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person · Reporting owner

Mates Sharon

Disclosed activity across 3 companies

Tapewire entity
50018
SEC CIK
0001585699

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Benitec Biopharma Inc.BNTC · Entity 5596DirectorJanuary 22, 2026January 26, 2026
Seaport Therapeutics, Inc.SPTX · Entity 4799DirectorApril 30, 2026May 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Benitec Biopharma Inc.

Report date January 22, 2026 · Filed January 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.83 · Expires 2036-01-22Direct31,500 Reported balance After 2026-01-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-22 · Grant · Acquired 31,500 · Balance 31,500

F1: The stock options will vest on the earlier of the Issuer's next annual stockholders' meeting or December 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: The stock options will vest on the earlier of the Issuer's next annual stockholders' meeting or December 1, 2026.

Seaport Therapeutics, Inc.

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2036-04-29Direct49,033 Reported balance After 2026-04-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-30 · Grant · Acquired 49,033 · Balance 49,033

F1: 1/3rd of the shares underlying this option shall vest and become exercisable on April 30, 2027, with the remaining shares vesting in twenty-four (24) equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: 1/3rd of the shares underlying this option shall vest and become exercisable on April 30, 2027, with the remaining shares vesting in twenty-four (24) equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Intra-Cellular Therapies, Inc.

Report date April 02, 2025 · Filed April 02, 2025

Section 16 reporting ended · disclosed 2025-04-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-04-02 transaction · row 1
1 source row

Row 1 · 2025-04-02 · Disposition to issuer · Disposed 945,235 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated January 10, 2025 (the "Merger Agreement"), by and among Intra-Cellular Therapies, Inc. (the "Company"), Johnson & Johnson, a New Jersey corporation ("Parent"), and Fleming Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which, subject to the terms and condi-tions thereof, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent, effective as of April 2, 2025 (the "Effective Time").

F2: (Continued from Footnote 1) At the Effective Time, each share of common stock, par val-ue $0.0001 per share, of the Company ("Company Shares") issued and outstanding im-mediately prior to the Effective Time (other than certain Company Shares canceled pur-suant to the Merger Agreement and Company Shares with respect to which appraisal rights had been properly and validly exercised) was automatically converted into the right to receive an amount equal to $132.00 per share in cash (the "Merger Consideration"), without interest thereon and less any applicable tax withholdings.

Common StockSEC Table I · non-derivativeIndirectBy the Sharon Mates Family Foundation0 Reported balance After 2025-04-02 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-04-02 · Disposition to issuer · Disposed 190,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated January 10, 2025 (the "Merger Agreement"), by and among Intra-Cellular Therapies, Inc. (the "Company"), Johnson & Johnson, a New Jersey corporation ("Parent"), and Fleming Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which, subject to the terms and condi-tions thereof, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent, effective as of April 2, 2025 (the "Effective Time").

F2: (Continued from Footnote 1) At the Effective Time, each share of common stock, par val-ue $0.0001 per share, of the Company ("Company Shares") issued and outstanding im-mediately prior to the Effective Time (other than certain Company Shares canceled pur-suant to the Merger Agreement and Company Shares with respect to which appraisal rights had been properly and validly exercised) was automatically converted into the right to receive an amount equal to $132.00 per share in cash (the "Merger Consideration"), without interest thereon and less any applicable tax withholdings.

F3: These shares are held by the Sharon Mates Family Foundation (the "Foundation"). The reporting person disclaims beneficial ownership of the shares held by the Foundation except to the extent of her pecuniary interest therein, if any.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.63 · Expires 2026-01-03Direct0 Reported balance After 2025-04-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-02 · Disposition to issuer · Disposed 86,003 · Balance 0

F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each option to purchase Company Shares (each, a "Company Option") that was then outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

F5: (Continued from Footnote 4) In addition, upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each other Company Option with a per share exercise price that equaled or exceeded the amount of the Merger Considera-tion was canceled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.73 · Expires 2027-01-02Direct0 Reported balance After 2025-04-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-04-02 · Disposition to issuer · Disposed 135,399 · Balance 0

