Sankaran Vivek

SEC source: 0001209191-23-045740 · doc4.xml · derivative · entry 2

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,555

Underlying: Class A common stock, par value $0.01 · 1,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · shares: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

SEC source: 0001209191-23-045740 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,251

Underlying: Class A common stock, par value $0.01 · 812 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · shares: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

SEC source: 0001209191-23-029196 · doc4.xml · derivative · entry 3

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,632

Underlying: Class A common stock, par value $0.01 · 639 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on accrued performance based RSUs, which will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F2 · shares: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on accrued performance based RSUs, which will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F2 · derivative.exercise_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on accrued performance based RSUs, which will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F2 · derivative.expiration_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on accrued performance based RSUs, which will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

SEC source: 0001209191-23-029196 · doc4.xml · derivative · entry 2

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,040

Underlying: Class A common stock, par value $0.01 · 1,602 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · shares: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

SEC source: 0001209191-23-029196 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,439

Underlying: Class A common stock, par value $0.01 · 859 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · shares: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

SEC source: 0001209191-23-020578 · doc4.xml · derivative · entry 2

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,438

Underlying: Class A common stock, par value $0.01 · 273,438 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These restricted stock units are subject to the attainment of performance goals for the 2023, 2024 and 2025 fiscal years of the Company. The reported number of restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

F2 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These restricted stock units are subject to the attainment of performance goals for the 2023, 2024 and 2025 fiscal years of the Company. The reported number of restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

F2 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These restricted stock units are subject to the attainment of performance goals for the 2023, 2024 and 2025 fiscal years of the Company. The reported number of restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These restricted stock units are subject to the attainment of performance goals for the 2023, 2024 and 2025 fiscal years of the Company. The reported number of restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

SEC source: 0001209191-23-020578 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,438

Underlying: Class A common stock, par value $0.01 · 273,438 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 24, 2024; (b) one-third on February 22, 2025; and (c) one-third on February 28, 2026, as long as the reporting person remains continuously employed through such date.

F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 24, 2024; (b) one-third on February 22, 2025; and (c) one-third on February 28, 2026, as long as the reporting person remains continuously employed through such date.

F1 · derivative.exercise_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 24, 2024; (b) one-third on February 22, 2025; and (c) one-third on February 28, 2026, as long as the reporting person remains continuously employed through such date.

F1 · derivative.expiration_date: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. ("the Company"). The awards will vest in three equal installments on the last day of each of the next three (3) fiscal years of the Company as follows: (a) one-third on February 24, 2024; (b) one-third on February 22, 2025; and (c) one-third on February 28, 2026, as long as the reporting person remains continuously employed through such date.

SEC source: 0001209191-23-014232 · doc4.xml · derivative · entry 3

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,580

Underlying: Class A common stock, par value $0.01 · 73,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

F2 · price: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

F2 · derivative.exercise_date: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

F2 · derivative.expiration_date: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

SEC source: 0001209191-23-014232 · doc4.xml · nonDerivative · entry 2

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,006,567

SEC source: 0001209191-23-014232 · doc4.xml · nonDerivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc.

SEC source: 0001209191-23-020209 · doc4a.xml · derivative · entry 3

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,580

Underlying: Class A common stock, par value $0.01 · 73,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

F3 · price: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

F3 · derivative.exercise_date: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

F3 · derivative.expiration_date: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in two equal installments on February 24, 2024 and February 22, 2025, as long as the reporting person remains continuously employed through such respective date.

SEC source: 0001209191-23-020209 · doc4a.xml · nonDerivative · entry 2

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,004,841

F2 · shares: The original Form 4 filed on March 1, 2023, is being amended to update the number of shares withheld for payment of taxes.

SEC source: 0001209191-23-020209 · doc4a.xml · nonDerivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,035,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc.

SEC source: 0001209191-23-009475 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,025

Underlying: Class A common stock, par value $0.01 · 1,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · shares: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.exercise_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

F1 · derivative.expiration_date: Restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs and will vest and settle with the underlying awards. The reported number is the quarterly dividend equivalent to $0.12 per share of common stock.

SEC source: 0001209191-23-004708 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,794

Underlying: Class A common stock, par value $0.01 · 53,560 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.

F1 · shares: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.

F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.

F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested time based RSUs, which will vest and settle with the underlying awards. The reported number is a special dividend equivalent to $6.85 per share of common stock.

SEC source: 0001209191-22-057082 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,234

Underlying: Class A common stock, par value $0.01 · 957 shares

Expires not disclosed

F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

SEC source: 0001209191-22-045385 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,277

Underlying: Class A common stock, par value $0.01 · 682 shares

Expires not disclosed

F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

SEC source: 0001209191-22-029345 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,595

Underlying: Class A common stock, par value $0.01 · 645 shares

Expires not disclosed

F1 · derivative.exercise_price: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

F1 · derivative.exercise_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

F1 · derivative.expiration_date: Number of restricted stock units ("RSUs") credited to the reporting person's account as dividend equivalents on unvested RSUs. The reported number was calculated based on the closing price of the issuer's common stock on the dividend payment date. These RSUs will vest and settle with the underlying award.

