,611 | $13.61 | $89,975.71 |
DisclosureSEC source: 0001628280-23-007535 · wf-form4_167848326738474.xml · nonDerivative · entry 3 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,354 F3 · shares: Reflects the withholding of 6,611 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:21 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantCommon Stock | 8,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007535 · wf-form4_167848326738474.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,965 F2 · shares: Represents 8,167 shares of Limbach Holdings, Inc. common stock issued to the reporting person on March 8, 2023 upon vesting of 6,000 performance-based restricted stock units, based on the achievement of certain pre-established performance goals at above-target levels for the performance period commencing on January 1, 2020 through December 31, 2022. These performance-based RSUs were granted on October 1, 2019 and modified on December 18, 2020 by the Compensation Committee to align the award with the Company's other performance awards granted to certain executives on January 1, 2020. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| March 08, 2023 Filed Mar 10, 2023 21:21 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantCommon Stock | 13,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-007535 · wf-form4_167848326738474.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,798 F1 · shares: Represents 13,613 shares of Limbach Holdings, Inc. common stock issued to the reporting person on March 8, 2023 upon vesting of 10,000 performance-based restricted stock units, based on the achievement of certain pre-established performance goals at above-target levels for the performance period commencing on January 1, 2020 through December 31, 2022. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 13,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 12 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,916 Underlying: Common Stock · 13,320 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F9 · derivative.exercise_date: This award of RSUs was granted on 01/04/2023. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F9 · derivative.expiration_date: This award of RSUs was granted on 01/04/2023. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 3,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 11 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 Underlying: Common Stock · 3,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F8 · derivative.exercise_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F8 · derivative.expiration_date: This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 10 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,227 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F7 · derivative.exercise_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F7 · derivative.expiration_date: This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 9 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,560 Underlying: Common Stock · 3,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F6 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. F6 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 4,393 | $10.41 | $45,731.13 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 6 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,185 F1 · shares: Reflects the withholding of 5,140 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transactions were exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 3,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 5 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 4 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 3,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 3 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · derivative · entry 8 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,894 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. F4 · derivative.expiration_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. F5 · balance_after: Reflects the cancellation of 6,000 RSUs subject to vesting upon the achievement of certain performance milestones. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 747 | $10.41 | $7,776.27 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,280 F1 · shares: Reflects the withholding of 5,140 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transactions were exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:18 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-000314 · wf-form4_167287429077121.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 18:48 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | PurchaseCommon Stock | 2,170 | $6.89 | $14,951.30 |
DisclosureSEC source: 0001628280-22-007843 · wf-form4_164866608264142.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By The Brooks Family Trust Disclosed balance after: 2,170 F1 · ownership.nature: Shares held by the Brooks Family Trust. The reporting person and her spouse are trustees of the Brooks Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report will not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · derivative · entry 9 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,894 Underlying: Common Stock · 10,893 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F6 · derivative.exercise_date: This award of RSUs was granted on 1/1/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F6 · derivative.expiration_date: This award of RSUs was granted on 1/1/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · derivative · entry 8 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,001 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F5 · derivative.exercise_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F5 · derivative.expiration_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · derivative · entry 7 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. F4 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 2,844 | $9.00 | $25,596.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · nonDerivative · entry 5 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,027 F1 · balance_after: Reflect the withholding of 2,169 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · nonDerivative · entry 4 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,871 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflect the withholding of 2,169 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · nonDerivative · entry 3 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflect the withholding of 2,169 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · derivative · entry 6 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,667 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable. F3 · derivative.expiration_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 747 | $9.00 | $6,723.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,205 F1 · balance_after: Reflect the withholding of 2,169 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:55 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000229 · wf-form4_164133690388891.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflect the withholding of 2,169 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements not previously reported. Such transaction was exempt from Section 16(b) pursuant to Rule 16b-3. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 23:05 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 775 | $9.61 | $7,447.75 |