F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each option to purchase Company Shares (each, a "Company Option") that was then outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

F5: (Continued from Footnote 4) In addition, upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each other Company Option with a per share exercise price that equaled or exceeded the amount of the Merger Considera-tion was canceled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.47 · Expires 2028-01-02Direct0 Reported balance After 2025-04-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-04-02 · Disposition to issuer · Disposed 138,473 · Balance 0

F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each option to purchase Company Shares (each, a "Company Option") that was then outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

F5: (Continued from Footnote 4) In addition, upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each other Company Option with a per share exercise price that equaled or exceeded the amount of the Merger Considera-tion was canceled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.94 · Expires 2030-02-17Direct0 Reported balance After 2025-04-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-04-02 · Disposition to issuer · Disposed 66,886 · Balance 0

F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each option to purchase Company Shares (each, a "Company Option") that was then outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

F5: (Continued from Footnote 4) In addition, upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each other Company Option with a per share exercise price that equaled or exceeded the amount of the Merger Considera-tion was canceled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.89 · Expires 2031-02-22Direct0 Reported balance After 2025-04-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-04-02 · Disposition to issuer · Disposed 53,471 · Balance 0

F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each option to purchase Company Shares (each, a "Company Option") that was then outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

F5: (Continued from Footnote 4) In addition, upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each other Company Option with a per share exercise price that equaled or exceeded the amount of the Merger Considera-tion was canceled for no consideration.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.73 · Expires 2032-03-09Direct0 Reported balance After 2025-04-02 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-04-02 · Disposition to issuer · Disposed 50,167 · Balance 0

F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each option to purchase Company Shares (each, a "Company Option") that was then outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

F5: (Continued from Footnote 4) In addition, upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each other Company Option with a per share exercise price that equaled or exceeded the amount of the Merger Considera-tion was canceled for no consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-02 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-04-02 · Disposition to issuer · Disposed 40,713 · Balance 0

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F7: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company RSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggre-gate number of Company Shares underlying such Company RSU immediately prior to the Effective Time and (ii) the Merger Consideration. Notwithstanding the foregoing, in the case of each Company RSU granted in 2025, the Merger Consideration will instead be payable at the time the original Company RSU would have vested, subject to accelerated vesting in certain circumstances.

F8: Not applicable.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-02 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-04-02 · Disposition to issuer · Disposed 69,940 · Balance 0

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F7: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company RSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggre-gate number of Company Shares underlying such Company RSU immediately prior to the Effective Time and (ii) the Merger Consideration. Notwithstanding the foregoing, in the case of each Company RSU granted in 2025, the Merger Consideration will instead be payable at the time the original Company RSU would have vested, subject to accelerated vesting in certain circumstances.

F8: Not applicable.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-02 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-04-02 · Disposition to issuer · Disposed 121,212 · Balance 0

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F7: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company RSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggre-gate number of Company Shares underlying such Company RSU immediately prior to the Effective Time and (ii) the Merger Consideration. Notwithstanding the foregoing, in the case of each Company RSU granted in 2025, the Merger Consideration will instead be payable at the time the original Company RSU would have vested, subject to accelerated vesting in certain circumstances.

F8: Not applicable.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect40,712 Reported balance After 2025-04-02 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2025-04-02 · Grant · Acquired 40,712 · Balance 40,712

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F9: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company PRSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company PRSU immediately prior to the Effective Time determined by treating all applicable performance measures as satisfied at the target level of performance and (ii) the Merger Consideration.

F8: Not applicable.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-02 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2025-04-02 · Disposition to issuer · Disposed 40,712 · Balance 0

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F9: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company PRSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company PRSU immediately prior to the Effective Time determined by treating all applicable performance measures as satisfied at the target level of performance and (ii) the Merger Consideration.

F8: Not applicable.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect34,970 Reported balance After 2025-04-02 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2025-04-02 · Grant · Acquired 34,970 · Balance 34,970

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F9: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company PRSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company PRSU immediately prior to the Effective Time determined by treating all applicable performance measures as satisfied at the target level of performance and (ii) the Merger Consideration.

F8: Not applicable.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-02 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2025-04-02 · Disposition to issuer · Disposed 34,970 · Balance 0

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F9: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company PRSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company PRSU immediately prior to the Effective Time determined by treating all applicable performance measures as satisfied at the target level of performance and (ii) the Merger Consideration.

F8: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger, dated January 10, 2025 (the "Merger Agreement"), by and among Intra-Cellular Therapies, Inc. (the "Company"), Johnson & Johnson, a New Jersey corporation ("Parent"), and Fleming Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which, subject to the terms and condi-tions thereof, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent, effective as of April 2, 2025 (the "Effective Time").

F2: (Continued from Footnote 1) At the Effective Time, each share of common stock, par val-ue $0.0001 per share, of the Company ("Company Shares") issued and outstanding im-mediately prior to the Effective Time (other than certain Company Shares canceled pur-suant to the Merger Agreement and Company Shares with respect to which appraisal rights had been properly and validly exercised) was automatically converted into the right to receive an amount equal to $132.00 per share in cash (the "Merger Consideration"), without interest thereon and less any applicable tax withholdings.

F3: These shares are held by the Sharon Mates Family Foundation (the "Foundation"). The reporting person disclaims beneficial ownership of the shares held by the Foundation except to the extent of her pecuniary interest therein, if any.

F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each option to purchase Company Shares (each, a "Company Option") that was then outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested, and which had a per share exercise price that was less than the Merger Consideration, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company Option immediately prior to the Effective Time, and (ii) the excess of (A) the Merger Consideration over (B) the per share exercise price of such Company Option.

F5: (Continued from Footnote 4) In addition, upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each other Company Option with a per share exercise price that equaled or exceeded the amount of the Merger Considera-tion was canceled for no consideration.

F6: Each restricted stock unit (each, a "Company RSU") and each performance-based restricted stock unit (each, a "Company PRSU") represented a contingent right to receive one Company Share for each Company RSU and Company PRSU, as applicable.

F7: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company RSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggre-gate number of Company Shares underlying such Company RSU immediately prior to the Effective Time and (ii) the Merger Consideration. Notwithstanding the foregoing, in the case of each Company RSU granted in 2025, the Merger Consideration will instead be payable at the time the original Company RSU would have vested, subject to accelerated vesting in certain circumstances.

F8: Not applicable.

F9: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each Company PRSU that was then outstanding as of immediately prior to the Effective Time, whether vested or unvested, was canceled and converted into the right to receive an amount in cash (without interest) equal to the product of (i) the aggregate number of Company Shares underlying such Company PRSU immediately prior to the Effective Time determined by treating all applicable performance measures as satisfied at the target level of performance and (ii) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionStock Option (right to buy) · Derivative 48,084 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · derivative · entry 12

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,555

Underlying: Common Stock · 48,084 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This option was granted on June 30, 2014 with an exercise price of $16.86 per share and will expire on June 30, 2024. All shares underlying this option have vested.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 17,451 $66.66 $1,163,283.66
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · nonDerivative · entry 7

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,050,309

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.36 to $67.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 30,633 $66.00 $2,021,778.00
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · nonDerivative · entry 6

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,067,760

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.36 to $66.3572, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 17, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 48,084 $16.86 $810,696.24
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · nonDerivative · entry 5

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,098,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionStock Option (right to buy) · Derivative 75,361 $0.00 Strike: $16.86 $0.00
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · derivative · entry 11

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,639

Underlying: Common Stock · 75,361 shares

Expires 2024-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This option was granted on June 30, 2014 with an exercise price of $16.86 per share and will expire on June 30, 2024. All shares underlying this option have vested.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 5,882 $67.76 $398,564.32
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · nonDerivative · entry 4

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,050,309

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.69 to $67.92, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 65,979 $67.25 $4,437,087.75
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,056,191

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.69 to $67.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 3,500 $66.38 $232,330.00
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,122,170

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.685 to $66.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 19:47 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 75,361 $16.86 $1,270,586.46
Disclosure

