TapewireFind a company

person · Reporting owner

SOISTMAN FRANCIS S JR

Disclosed activity across 4 companies

Tapewire entity
498
SEC CIK
0001233184

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MOLINA HEALTHCARE, INC.MOH · Entity 3504DirectorOctober 01, 2026October 03, 2026
Privia Health Group, Inc.PRVA · Entity 1532DirectorMay 20, 2026May 22, 2026
eHealth, Inc.EHTH · Entity 497DirectorOctober 01, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MOLINA HEALTHCARE, INC.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,211 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 304 · Balance 1,211

F1: Grant of stock under the Issuer's 2025 Equity Incentive Plan in connection with the Reporting Person's services as a Director.

F2: The aggregate dollar value of the annual equity award to each director was set at $220,000, with one quarter, or $55,000, to be granted on the first day of each quarter, based on the closing price of the Issuer's common stock on such day. The closing price of the Issuer's common stock on October 1, 2026 was $180.85, which resulted in a grant of 304 shares.

F3: Represents the closing price of the Issuer's common stock on October 1, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of stock under the Issuer's 2025 Equity Incentive Plan in connection with the Reporting Person's services as a Director.

F2: The aggregate dollar value of the annual equity award to each director was set at $220,000, with one quarter, or $55,000, to be granted on the first day of each quarter, based on the closing price of the Issuer's common stock on such day. The closing price of the Issuer's common stock on October 1, 2026 was $180.85, which resulted in a grant of 304 shares.

F3: Represents the closing price of the Issuer's common stock on October 1, 2026.

Privia Health Group, Inc.

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect8,463 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 8,463 · Balance 8,463

F1: On May 20, 2026, the reporting person received 8,463 restricted stock units under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units will vest on the earlier of (i) the day immediately preceding the Company's 2027 annual meeting of stockholders and (ii) the first anniversary of the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: On May 20, 2026, the reporting person received 8,463 restricted stock units under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units will vest on the earlier of (i) the day immediately preceding the Company's 2027 annual meeting of stockholders and (ii) the first anniversary of the date of the grant.

eHealth, Inc.

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect974,609 Ending reported balance After 2026-10-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-01 · Sale · Disposed 20,306 · Balance 994,915

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2026.

F2: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6905 to $0.7149, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 2 · 2026-10-02 · Sale · Disposed 20,306 · Balance 974,609

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2026.

F3: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6801 to $0.7023, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2026.

F2: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6905 to $0.7149, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.6801 to $0.7023, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AETNA INC /PA/

Report date November 28, 2018 · Filed November 28, 2018

Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-28 transaction · row 1
1 source row

Row 1 · 2018-11-28 · Disposition to issuer · Disposed 45,590 · Balance 0

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2018-11-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-11-28 · Disposition to issuer · Disposed 145.3767 · Balance 0

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.

F2: Represents the pro rata portion of the stock portion of the Aetna Common Stock Fund held by Reporting Person on October 31, 2018 pursuant to the Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $100.50Direct0 Reported balance After 2018-11-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-11-28 · Disposition to issuer · Disposed 22,042 · Balance 0

F3: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount").

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $103.45Direct0 Reported balance After 2018-11-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-11-28 · Disposition to issuer · Disposed 45,246 · Balance 0

F4: Represents SARs granted under the Plan on February 19, 2016. Of this amount, 50% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $125.27Direct0 Reported balance After 2018-11-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-11-28 · Disposition to issuer · Disposed 64,528 · Balance 0

F5: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-11-28 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-11-28 · Disposition to issuer · Disposed 19,430 · Balance 0

F6: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-11-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-11-28 · Disposition to issuer · Disposed 8,023 · Balance 0

F7: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-11-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-11-28 · Disposition to issuer · Disposed 18,871 · Balance 0

F8: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-11-28 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-11-28 · Disposition to issuer · Disposed 14,558.1329 · Balance 0

F9: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

Filing footnotes · ownership attribution and instrument terms

F1: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.

F2: Represents the pro rata portion of the stock portion of the Aetna Common Stock Fund held by Reporting Person on October 31, 2018 pursuant to the Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.

F3: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount").

F4: Represents SARs granted under the Plan on February 19, 2016. Of this amount, 50% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F5: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F6: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.

F7: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.

F8: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.

F9: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2022 Filed Dec 5, 2022 21:11 UTC eHealth, Inc. EHTH · Entity 497 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001333493-22-000154 · wf-form4_167027465610302.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,515

F1 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The restricted stock units vest in eight equal quarterly installments from the vesting commencement date of October 10, 2022, subject to the individual continuing to provide services to the company through the applicable vesting date.

Read SEC document
November 22, 2022 Filed Nov 25, 2022 19:13 UTC eHealth, Inc. EHTH · Entity 497 PurchaseCommon Stock 80,000 $3.08 $246,552.00
Disclosure

SEC source: 0001333493-22-000152 · wf-form4_166940358324795.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,515

F1 · price: The price reported in Table I, Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.14, inclusive. The reporting person undertakes to provide to eHealth, Inc., any security holder of eHealth, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the range set forth in this footnote.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:31 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 245 $2.73 $668.85
Disclosure

SEC source: 0001333493-22-000138 · wf-form4_166759384465218.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,515

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
October 10, 2022 Filed Oct 12, 2022 20:07 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 11,757 $3.15 $37,034.55
Disclosure

SEC source: 0001333493-22-000136 · wf-form4_166560525414775.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,760

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
September 22, 2022 Filed Sep 26, 2022 20:12 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 4,703 $4.88 $22,950.64
Disclosure

SEC source: 0001333493-22-000127 · wf-form4_166422316065366.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,517

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:12 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 245 $7.40 $1,813.00
Disclosure

SEC source: 0001333493-22-000097 · wf-form4_165964389285311.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,220

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
July 10, 2022 Filed Jul 12, 2022 20:23 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 11,757 $8.71 $102,403.47
Disclosure

SEC source: 0001333493-22-000090 · wf-form4_165765737379742.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,465

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:30 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 245 $8.45 $2,070.25
Disclosure

SEC source: 0001333493-22-000059 · wf-form4_165170694050412.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,222

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
April 01, 2022 Filed Apr 1, 2022 22:41 UTC eHealth, Inc. EHTH · Entity 497 GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001333493-22-000045 · wf-form4_164885285155530.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,467

F1 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The restricted stock units vest as to 12.5% of the shares at the end of each three-month period after the vesting commencement date of April 10, 2022, such that the Stock Unit shall be 100% vested on the second anniversary of the vesting commencement date, subject the individual continuing to provide services to the company through the applicable vesting date.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 23:14 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 287 $20.55 $5,897.85
Disclosure

SEC source: 0001333493-22-000007 · wf-form4_164401642839369.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,467

F1 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 21:41 UTC eHealth, Inc. EHTH · Entity 497 PurchaseCommon Stock 5,500 $29.19 $160,544.45
Disclosure

SEC source: 0001333493-21-000177 · wf-form4_163701249048039.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,754

Read SEC document
November 02, 2021 Filed Nov 5, 2021 00:07 UTC eHealth, Inc. EHTH · Entity 497 GrantPerformance Stock Unit · Derivative 70,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001333493-21-000162 · wf-form4_163607082840071.xml · derivative · entry 4

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2025-11-02

F4 · derivative.exercise_date: The performance-based restricted stock units will be eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest on the earlier of the first anniversary of the date that the price threshold was met or the fourth anniversary of the date of grant, subject to the individual continuing to provide services to the company through the applicable vesting date.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 00:07 UTC eHealth, Inc. EHTH · Entity 497 Tax withholdingCommon Stock 246 $45.70 $11,242.20
Disclosure

SEC source: 0001333493-21-000162 · wf-form4_163607082840071.xml · nonDerivative · entry 3

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,254

F3 · kind: Represents the withholding of shares to satisfy tax withholding obligation.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 00:07 UTC eHealth, Inc. EHTH · Entity 497 GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001333493-21-000162 · wf-form4_163607082840071.xml · nonDerivative · entry 2

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

F2 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The restricted stock units vest as to 25% of the shares one year after the the vesting commencement date of September 22, 2021, and the remainder of the shares subject to this award will vest in equal quarterly installments thereafter, subject to the individual continuing to provide services to the company through the applicable vesting date.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 00:07 UTC eHealth, Inc. EHTH · Entity 497 GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001333493-21-000162 · wf-form4_163607082840071.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · kind: This represents an award of restricted stock units. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. 1/16 of the shares subject to this award vested on the date of grant of November 2, 2021, and the remainder of the shares subject to this award will vest in fifteen equal quarterly installments thereafter, subject to the individual continuing to provide services to the company through the applicable vesting date.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerDeferred Stock Units · Derivative 14,558.1329 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · derivative · entry 9

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,558.1329 shares

Expires not disclosed

F9 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

F9 · price: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

F9 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

F9 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") previously reported and accrued pursuant to the Plan. These DSUs were canceled for an amount in cash for each DSU equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerRestricted Stock Units · Derivative 18,871 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · derivative · entry 8

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,871 shares

Expires not disclosed

F8 · derivative.exercise_price: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.

F8 · price: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.

F8 · derivative.exercise_date: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.

F8 · derivative.expiration_date: RSUs granted under the Plan on March 2, 2018. These RSUs were converted to CVS Health RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerPerformance Stock Units · Derivative 8,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · derivative · entry 7

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,023 shares

Expires not disclosed

F7 · derivative.exercise_price: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.

F7 · price: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.

F7 · derivative.exercise_date: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.

F7 · derivative.expiration_date: PSUs earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 17, 2017. These PSUs were converted to time-vesting CVS Health RSUs pursuant to the terms of the Merger Agreement.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerPerformance Stock Units · Derivative 19,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · derivative · entry 6

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,430 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.

F6 · price: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.

F6 · derivative.exercise_date: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.

F6 · derivative.expiration_date: Represents Performance Stock Units ("PSUs") earned at a specified level in conjunction with the change in control of Aetna and pursuant to the terms of the relevant PSU award agreement. The PSUs were originally granted under the Plan on February 19, 2016. These PSUs were converted to time-vesting CVS Health Restricted Stock Units ("RSUs") pursuant to the terms of the Merger Agreement.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerStock Appreciation Rights · Derivative 64,528 Not disclosed Strike: $125.27 Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · derivative · entry 5

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,528 shares

Expires not disclosed

F5 · price: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F5 · derivative.exercise_date: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F5 · derivative.expiration_date: Represents SARs granted under the Plan on February 17, 2017, of which 33.3% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerStock Appreciation Rights · Derivative 45,246 Not disclosed Strike: $103.45 Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · derivative · entry 4

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,246 shares

Expires not disclosed

F4 · price: Represents SARs granted under the Plan on February 19, 2016. Of this amount, 50% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F4 · derivative.exercise_date: Represents SARs granted under the Plan on February 19, 2016. Of this amount, 50% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

F4 · derivative.expiration_date: Represents SARs granted under the Plan on February 19, 2016. Of this amount, 50% had vested. Each vested SAR was canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash equal to the SAR Amount. Each unvested SAR was converted to a CVS Health SAR pursuant to the terms of the Merger Agreement.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerStock Appreciation Rights · Derivative 22,042 Not disclosed Strike: $100.50 Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · derivative · entry 3

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,042 shares

Expires not disclosed

F3 · price: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount").

F3 · derivative.exercise_date: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount").

F3 · derivative.expiration_date: Represents Stock Appreciation Rights ("SARs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan") on March 2, 2015. These SARs were canceled pursuant to the terms of the Merger Agreement in exchange for an amount in cash for each SAR equal to (a) $145 plus (b) 0.8378 multiplied by the average of the volume weighted averages of the trading prices of CVS Health Common Stock on each of the five consecutive trading days ending on the trading day two trading days prior to the closing date, less (c) the exercise price (the "SAR Amount").

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerCommon Stock 145.3767 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · nonDerivative · entry 2

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.

F2 · ownership.nature: Represents the pro rata portion of the stock portion of the Aetna Common Stock Fund held by Reporting Person on October 31, 2018 pursuant to the Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.

Read SEC document
November 28, 2018 Filed Nov 28, 2018 16:25 UTC AETNA INC /PA/ AET · Entity 107289 Disposition to issuerCommon Stock 45,590 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-18-000166 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Converted pursuant to the merger agreement (the "Merger Agreement") between CVS Health Corporation ("CVS Health") and Aetna Inc. ("Aetna") into $145 in cash and 0.8378 shares of CVS Health Common Stock for each share of Aetna Common Stock.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:13 UTC AETNA INC /PA/ AET · Entity 107289 GrantRestricted Stock Units · Derivative 18,871 $0.00 $0.00
Disclosure

SEC source: 0001122304-18-000030 · edgar.xml · derivative · entry 5

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,871

Underlying: Common Stock · 18,871 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a right to receive one share of Aetna Inc. Common Stock net of taxes.

F7 · derivative.exercise_date: RSUs granted under the Plan vest in three annual installments beginning December 2, 2018.

F7 · derivative.expiration_date: RSUs granted under the Plan vest in three annual installments beginning December 2, 2018.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:13 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionPerformance Stock Units · Derivative 8,956 $0.00 $0.00
Disclosure

SEC source: 0001122304-18-000030 · edgar.xml · derivative · entry 4

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,956 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.

F5 · derivative.exercise_date: PSUs granted under the Plan.

F5 · derivative.expiration_date: PSUs granted under the Plan.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:13 UTC AETNA INC /PA/ AET · Entity 107289 Tax withholdingCommon Stock 5,195 $177.53 $922,268.35
Disclosure

SEC source: 0001122304-18-000030 · edgar.xml · nonDerivative · entry 2

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,590

F3 · shares: Represents tax withholding on vesting of previously reported PSUs.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:13 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionCommon Stock 10,748 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-18-000030 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of previously reported Performance Stock Units ("PSUs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan").

F2 · price: Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net of taxes.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 16:21 UTC AETNA INC /PA/ AET · Entity 107289 GrantPerformance Stock Units · Derivative 8,956 $0.00 $0.00
Disclosure

SEC source: 0001122304-17-000134 · edgar.xml · derivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,956

Underlying: Common Stock · 8,956 shares

Expires not disclosed

F1 · derivative.exercise_price: Performance Stock Units ("PSUs") granted under the Aetna Inc. 2010 Stock Incentive Plan. Each PSU represents a right to receive up to two shares of Aetna Inc. Common Stock net taxes, depending on performance against the specified Company performance target.

F2 · derivative.exercise_date: PSUs originally granted on March 2, 2015. Units vest based on both service through March 2, 2018 and attaining the specified Company performance target. On December 19, 2017, the Company's Committee on Compensation and Talent Management determined that the performance target had been met at a specified level for the performance period. Units will fully vest in accordance with the Plan if executive remains employed by the Company through March 2, 2018.

F2 · derivative.expiration_date: PSUs originally granted on March 2, 2015. Units vest based on both service through March 2, 2018 and attaining the specified Company performance target. On December 19, 2017, the Company's Committee on Compensation and Talent Management determined that the performance target had been met at a specified level for the performance period. Units will fully vest in accordance with the Plan if executive remains employed by the Company through March 2, 2018.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:33 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionRestricted Stock Units · Derivative 9,126 $0.00 $0.00
Disclosure

SEC source: 0001122304-17-000128 · edgar.xml · derivative · entry 4

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,126 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Aetna Inc. Common Stock net of taxes.

F5 · derivative.exercise_date: RSUs granted under the Plan.

F5 · derivative.expiration_date: RSUs granted under the Plan.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:33 UTC AETNA INC /PA/ AET · Entity 107289 Tax withholdingCommon Stock 4,646 $181.57 $843,574.22
Disclosure

SEC source: 0001122304-17-000128 · edgar.xml · nonDerivative · entry 2

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,037

F3 · shares: Represents tax withholding on vesting of previously reported RSUs.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:33 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionCommon Stock 9,126 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-17-000128 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of previously reported Restricted Stock Units ("RSUs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan").

F2 · price: Each RSU represents a right to receive one share of Aetna Inc. Common Stock net of taxes.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:39 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionStock Appreciation Right · Derivative 22,623 $103.45 Strike: $103.45 $2,340,349.35
Disclosure

SEC source: 0001122304-17-000098 · edgar.xml · derivative · entry 6

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,246

Underlying: Common Stock · 22,623 shares

Expires 2026-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:39 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionStock Appreciation Right · Derivative 44,084 $100.50 Strike: $100.50 $4,430,442.00
Disclosure

SEC source: 0001122304-17-000098 · edgar.xml · derivative · entry 5

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,042

Underlying: Common Stock · 44,084 shares

Expires 2025-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:39 UTC AETNA INC /PA/ AET · Entity 107289 Tax withholdingCommon Stock 54,604 $161.00 $8,791,244.00
Disclosure

SEC source: 0001122304-17-000098 · edgar.xml · nonDerivative · entry 3

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,557

F1 · shares: Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:39 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionCommon Stock 22,623 $103.45 $2,340,349.35
Disclosure

SEC source: 0001122304-17-000098 · edgar.xml · nonDerivative · entry 2

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2017 Filed Sep 20, 2017 16:39 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionCommon Stock 44,084 $100.50 $4,430,442.00
Disclosure

SEC source: 0001122304-17-000098 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2017 Filed Mar 10, 2017 16:09 UTC AETNA INC /PA/ AET · Entity 107289 SaleCommon Stock 6,607 $131.98 $872,020.27
Disclosure

SEC source: 0001122304-17-000029 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,454

F1 · price: The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $131.9831 to $131.9870, inclusive.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 17:47 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionStock Appreciation Rights · Derivative 54,833 $72.26 Strike: $72.26 $3,962,232.58
Disclosure

SEC source: 0001122304-17-000027 · edgar.xml · derivative · entry 6

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,833 shares

Expires 2024-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 17:47 UTC AETNA INC /PA/ AET · Entity 107289 Tax withholdingCommon Stock 41,619 $131.30 $5,464,574.70
Disclosure

SEC source: 0001122304-17-000027 · edgar.xml · nonDerivative · entry 2

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,061

F1 · shares: Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 17:47 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionCommon Stock 54,833 $72.60 $3,980,875.80
Disclosure

SEC source: 0001122304-17-000027 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:47 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionDeferred Stock Unit Account · Derivative 14,265.24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001122304-17-000027 · edgar.xml · derivative · entry 5

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,265.24

Underlying: Common Stock · 14,265.24 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of previously reported Performance Stock Units granted under the 2010 Stock Incentive Plan (the "Plan"). Upon vesting the Reporting Person elected to defer units to a stock unit account.

F4 · derivative.exercise_date: Performance Stock Units granted under the Plan.

F4 · derivative.expiration_date: Performance Stock Units granted under the Plan.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:47 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionPerformance Stock Units · Derivative 7,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001122304-17-000027 · edgar.xml · derivative · entry 4

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Performance Stock Unit represents a right to recieve up to two shares of Aetna Inc. Common Stock.

F4 · derivative.exercise_date: Performance Stock Units granted under the Plan.

F4 · derivative.expiration_date: Performance Stock Units granted under the Plan.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 16:36 UTC AETNA INC /PA/ AET · Entity 107289 GrantStock Appreciation Rights · Derivative 64,528 $0.00 Strike: $125.27 $0.00
Disclosure

SEC source: 0001231553-17-000008 · edgar.xml · derivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,528

Underlying: Common Stock · 64,528 shares

Expires 2027-02-17

F1 · derivative.exercise_date: Stock Appreciation Rights granted under the Aetna Inc. 2010 Stock Incentive Plan, exercisable in three annual installments beginning February 17, 2018.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:34 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 $0.00
Disclosure

SEC source: 0001122304-16-000300 · edgar.xml · derivative · entry 4

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,126

Underlying: Common Stock · 9,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a right to receive one share of Aetna Inc. Common Stock net of taxes.

F5 · derivative.exercise_date: RSUs granted under the Plan.

F5 · derivative.expiration_date: RSUs granted under the Plan.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:34 UTC AETNA INC /PA/ AET · Entity 107289 Tax withholdingCommon Stock 4,645 $128.27 $595,814.15
Disclosure

SEC source: 0001122304-16-000300 · edgar.xml · nonDerivative · entry 2

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,847

F3 · shares: Represents tax withholding on vesting of previously reported RSUs.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 16:34 UTC AETNA INC /PA/ AET · Entity 107289 Exercise / conversionCommon Stock 9,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001122304-16-000300 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of previously reported Restricted Stock Units ("RSUs") granted under the Aetna Inc. 2010 Stock Incentive Plan (the "Plan").

F2 · price: Each RSU represents a right to receive one share of Aetna Inc. Common Stock net of taxes.

Read SEC document
December 09, 2016 Filed Mar 10, 2017 16:07 UTC Amendment AETNA INC /PA/ AET · Entity 107289 OtherCommon Stock 192.7535 $128.91 $24,847.85
Disclosure

SEC source: 0001122304-17-000028 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 105.5334

F1 · balance_after: Corrected to include inter-fund transfer of 192.7535 shares of Aetna's Common Stock held by reporting person under the Aetna Inc. 401(k) Plan on December 9, 2016 which was inadvertently excluded from the original filing.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 16:14 UTC AETNA INC /PA/ AET · Entity 107289 SaleCommon Stock 9,150 $109.78 $1,004,477.85
Disclosure

SEC source: 0001122304-16-000293 · edgar.xml · nonDerivative · entry 1

SOISTMAN FRANCIS S JR · CIK 0001233184 · Exec. VP, Government Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,367

F1 · price: The price reported is average weighted share price. These shares were sold in multiple transactions at prices ranging from $109.71 to $110.00, inclusive.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.