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person · Reporting owner

CHAPMAN JAMES N

Disclosed activity across 6 companies

Tapewire entity
49929
SEC CIK
0001264228

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARCH RESOURCES, INC.ARCH · Entity 84161DirectorMarch 08, 2024March 11, 2024
AerCap Holdings N.V.AER · Entity 3217DirectorDecember 31, 2017January 02, 2018
California Resources CorpCRC · Entity 3937DirectorApril 30, 2026May 04, 2026
MSD Investment Corp.NONE · Entity 15046DirectorOctober 31, 2024November 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARCH RESOURCES, INC.

Report date March 08, 2024 · Filed March 11, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,219 Reported balance After 2024-03-08 transaction · row 1
1 source row

Row 1 · 2024-03-08 · Sale · Disposed 2,005 · Balance 1,219

F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $184.01 to $184.17.

Filing footnotes · ownership attribution and instrument terms

F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $184.01 to $184.17.

AerCap Holdings N.V.

Report date December 31, 2017 · Filed January 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,965 Reported balance After 2017-12-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-12-31 · Other · Acquired 3,965 · Balance 3,965

F1: Each Restricted Stock Unit ("RSU") represents a right to receive, upon settlement, either (i) a number of Ordinary Shares equal to the number of vested RSUs that become payable upon the applicable vesting date; (ii) an amount of cash equal to the fair market value of such number of Ordinary Shares; or (iii) a combination of items (i) and (ii). This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.

F2: Grant of RSUs.

F3: The RSUs will vest on the earlier of (i) May 31, 2018 and (ii) the date of the 2018 annual general meeting of shareholders of AerCap Holdings N.V.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit ("RSU") represents a right to receive, upon settlement, either (i) a number of Ordinary Shares equal to the number of vested RSUs that become payable upon the applicable vesting date; (ii) an amount of cash equal to the fair market value of such number of Ordinary Shares; or (iii) a combination of items (i) and (ii). This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.

F2: Grant of RSUs.

F3: The RSUs will vest on the earlier of (i) May 31, 2018 and (ii) the date of the 2018 annual general meeting of shareholders of AerCap Holdings N.V.

California Resources Corp

Report date April 30, 2026 · Filed May 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,251.419 Reported balance After 2026-04-30 transaction · row 1
1 source row

Row 1 · 2026-04-30 · Grant · Acquired 3,091 · Balance 52,251.419

F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest on April 30, 2027 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is three months and one day following the Reporting Person's separation from service.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock. These RSUs will vest on April 30, 2027 and, subject to certain exceptions, will be settled in shares of Common Stock on the date that is three months and one day following the Reporting Person's separation from service.

MSD Investment Corp.

Report date October 31, 2024 · Filed November 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,000.868 Reported balance After 2024-10-31 transaction · row 1
1 source row

Row 1 · 2024-10-31 · Purchase · Acquired 531.47 · Balance 6,000.868

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DENBURY INC

Report date November 02, 2023 · Filed November 06, 2023

Section 16 reporting ended · disclosed 2023-11-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-11-02 transaction · row 1
1 source row

Row 1 · 2023-11-02 · Disposition to issuer · Disposed 34,446 · Balance 0

F1: On November 2, 2023, pursuant to the Agreement and Plan of Merger, dated July 13, 2023, by and among Denbury Inc. ("Denbury"), Exxon Mobil Corporation ("ExxonMobil") and EMPF Corporation, a wholly owned subsidiary of ExxonMobil ("Merger Sub"), ExxonMobil acquired Denbury in an all-stock transaction through the merger of Merger Sub with and into Denbury (the "Merger"), with Denbury surviving the Merger as a wholly owned subsidiary of ExxonMobil. Effective as of the effective time of the Merger, each share of Denbury common stock, par value $0.001 per share was converted into the right to receive 0.840 of a share of ExxonMobil common stock, without par value.

Filing footnotes · ownership attribution and instrument terms

F1: On November 2, 2023, pursuant to the Agreement and Plan of Merger, dated July 13, 2023, by and among Denbury Inc. ("Denbury"), Exxon Mobil Corporation ("ExxonMobil") and EMPF Corporation, a wholly owned subsidiary of ExxonMobil ("Merger Sub"), ExxonMobil acquired Denbury in an all-stock transaction through the merger of Merger Sub with and into Denbury (the "Merger"), with Denbury surviving the Merger as a wholly owned subsidiary of ExxonMobil. Effective as of the effective time of the Merger, each share of Denbury common stock, par value $0.001 per share was converted into the right to receive 0.840 of a share of ExxonMobil common stock, without par value.