SEC source: 0000950170-24-005557 · ownership.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,125,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2023 Filed Sep 19, 2023 20:40 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 44,413 $54.17 $2,405,852.21
Disclosure

SEC source: 0001209191-23-050101 · doc4.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,050,309

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.825 to $54.3884, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 20:40 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 28,119 $53.96 $1,517,301.24
Disclosure

SEC source: 0001209191-23-050101 · doc4.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,094,722

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.841 to $54.82, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 20:40 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 27,468 $53.55 $1,470,911.40
Disclosure

SEC source: 0001209191-23-050101 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,122,841

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan originally adopted by the reporting person on March 14, 2023 and amended on June 9, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.85 to $53.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.26 $0.00
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · derivative · entry 9

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: All shares underlying this option have vested.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 20,000 $3.26 $65,200.00
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · nonDerivative · entry 7

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 1,412 $44.08 $62,240.96
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · nonDerivative · entry 6

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,309

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.82 to $44.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 13, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 19,153 $45.06 $863,034.18
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · nonDerivative · entry 5

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,721

F6 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.59 to $45.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionRestricted Stock Units · Derivative 20,565 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · derivative · entry 8

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,131

Underlying: Common Stock · 20,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F10 · derivative.exercise_date: On March 10, 2022, the reporting person was granted 61,696 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F10 · derivative.expiration_date: On March 10, 2022, the reporting person was granted 61,696 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 20,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · nonDerivative · entry 4

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 6,805 $42.51 $289,280.55
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,309

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of performance stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.06 to $42.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 34,965 $43.28 $1,513,285.20
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137,114

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of performance stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.855 to $43.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 19:31 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 GrantCommon Stock 41,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018283 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,172,079

F1 · kind: Represents shares issued upon the vesting of performance stock units.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 19:49 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 GrantRestricted Stock Units · Derivative 122,137 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017363 · doc4.xml · derivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,137

Underlying: Common Stock · 122,137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: On March 6, 2023, the reporting person was granted 122,137 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 6, 2023, the reporting person was granted 122,137 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 19:59 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $3.26 $0.00
Disclosure

SEC source: 0001209191-23-013434 · doc4.xml · derivative · entry 5

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 30,000 shares

Expires 2023-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All shares underlying this option have vested.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 19:59 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 30,000 $3.26 $97,800.00
Disclosure

SEC source: 0001209191-23-013434 · doc4.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2023 Filed Feb 27, 2023 19:59 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 22,590 $47.03 $1,062,407.70
Disclosure

SEC source: 0001209191-23-013434 · doc4.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,309

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.875 to $47.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:59 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionRestricted Stock Units · Derivative 22,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013434 · doc4.xml · derivative · entry 4

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,590

Underlying: Common Stock · 22,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: On February 23, 2021, the reporting person was granted 67,769 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On February 23, 2021, the reporting person was granted 67,769 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 23, 2023 Filed Feb 27, 2023 19:59 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 22,590 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-013434 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 20:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 251 $49.60 $12,449.60
Disclosure

SEC source: 0001209191-23-011982 · doc4.xml · nonDerivative · entry 5

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,309

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 20:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 2,502 $48.70 $121,847.40
Disclosure

SEC source: 0001209191-23-011982 · doc4.xml · nonDerivative · entry 4

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,560

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.26 to $49.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 20:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 2,200 $47.35 $104,170.00
Disclosure

SEC source: 0001209191-23-011982 · doc4.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,062

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.16 to $48.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 21, 2023 Filed Feb 22, 2023 20:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 22,895 $46.54 $1,065,533.30
Disclosure

SEC source: 0001209191-23-011982 · doc4.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,262

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2022. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.11 to $47.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionRestricted Stock Units · Derivative 27,848 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011982 · doc4.xml · derivative · entry 6

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F7 · derivative.exercise_date: On February 18, 2020, the reporting person was granted 83,542 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F7 · derivative.expiration_date: On February 18, 2020, the reporting person was granted 83,542 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 18, 2023 Filed Feb 22, 2023 20:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 27,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011982 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 19:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 33,083 $55.00 $1,819,565.00
Disclosure

SEC source: 0001209191-22-061532 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,309