SEC source: 0001209191-22-015139 · doc4.xml · derivative · entry 2

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,950

Underlying: Class A common stock, par value $0.01 · 162,950 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2022, 2023 and 2024 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

F2 · price: Each performance-based restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2022, 2023 and 2024 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

F2 · derivative.exercise_date: Each performance-based restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2022, 2023 and 2024 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Each performance-based restricted stock unit represents a contractual right to receive one share of Class A common stock of the Company. These performance restricted stock units are subject to the attainment of performance goals for the 2022, 2023 and 2024 fiscal years of the Company. The reported number of performance restricted stock units represents the "target" amount of the award and the actual number of units earned will depend upon satisfaction of the performance goals.

SEC source: 0001209191-22-015139 · doc4.xml · derivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,950

Underlying: Class A common stock, par value $0.01 · 162,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in three equal installments on February 25, 2023, February 24, 2024 and February 22, 2025 as long as the reporting person remains continuously employed through such respective date.

F1 · price: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in three equal installments on February 25, 2023, February 24, 2024 and February 22, 2025 as long as the reporting person remains continuously employed through such respective date.

F1 · derivative.exercise_date: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in three equal installments on February 25, 2023, February 24, 2024 and February 22, 2025 as long as the reporting person remains continuously employed through such respective date.

F1 · derivative.expiration_date: Each time-based restricted stock unit represents a contractual right to receive one share of Class A common stock of Albertsons Companies, Inc. The awards will vest in three equal installments on February 25, 2023, February 24, 2024 and February 22, 2025 as long as the reporting person remains continuously employed through such respective date.

SEC source: 0000905718-20-000868 · albertsons_form4aug142020.xml · nonDerivative · entry 1

Sankaran Vivek · CIK 0001671619 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961,782

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.739 to $14.759 per share of Class A common stock, inclusive. Vivek Sankaran (the "Reporting Person") undertakes to provide to Albertsons Companies, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · balance_after: Includes 1,721,584 shares of restricted Class A common stock held by the Reporting Person which are subject to forfeiture under the terms of the Reporting Person's employment agreement (the "Employment Agreement"), dated March 29, 2019 between the Reporting Person and the Company. 215,198 shares will vest on February 27, 2021, 322,797 on February 26, 2022, 215,198 on February 25, 2023, and 107,599 on February 24, 2024, subject to forfeiture if the performance criteria specified in the Employment Agreement are not met. The remaining shares will vest 215,198 on April 25, 2021, 322,797 on April 25, 2022, 215,198 on April 25, 2023, and 107,599 on April 25, 2024, subject to forfeiture if the Reporting Person is no longer employed by the Company.

SEC source: 0001209191-19-018121 · doc4.xml · nonDerivative · entry 1

Sankaran Vivek · CIK 0001671619 · CEO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,379

F1 · shares: The shares with respect to this transaction were sold at prices ranging from $117.2700 and $117.2850. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-016674 · doc4.xml · nonDerivative · entry 6

Sankaran Vivek · CIK 0001671619 · CEO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,379

F6 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

SEC source: 0001209191-19-016674 · doc4.xml · nonDerivative · entry 5

Sankaran Vivek · CIK 0001671619 · CEO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,709

F5 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs granted in May 2016.

SEC source: 0001209191-19-016674 · doc4.xml · nonDerivative · entry 4

Sankaran Vivek · CIK 0001671619 · CEO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,296

F4 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs granted in March 2016.

SEC source: 0001209191-19-016674 · doc4.xml · nonDerivative · entry 3

Sankaran Vivek · CIK 0001671619 · CEO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,354

F3 · shares: This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PSUs granted in May 2016, as a result of exceeding pre-established performance targets.

SEC source: 0001209191-19-016674 · doc4.xml · nonDerivative · entry 2

Sankaran Vivek · CIK 0001671619 · CEO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,820

F2 · shares: This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PSUs granted in March 2016, as a result of exceeding pre-established performance targets.

SEC source: 0001209191-19-016674 · doc4.xml · nonDerivative · entry 1

Sankaran Vivek · CIK 0001671619 · CEO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,821

F1 · shares: This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2022 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved.

SEC source: 0001209191-18-016791 · doc4.xml · nonDerivative · entry 4

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,556

F4 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

SEC source: 0001209191-18-016791 · doc4.xml · nonDerivative · entry 3

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,248

F3 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

SEC source: 0001209191-18-016791 · doc4.xml · nonDerivative · entry 2

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,505

F2 · shares: This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PSUs granted in March 2015, as a result of exceeding pre-established performance targets.

SEC source: 0001209191-18-016791 · doc4.xml · nonDerivative · entry 1

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,767

F1 · shares: This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2021 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved.

SEC source: 0001209191-17-017836 · doc4.xml · nonDerivative · entry 5

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,905

SEC source: 0001209191-17-017836 · doc4.xml · nonDerivative · entry 4

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,905

F4 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of restricted stock units.

SEC source: 0001209191-17-017836 · doc4.xml · nonDerivative · entry 3

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,216

F3 · shares: This number represents shares of PepsiCo Common Stock withheld to satisfy the tax withholding obligation due upon vesting of PSUs.

SEC source: 0001209191-17-017836 · doc4.xml · nonDerivative · entry 2

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,488

F2 · shares: This number represents the shares of PepsiCo Common Stock acquired upon vesting of additional PSUs granted in March 2014, as a result of exceeding pre-established performance targets.

SEC source: 0001209191-17-017836 · doc4.xml · nonDerivative · entry 1

Sankaran Vivek · CIK 0001671619 · Pres. & COO, FLNA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,595

F1 · shares: This number represents the performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc. These PSUs will become vested on March 1, 2020 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval. The reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved.