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Lombardi Brandon F.

Disclosed activity across 1 company

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50232
SEC CIK
0001581625

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sprouts Farmers Market, Inc.SFM · Entity 2456Chief Legal OfficerMay 01, 2026May 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sprouts Farmers Market, Inc.

Report date May 01, 2026 · Filed May 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect6,801 Reported balance After 2026-05-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-01 · Sale · Disposed 406 · Balance 6,801

F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.02 to $82.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes 6,801 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 703 restricted stock units will vest on March 19, 2027, 1,545 restricted stock units will vest evenly over two years on March 12, 2027 and March 12, 2028, and 4,553 restricted stock units will vest evenly over three years on March 12, 2027, March 12, 2028 and March 12, 2029. All such vests assume continued employment through the applicable vest date.

Filing footnotes · ownership attribution and instrument terms

F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.02 to $82.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Includes 6,801 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 703 restricted stock units will vest on March 19, 2027, 1,545 restricted stock units will vest evenly over two years on March 12, 2027 and March 12, 2028, and 4,553 restricted stock units will vest evenly over three years on March 12, 2027, March 12, 2028 and March 12, 2029. All such vests assume continued employment through the applicable vest date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2022 Filed Nov 10, 2022 23:10 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 7,683 $32.49 $249,620.67
Disclosure

SEC source: 0001209191-22-056453 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,762

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 35,801 shares of common stock and 9,961 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,431 restricted shares will vest on March 9, 2023; 3,476 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,054 restricted shares will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 23:10 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 7,683 $28.21 $216,737.43
Disclosure

SEC source: 0001209191-22-056453 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 00:48 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 1,818 $31.16 $56,648.88
Disclosure

SEC source: 0001209191-22-019874 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,762

F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · balance_after: Includes, in addition to the 4,054 shares described in Note (1), 35,801 shares of common stock and 5,907 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,431 restricted shares will vest on March 9, 2023; and 3,476 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 00:48 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantStock Option (right to buy) · Derivative 11,593 $0.00 Strike: $31.47 $0.00
Disclosure

SEC source: 0001209191-22-019874 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,593

Underlying: Common stock, par value $0.001 per share · 11,593 shares

Expires 2029-03-15

F4 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and the remaining one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date.

Read SEC document
March 15, 2022 Filed Mar 18, 2022 00:48 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 4,054 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019874 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,580

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 15, 2023; one-third vesting on March 15, 2024; and one-third vesting on March 15, 2025, assuming continued employment through the applicable vest date.

Read SEC document
March 10, 2022 Filed Mar 11, 2022 23:08 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 721 $30.83 $22,228.43
Disclosure

SEC source: 0001209191-22-018267 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,526

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 31,489 shares of common stock and 12,037 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 4,391 shares will vest on March 16, 2022; 2,431 shares will vest on March 9, 2023; and 5,215 restricted shares will vest evenly over three years on March 16, 2022, March 16, 2023 and March 16, 2024. All such vests assume continued employment through the applicable dates.

Read SEC document
March 08, 2022 Filed Mar 8, 2022 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 2,667 $32.91 $87,770.97
Disclosure

SEC source: 0001209191-22-017238 · doc4.xml · nonDerivative · entry 5

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,247

F2 · balance_after: Includes 29,779 shares of common stock and 14,468 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 4,862 shares will vest evenly over two years on March 9, 2022 and March 9, 2023; 5,215 restricted shares will vest evenly over three years on March 16, 2022, March 16, 2023 and March 16, 2024; and 4,391 shares will vest on March 16, 2022. All such vests assume continued employment through the applicable dates.

Read SEC document
March 08, 2022 Filed Mar 8, 2022 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 16,006 $32.91 $526,757.46
Disclosure

SEC source: 0001209191-22-017238 · doc4.xml · nonDerivative · entry 4

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,914

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 25,732 $0.00 Strike: $34.33 $0.00
Disclosure

SEC source: 0001209191-22-017238 · doc4.xml · derivative · entry 6

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 25,732 shares

Expires 2022-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 25,732 $34.75 $894,187.00
Disclosure

SEC source: 0001209191-22-017238 · doc4.xml · nonDerivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,920

Read SEC document
March 07, 2022 Filed Mar 8, 2022 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 25,732 $34.33 $883,379.56
Disclosure

SEC source: 0001209191-22-017238 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 16,006 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017238 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,920

F1 · kind: On March 4, 2019, the reporting person was granted performance share awards covering 8,003 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2021 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2021 by the Issuer's compensation committee at the 200% performance level, 16,006 shares vested on March 4, 2022.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 22:28 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 9,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021871 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,914

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with 6,130 vesting on March 16, 2022; 1,738 vesting on March 16, 2023; and 1,738 vesting on March 16, 2024, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 9,606 shares described in Note (1), 29,779 shares of common stock and 7,529 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,667 shares will vest on March 4, 2022; and 4,862 shares will vest evenly over two years on March 9, 2022 and March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 22:18 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 1,089 $23.17 $25,232.13
Disclosure

SEC source: 0001209191-21-020230 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,308

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 29,779 shares of common stock and 7,529 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,667 shares will vest on March 4, 2022; and 4,862 shares will vest evenly over two years on March 9, 2022 and March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 23:04 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 4,482 $23.80 $106,671.60
Disclosure

SEC source: 0001209191-21-019210 · doc4.xml · nonDerivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,397

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock or performance shares, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F4 · balance_after: Includes 28,436 shares of common stock and 9,961 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,667 shares will vest on March 4, 2022; and 7,294 shares will vest over three years, with one-third vesting on March 9, 2021, one-third vesting on March 9, 2022, and the remaining one-third vesting on March 9, 2023. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:04 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 13,016 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019210 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,879

F3 · kind: On March 5, 2018, the reporting person was granted performance share awards covering 6,508 shares of the Issuer's common stock at the target performance level, zero to 200% of which would become eligible to vest based on the achievement of 2020 performance goals as certified by the Issuer's compensation committee. Following certification of achievement of the performance criteria for fiscal 2020 by the Issuer's compensation committee at the 200% performance level, 13,016 shares vested on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:04 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 929 $23.86 $22,166.96
Disclosure

SEC source: 0001209191-21-019210 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,863

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock or performance shares, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.86 to $24.105 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:04 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantStock Option (right to buy) · Derivative 24,457 $0.00 Strike: $16.47 $0.00
Disclosure

SEC source: 0001209191-20-018291 · doc4.xml · derivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,457

Underlying: Common stock, par value $0.001 per share · 24,457 shares

Expires 2027-03-09

F3 · derivative.exercise_date: These options become exercisable over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the vest dates.

Read SEC document
March 09, 2020 Filed Mar 12, 2020 00:04 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 7,294 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018291 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,792

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 9, 2021; one-third vesting on March 9, 2022; and the remaining one-third vesting on March 9, 2023, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 7,294 shares described in Note (1), 15,994 shares of common stock and 7,504 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; and 5,335 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

Read SEC document
March 06, 2020 Filed Mar 6, 2020 22:45 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 652 $16.96 $11,058.44
Disclosure

SEC source: 0001209191-20-016998 · doc4.xml · nonDerivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,498

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.035 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 15,994 share of common stock and 7,504 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,169 restricted shares will vest on March 5, 2021; and 5,335 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 22:45 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 803 $16.53 $13,274.55
Disclosure

SEC source: 0001209191-20-016998 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,150

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6281 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 22:45 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 5,489 $16.58 $91,007.62
Disclosure

SEC source: 0001209191-20-016998 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,953

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 2,170 $22.88 $49,649.60
Disclosure

SEC source: 0001209191-19-017502 · doc4.xml · nonDerivative · entry 4

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,442

F2 · balance_after: Includes, in addition to the 8,003 shares described in Note (1), 16,051 restricted shares and 6,388 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 11,713 restricted shares will vest on March 3, 2020, and 4,338 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 6,388 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 867 $23.18 $20,097.06
Disclosure

SEC source: 0001209191-19-017502 · doc4.xml · nonDerivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,612

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantStock Option (right to buy) · Derivative 12,451 $0.00 Strike: $23.12 $0.00
Disclosure

SEC source: 0001209191-19-017502 · doc4.xml · derivative · entry 5

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,451

Underlying: Common stock, par value $0.001 per share · 12,451 shares

Expires 2026-03-04

F3 · derivative.exercise_date: These options become exercisable in three equal annual installments on March 4, 2020, March 4, 2021, and March 4, 2022, assuming continued employment through the vest dates.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 8,003 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017502 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,479

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 18,105 $22.95 $415,509.75
Disclosure

SEC source: 0001209191-19-017502 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,476

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:13 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-18-050129 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 50,000 shares

Expires 2022-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:13 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 50,000 $28.28 $1,414,180.00
Disclosure

SEC source: 0001209191-18-050129 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,581

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 30,803 shares of restricted stock and 12,778 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 867 shares of restricted stock will vest on March 4, 2019; 23,428 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; and the remaining 6,508 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:13 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 50,000 $20.98 $1,049,000.00
Disclosure

SEC source: 0001209191-18-050129 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:34 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001209191-18-047182 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 45,000 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:34 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 45,000 $24.34 $1,095,192.00
Disclosure

SEC source: 0001209191-18-047182 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,581

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.29 to $24.425 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 30,803 shares of restricted stock and 12,778 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 867 shares of restricted stock will vest on March 4, 2019; 23,428 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; and the remaining 6,508 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
August 14, 2018 Filed Aug 16, 2018 22:34 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 45,000 $6.01 $270,652.50
Disclosure

SEC source: 0001209191-18-047182 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:03 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 8,327 $25.31 $210,753.87
Disclosure

SEC source: 0001209191-18-019610 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,581

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.291 to $25.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 30,803 shares of restricted stock and 12,778 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 867 shares of restricted stock will vest on March 4, 2019; 23,428 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; and the remaining 6,508 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:25 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 12,582 $25.24 $317,569.68
Disclosure

SEC source: 0001209191-18-017830 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,908

F2 · balance_after: Includes, in addition to the 6,508 shares described in Note (1), 5,004 shares of common stock, 24,295 shares of restricted stock and 16,101 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. 867 shares of restricted stock will vest on March 4, 2019. The remaining 23,428 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020. 3,323 of the performance share awards will vest on March 11, 2018. The remaining 12,778 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:25 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 6,508 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017830 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,490

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:08 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 12,778 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012593 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,982

F1 · shares: Represents performance share awards granted to the Reporting Person on March 3, 2017 under the Issuer's 2013 Incentive Plan, as amended. On February 20, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to such performance share awards. 50% of such shares will vest on each of the second and third anniversaries of the grant date, subject to the Reporting Person's continuous service through such dates.

F2 · balance_after: Included, in addition to the 12,778 shares described in Note (1), 5,004 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
January 12, 2018 Filed Jan 13, 2018 00:01 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 8,557 $25.74 $220,257.18
Disclosure

SEC source: 0001209191-18-003477 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,204

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Amount includes 5,004 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:52 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 25,834 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001209191-17-063280 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 25,834 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:52 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 25,834 $23.69 $611,917.04
Disclosure

SEC source: 0001209191-17-063280 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.67 to $23.745 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount includes 13,561 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:52 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 25,834 $3.78 $97,536.27
Disclosure

SEC source: 0001209191-17-063280 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 22:09 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001209191-17-048154 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,834

Underlying: Common stock, par value $0.001 per share · 20,000 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 22:09 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 20,000 $24.34 $486,872.00
Disclosure

SEC source: 0001209191-17-048154 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.33 to $24.365 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount includes 13,561 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 22:09 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 20,000 $3.78 $75,510.00
Disclosure

SEC source: 0001209191-17-048154 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2017 Filed May 15, 2017 22:14 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 28,500 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001209191-17-032423 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common stock, par value $0.001 per share · 28,500 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
May 11, 2017 Filed May 15, 2017 22:14 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 28,500 $24.20 $689,560.35
Disclosure

SEC source: 0001209191-17-032423 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $24.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount includes 13,561 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
May 11, 2017 Filed May 15, 2017 22:14 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 28,500 $6.01 $171,413.25
Disclosure

SEC source: 0001209191-17-032423 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:33 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 35,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018898 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 35,143 restricted shares described in Note (1), 10,238 shares of common stock, 1,734 restricted stock units and 6,646 performance share awards. Each restricted stock unit and performance share award represent the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, and the performance share awards will vest over two years, with one-half vesting March 11, 2017 and the remaining one-half on March 11, 2018, in each case, assuming continued employment through such dates.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 00:03 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 11,459 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001209191-16-149954 · doc4.xml · derivative · entry 6

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 11,459 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 00:03 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 11,500 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001209191-16-149954 · doc4.xml · derivative · entry 5

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common stock, par value $0.001 per share · 11,500 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.