Tower International, Inc.

Report date September 30, 2019 · Filed September 30, 2019

Section 16 reporting ended · disclosed 2019-09-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-09-30 · Disposition to issuer · Disposed 4,036.85 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-09-30 · Disposition to issuer · Disposed 4,081.7 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-09-30 · Disposition to issuer · Disposed 4,553.75 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-09-30 · Disposition to issuer · Disposed 3,691.27 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-09-30 · Disposition to issuer · Disposed 4,286.46 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-09-30 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-09-30 · Disposition to issuer · Disposed 4,768.42 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock, par value $0.01 per share, of the Company (each, a "Share").

F2: Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 12, 2019, by and among Tower International, Inc., a Delaware corporation (the "Company"), Autokiniton US Holdings, Inc., a Delaware corporation ("Parent"), and Tiger Merger Sub, Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub was merged with and into the Company, with the Company continuing as a direct wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $31.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was cancelled and converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $31.00 for each Share underlying the RSU, net of applicable tax withholdings.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2018 Filed Sep 11, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.21 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027338 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486.42

Underlying: Common Stock, Par Value $0.01 Per Share · 16.21 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 14.53 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027338 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,021.36

Underlying: Common Stock, Par Value $0.01 Per Share · 14.53 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 07, 2018 Filed Sep 11, 2018 16:18 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 14.37 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-027338 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,977.17

Underlying: Common Stock, Par Value $0.01 Per Share · 14.37 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:12 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.83 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020681 · form4.xml · derivative · entry 5

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,207.83

Underlying: Common Stock, Par Value $0.01 Per Share · 17.83 shares

Expires not disclosed

F6 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2018 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F7 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:12 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.35 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020681 · form4.xml · derivative · entry 4

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,623.56

Underlying: Common Stock, Par Value $0.01 Per Share · 15.35 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:12 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.94 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020681 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,470.21

Underlying: Common Stock, Par Value $0.01 Per Share · 18.94 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:12 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.98 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020681 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,006.83

Underlying: Common Stock, Par Value $0.01 Per Share · 16.98 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 08, 2018 Filed Jun 12, 2018 16:12 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.79 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-020681 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,962.8

Underlying: Common Stock, Par Value $0.01 Per Share · 16.79 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 16:11 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 4,190 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010713 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190

Underlying: Common Stock, Par Value $0.01 Per Share · 4,190 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (collectively, the "RSUs") represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock") of Tower International, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs will vest on March 6, 2019; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or at the request of the Company or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

F2 · derivative.expiration_date: These RSUs will vest on March 6, 2019; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or at the request of the Company or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.37 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009641 · form4.xml · derivative · entry 4

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608.21

Underlying: Common Stock, Par Value $0.01 Per Share · 15.37 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.96 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009641 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451.27

Underlying: Common Stock, Par Value $0.01 Per Share · 18.96 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009641 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989.85

Underlying: Common Stock, Par Value $0.01 Per Share · 17 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.81 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-009641 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,946.01

Underlying: Common Stock, Par Value $0.01 Per Share · 16.81 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 16:32 UTC AerCap Holdings N.V. AER · Entity 3217 OtherRestricted Stock Units · Derivative 3,965 $0.00 $0.00
Disclosure

SEC source: 0000950157-18-000016 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,965

Underlying: Ordinary Shares · 3,965 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive, upon settlement, either (i) a number of Ordinary Shares equal to the number of vested RSUs that become payable upon the applicable vesting date; (ii) an amount of cash equal to the fair market value of such number of Ordinary Shares; or (iii) a combination of items (i) and (ii). This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.

F2 · kind: Grant of RSUs.

F3 · derivative.exercise_date: The RSUs will vest on the earlier of (i) May 31, 2018 and (ii) the date of the 2018 annual general meeting of shareholders of AerCap Holdings N.V.

F3 · derivative.expiration_date: The RSUs will vest on the earlier of (i) May 31, 2018 and (ii) the date of the 2018 annual general meeting of shareholders of AerCap Holdings N.V.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 13.94 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034366 · form4.xml · derivative · entry 4

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592.84

Underlying: Common Stock, Par Value $0.01 Per Share · 13.94 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.2 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034366 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432.31

Underlying: Common Stock, Par Value $0.01 Per Share · 17.2 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.42 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034366 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,972.85

Underlying: Common Stock, Par Value $0.01 Per Share · 15.42 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 16:28 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.25 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034366 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,929.2

Underlying: Common Stock, Par Value $0.01 Per Share · 15.25 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 12:54 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063418 · doc4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Class A Common Stock · 2,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Vested shares are scheduled to be delivered to the reporting person on the earlier of the third month anniversary of the date of the reporting person's separation of service from the Board or the date of the occurrence of a Change of Control.

Read SEC document
November 24, 2017 Filed Nov 27, 2017 16:55 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 SaleCommon Stock 1,002 $80.99 $81,151.98
Disclosure

SEC source: 0000950103-17-011586 · dp83301_4-chapman.xml · nonDerivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224

F2 · shares: Represents shares of Class A Common Stock of the Company sold by the reporting person to cover the tax liability associated with the conversion of the restricted stock units.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.98 to $81.04. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
November 23, 2017 Filed Nov 27, 2017 16:55 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 Exercise / conversionRestricted Stock Units · Derivative 2,226 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-17-011586 · dp83301_4-chapman.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,226 shares

Expires 2017-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit converted into one share of Class A Common Stock of Arch Coal, Inc. (the "Company").

F1 · price: Each restricted stock unit converted into one share of Class A Common Stock of Arch Coal, Inc. (the "Company").

Read SEC document
November 23, 2017 Filed Nov 27, 2017 16:55 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 Exercise / conversionCommon Stock 2,226 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-17-011586 · dp83301_4-chapman.xml · nonDerivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Class A Common Stock of Arch Coal, Inc. (the "Company").

Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:15 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.45 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027327 · form4.xml · derivative · entry 4

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,578.9

Underlying: Common Stock, Par Value $0.01 Per Share · 17.45 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:15 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 21.53 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027327 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,415.11

Underlying: Common Stock, Par Value $0.01 Per Share · 21.53 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:15 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 19.3 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027327 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957.43

Underlying: Common Stock, Par Value $0.01 Per Share · 19.3 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 08, 2017 Filed Sep 12, 2017 16:15 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 19.08 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-027327 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913.95

Underlying: Common Stock, Par Value $0.01 Per Share · 19.08 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 15.45 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021179 · form4.xml · derivative · entry 4

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561.45

Underlying: Common Stock, Par Value $0.01 Per Share · 15.45 shares

Expires not disclosed

F5 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2017 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F6 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 19.06 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021179 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,393.58

Underlying: Common Stock, Par Value $0.01 Per Share · 19.06 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.08 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021179 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938.13

Underlying: Common Stock, Par Value $0.01 Per Share · 17.08 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:10 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.89 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-021179 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894.87

Underlying: Common Stock, Par Value $0.01 Per Share · 16.89 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
May 11, 2017 Filed May 11, 2017 20:46 UTC AerCap Holdings N.V. AER · Entity 3217 SaleOrdinary Shares 4,000 $44.58 $178,320.00
Disclosure

SEC source: 0000950157-17-000616 · form4.xml · nonDerivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,261

F1 · security: This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.

F2 · security: The proceeds from the sale of the 4,000 ordinary shares that are the subject of this filing will be partly used to pay personal United States Federal and State taxes in connection with the vesting of Mr. Chapman's restricted stock on January 1, 2017 and restricted stock units and restricted stock on May 5, 2017.

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May 05, 2017 Filed May 8, 2017 14:42 UTC AerCap Holdings N.V. AER · Entity 3217 ConversionRestricted Stock Units · Derivative 4,393 $0.00 $0.00
Disclosure

SEC source: 0000950157-17-000579 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,393 shares

Expires 2017-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Vesting of Restricted Stock Units ("RSUs") in accordance with the Equity Incentive Plan 2014. Each RSU listed in Table II vested and converted into Ordinary Shares on a 1-to-1 basis. Some of the Ordinary Shares that were converted are being withheld by AerCap Holdings N.V. to pay wage taxes payable by James Chapman in connection with the vesting of the RSUs.

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May 05, 2017 Filed May 8, 2017 14:42 UTC AerCap Holdings N.V. AER · Entity 3217 GrantOrdinary Shares 2,653 $0.00 $0.00
Disclosure

SEC source: 0000950157-17-000579 · form4.xml · nonDerivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,261

F1 · security: This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 16:22 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 3,546 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010825 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,546

Underlying: Common Stock, Par Value $0.01 Per Share · 3,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (collectively, the "RSUs") represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock") of Tower International, Inc. (the "Company").

F2 · derivative.exercise_date: These RSUs will vest on March 6, 2018; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or at the request of the Company or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

F2 · derivative.expiration_date: These RSUs will vest on March 6, 2018; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or at the request of the Company or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:30 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.61 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009726 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374.52

Underlying: Common Stock, Par Value $0.01 Per Share · 18.61 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:30 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.68 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009726 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,921.05

Underlying: Common Stock, Par Value $0.01 Per Share · 16.68 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:30 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.5 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009726 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877.98

Underlying: Common Stock, Par Value $0.01 Per Share · 16.5 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 21:04 UTC AerCap Holdings N.V. AER · Entity 3217 OtherRestricted Stock Units · Derivative 4,393 $0.00 $0.00
Disclosure

SEC source: 0000950157-17-000022 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,393

Underlying: Ordinary Shares · 4,393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive, upon settlement, either (i) a number of Ordinary Shares equal to the number of vested RSUs that become payable upon the applicable vesting date; (ii) an amount of cash equal to the fair market value of such number of Ordinary Shares; or (iii) a combination of items (i) and (ii). This form is filed voluntarily. As a foreign private issuer, AerCap Holdings N.V. is exempted from Section 16 of the Exchange Act by Rule 3a12-3.

F2 · kind: Grant of RSUs.

F3 · derivative.exercise_date: The RSUs will vest on the earlier of (i) May 31, 2017 and (ii) the date of the 2017 annual general meeting of shareholders of AerCap Holdings N.V.

F3 · derivative.expiration_date: The RSUs will vest on the earlier of (i) May 31, 2017 and (ii) the date of the 2017 annual general meeting of shareholders of AerCap Holdings N.V.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:46 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 19.59 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069926 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355.91

Underlying: Common Stock, Par Value $0.01 Per Share · 19.59 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:46 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.56 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069926 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904.37

Underlying: Common Stock, Par Value $0.01 Per Share · 17.56 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:46 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 17.37 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-069926 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,861.48

Underlying: Common Stock, Par Value $0.01 Per Share · 17.37 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 15:34 UTC ARCH RESOURCES, INC. ARCH · Entity 84161 GrantRestricted Stock Units · Derivative 2,226 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152145 · doc4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226

Underlying: Class A Common Stock · 2,226 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc.

F2 · derivative.exercise_date: The restricted stock units vest on the anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest on the anniversary of the grant date.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:46 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 18.88 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062452 · form4.xml · derivative · entry 3

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336.32

Underlying: Common Stock, Par Value $0.01 Per Share · 18.88 shares

Expires not disclosed

F4 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F4 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2016 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F5 · balance_after: Represents total unvested RSUs associated with original award, including unvested RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:46 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.92 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062452 · form4.xml · derivative · entry 2

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,886.81

Underlying: Common Stock, Par Value $0.01 Per Share · 16.92 shares

Expires not disclosed

F3 · derivative.exercise_price: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.exercise_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F3 · derivative.expiration_date: These RSUs result from dividend equivalent units accrued as additional RSUs on 2015 RSU award. Each RSU represents a contingent right to receive one share of the Company's Common Stock. RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 15:46 UTC Tower International, Inc. TOWR · Entity 154684 GrantRestricted Stock Units · Derivative 16.74 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-062452 · form4.xml · derivative · entry 1

CHAPMAN JAMES N · CIK 0001264228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844.11

Underlying: Common Stock, Par Value $0.01 Per Share · 16.74 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.exercise_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F1 · derivative.expiration_date: These restricted stock units ("RSUs") result from dividend equivalent units accrued as additional RSUs on 2014 RSU award. Each RSU represents a contingent right to receive one share of the common stock, par value $0.01 per share (the "Common Stock"), of Tower International, Inc. (the "Company"). RSUs resulting from dividend equivalents vest and settle, at the same time and on the same terms and conditions, with the underlying RSUs to which they relate. There is no expiration date.

F2 · balance_after: Represents total vested RSUs associated with original award that have not yet settled, including vested but unsettled RSUs accrued in respect of dividend equivalent units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.