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 16:03 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 GrantRestricted Stock Units · Derivative 61,696 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-018430 · doc4.xml · derivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,696

Underlying: Common Stock · 61,696 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On March 10, 2022, the reporting person was granted 61,696 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 10, 2022, the reporting person was granted 61,696 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 16:03 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 GrantStock Option (right to buy) · Derivative 50,167 $0.00 Strike: $56.73 $0.00
Disclosure

SEC source: 0001209191-22-018430 · doc4.xml · derivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,167

Underlying: Common Stock · 50,167 shares

Expires 2032-03-09

F1 · derivative.exercise_date: On March 10, 2022, the reporting person was granted options to purchase 50,167 shares of common stock, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 16:13 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionStock Option (right to buy) · Derivative 38,925 $0.00 Strike: $2.84 $0.00
Disclosure

SEC source: 0001209191-22-017858 · doc4.xml · derivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,925 shares

Expires 2022-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All shares underlying this option have vested.

Read SEC document
March 09, 2022 Filed Mar 10, 2022 16:13 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 38,925 $2.84 $110,547.00
Disclosure

SEC source: 0001209191-22-017858 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 19:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 100 $50.92 $5,092.00
Disclosure

SEC source: 0001209191-22-013346 · doc4.xml · nonDerivative · entry 4

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,467

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 19:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 11,240 $51.61 $580,096.40
Disclosure

SEC source: 0001209191-22-013346 · doc4.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,567

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 24, 2022 Filed Feb 25, 2022 19:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 11,249 $52.35 $588,885.15
Disclosure

SEC source: 0001209191-22-013346 · doc4.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,807

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.98 to $52.97, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 23, 2022 Filed Feb 25, 2022 19:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionRestricted Stock Units · Derivative 22,589 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013346 · doc4.xml · derivative · entry 5

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,180

Underlying: Common Stock · 22,589 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: On February 23, 2021, the reporting person was granted 67,769 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On February 23, 2021, the reporting person was granted 67,769 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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February 23, 2022 Filed Feb 25, 2022 19:01 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 22,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013346 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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February 22, 2022 Filed Feb 23, 2022 19:00 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 12,667 $54.98 $696,431.66
Disclosure

SEC source: 0001209191-22-012385 · doc4.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,467

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.41 to $55.29, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 22, 2022 Filed Feb 23, 2022 19:00 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 15,180 $55.73 $845,981.40
Disclosure

SEC source: 0001209191-22-012385 · doc4.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,134

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.33 to $56.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

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February 18, 2022 Filed Feb 23, 2022 19:00 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionRestricted Stock Units · Derivative 27,847 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012385 · doc4.xml · derivative · entry 4

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,848

Underlying: Common Stock · 27,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: On February 18, 2020, the reporting person was granted 83,542 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On February 18, 2020, the reporting person was granted 83,542 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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February 18, 2022 Filed Feb 23, 2022 19:00 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 Exercise / conversionCommon Stock 27,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-012385 · doc4.xml · nonDerivative · entry 1

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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January 10, 2022 Filed Jan 11, 2022 20:00 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 8,954 $40.10 $359,055.40
Disclosure

SEC source: 0001209191-22-002984 · doc4.xml · nonDerivative · entry 4

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,094,467

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.57 to $40.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

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January 10, 2022 Filed Jan 11, 2022 20:00 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 27,138 $40.80 $1,107,230.40
Disclosure

SEC source: 0001209191-22-002984 · doc4.xml · nonDerivative · entry 3

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103,421

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.36 to $41.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

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January 10, 2022 Filed Jan 11, 2022 20:00 UTC Intra-Cellular Therapies, Inc. ITCI · Entity 81206 SaleCommon Stock 5,804 $41.72 $242,142.88
Disclosure

SEC source: 0001209191-22-002984 · doc4.xml · nonDerivative · entry 2

Mates Sharon · CIK 0001585699 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,559

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in 2021. A majority of the proceeds from this sale will be used to cover the reporting person's tax liability arising from the vesting of restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.36 to $42.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within the range set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.