DisclosureSEC source: 0001104659-21-044985 · tm2111596d1_4.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,121 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 23:05 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantCommon Stock | 2,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-044985 · tm2111596d1_4.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,896 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:48 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000077 · wf-form4_160988331509935.xml · derivative · entry 5 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3. F4 · derivative.exercise_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. F4 · derivative.expiration_date: This award of RSUs was granted on 1/1/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:48 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000077 · wf-form4_160988331509935.xml · derivative · entry 4 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 3,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. F3 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 21:48 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 3,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000077 · wf-form4_160988331509935.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:48 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000077 · wf-form4_160988331509935.xml · derivative · entry 3 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3. F2 · derivative.exercise_date: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable. F2 · derivative.expiration_date: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:48 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000077 · wf-form4_160988331509935.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:59 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionRestricted Stock Units · Derivative | 42,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-014210 · wf-form4_160167594600386.xml · derivative · entry 3 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 42,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3. F3 · derivative.exercise_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable. F3 · derivative.expiration_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:59 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Tax withholdingCommon Stock | 10,280 | $10.72 | $110,201.60 |
DisclosureSEC source: 0001628280-20-014210 · wf-form4_160167594600386.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,530 F2 · shares: Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:59 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | Exercise / conversionCommon Stock | 42,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-014210 · wf-form4_160167594600386.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:41 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | PurchaseCommon Stock | 4,595 | $6.53 | $30,005.35 |
DisclosureSEC source: 0001628280-20-013344 · wf-form4_159925565944208.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,595 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.53 to $6.62, inclusive. The reporting person undertakes to provide to Limbach Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 22:26 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-000989 · tm1928451d9_4.xml · derivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,215 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. F2 · derivative.expiration_date: This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:15 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | PurchaseCommon Stock | 5,000 | $2.80 | $13,997.50 |
DisclosureSEC source: 0001104659-19-071432 · tm1924830d1_4.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| October 01, 2019 Filed Oct 1, 2019 20:16 UTC | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 54,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-046750 · tv530282_4.xml · derivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,215 Underlying: Common Stock · 54,215 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable. F2 · derivative.expiration_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable. Read SEC document |
| October 01, 2019 Filed Dec 22, 2020 21:15 UTC Amendment | Limbach Holdings, Inc. LMB · Entity 5430 | GrantRestricted Stock Units · Derivative | 54,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-138579 · tm2039154d1_4a.xml · derivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 54,215 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · shares: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable. F2 · derivative.exercise_date: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable. F2 · derivative.expiration_date: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable. F2 · derivative.underlying_shares: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable. Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 23:59 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | Tax withholdingCommon Stock | 163 | $0.93 | $151.59 |
DisclosureSEC source: 0001447591-19-000008 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,996 F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 22:32 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 48,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001770907-19-000007 · primary_doc.xml · derivative · entry 2 Brooks Jayme L. · CIK 0001447591 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,729 Underlying: Common Stock · 48,729 shares Expires 2022-04-03 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of CPST common stock. F2 · derivative.exercise_date: Each PRSU is based on a three-year (3) performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance period. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 22:32 UTC | Capstone Energy Plus, Inc. CPST · Entity 2475 | GrantCommon Stock | 146,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001770907-19-000007 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,159 Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 22:34 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | PurchaseCommon Stock | 3,000 | $0.83 | $2,490.00 |
DisclosureSEC source: 0001447591-19-000005 · primary_doc.xml · nonDerivative · entry 2 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,973 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 22:34 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | Tax withholdingCommon Stock | 17,024 | $0.79 | $13,448.96 |
DisclosureSEC source: 0001447591-19-000005 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,973 Read SEC document |
| June 14, 2018 Filed Jun 14, 2018 16:29 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | PurchaseCommon Stock | 2,650 | $1.50 | $3,975.00 |
DisclosureSEC source: 0001447591-18-000025 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,997 Read SEC document |
| June 04, 2018 Filed Jun 7, 2018 01:53 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | GrantPerformance Restricted Stock Unit (PRSU) · Derivative | 23,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001447591-18-000019 · primary_doc.xml · derivative · entry 1 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,585 Underlying: Common Stock · 23,585 shares Expires 2021-05-31 F1 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of CPST common stock. F2 · derivative.exercise_date: Each PRSU is based on a three-year performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance date April 1, 2018 Read SEC document |
| May 14, 2018 Filed May 17, 2018 00:33 UTC Amendment | Capstone Energy Plus, Inc. cpst · Entity 2475 | Tax withholdingCommon Stock | 133 | $1.37 | $182.21 |
DisclosureSEC source: 0001447591-18-000018 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,347 F1 · kind: The transaction code that was reported, has been amended, to reflect the correction of a clerical error. F2 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| May 14, 2018 Filed May 17, 2018 00:03 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | Disposition to issuerCommon Stock | 133 | $1.37 | $182.21 |
DisclosureSEC source: 0001447591-18-000015 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,347 F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| April 12, 2018 Filed Apr 16, 2018 23:01 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | Tax withholdingCommon Stock | 214 | $1.82 | $389.48 |
DisclosureSEC source: 0001447591-18-000010 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,480 F1 · shares: The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 17, 2018 00:28 UTC | Capstone Energy Plus, Inc. cpst · Entity 2475 | GrantCommon Stock | 170,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001447591-18-000008 · primary_doc.xml · nonDerivative · entry 1 Brooks Jayme L. · CIK 0001447591 · CFO & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,694 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.