Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANTRONIX INCLTRX · Entity 1667 | Director | May 04, 2026 | May 05, 2026 |
| Parabellum Acquisition Corp.PRBM.U · Entity 112799 | Director · CEO, Pres., and Secretary · 10% owner | September 27, 2021 | September 28, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANTRONIX INC
Report date May 04, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,139 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Exercise / conversion · Acquired 8,540 · Balance 43,139 F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,541 |
Reported balance
After 2026-05-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-04 · Exercise / conversion · Acquired 8,540 · Balance 8,541 F2: RSUs convert into common stock on a one-for-one basis. F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. |
Filing footnotes · ownership attribution and instrument terms
F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").
F2: RSUs convert into common stock on a one-for-one basis.
F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.
Parabellum Acquisition Corp.
Report date September 27, 2021 · Filed September 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy Parabellum Acquisition Partners, LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2021-09-27 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254763), on a one-for-one basis, subject to adjustment for stock splits, stock capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: The shares of Class B common stock owned by the reporting persons include up to 468,750 shares that are subject to forfeiture in the event the underwriters of the offering do not exercise in full their over-allotment option as described in the registration statement on Form S-1 (File No. 333-254763). F3: Parabellum Acquisition Partners, LLC ("Sponsor") is the record holder of the shares reported herein. Narbeh Derhacobian is a manager of Sponsor, and holds voting and dispositive power over the shares held by Sponsor. Mr. Derhacobian disclaim beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254763), on a one-for-one basis, subject to adjustment for stock splits, stock capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: The shares of Class B common stock owned by the reporting persons include up to 468,750 shares that are subject to forfeiture in the event the underwriters of the offering do not exercise in full their over-allotment option as described in the registration statement on Form S-1 (File No. 333-254763).
F3: Parabellum Acquisition Partners, LLC ("Sponsor") is the record holder of the shares reported herein. Narbeh Derhacobian is a manager of Sponsor, and holds voting and dispositive power over the shares held by Sponsor. Mr. Derhacobian disclaim beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ADESTO TECHNOLOGIES Corp
Report date June 29, 2020 · Filed July 02, 2020
Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 1
1 source rowRow 1 · 2020-06-29 · Other · Disposed 600,596 · Balance 0 F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. F2: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU. F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time. F4: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2020-06-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-29 · Other · Disposed 219,823 · Balance 0 F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. F5: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2029-03-25 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-29 · Disposition to issuer · Disposed 47,736 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2021-12-12 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-06-29 · Disposition to issuer · Disposed 45 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2023-06-17 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-06-29 · Disposition to issuer · Disposed 5,030 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2023-06-17 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-06-29 · Disposition to issuer · Disposed 15,151 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2024-08-10 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-06-29 · Disposition to issuer · Disposed 40 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2024-10-13 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-06-29 · Disposition to issuer · Disposed 50 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2025-04-28 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-06-29 · Disposition to issuer · Disposed 4,545 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2025-04-28 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-06-29 · Disposition to issuer · Disposed 50 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-09-28 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-06-29 · Disposition to issuer · Disposed 30 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.55 · Expires 2027-03-09 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-06-29 · Disposition to issuer · Disposed 82,418 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.45 · Expires 2028-04-23 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2020-06-29 · Disposition to issuer · Disposed 86,075 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2020-12-13 | Direct | 0 |
Reported balance
After 2020-06-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2020-06-29 · Disposition to issuer · Disposed 121 · Balance 0 F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.
F2: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU.
F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time.
F4: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time.
F5: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.
F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2026 Filed May 5, 2026 20:56 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 8,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-26-003496 · ownership.xml · derivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,541 Underlying: Common Stock · 8,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 04, 2026 Filed May 5, 2026 20:56 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 8,540 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-26-003496 · ownership.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date"). Read SEC document |
| November 04, 2025 Filed Nov 6, 2025 02:53 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 17,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-007994 · ownership.xml · derivative · entry 3 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,081 Underlying: Common Stock · 17,081 shares Expires not disclosed F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 03, 2025 Filed Nov 6, 2025 02:53 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-007994 · ownership.xml · derivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| November 03, 2025 Filed Nov 6, 2025 02:53 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 9,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-007994 · ownership.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2024 (the "Grant Date"). Read SEC document |
| May 14, 2025 Filed May 15, 2025 21:03 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 5,000 | $2.33 | $11,650.00 |
DisclosureSEC source: 0001683168-25-003736 · ownership.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,799 Read SEC document |
| May 05, 2025 Filed May 6, 2025 23:44 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionRestricted Stock Units · Derivative | 9,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-003189 · ownership.xml · derivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,800 Underlying: Common Stock · 9,799 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| May 05, 2025 Filed May 6, 2025 23:44 UTC | LANTRONIX INC LTRX · Entity 1667 | Exercise / conversionCommon Stock | 9,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-25-003189 · ownership.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2024 (the "Grant Date"). Read SEC document |
| March 06, 2025 Filed Mar 7, 2025 13:05 UTC | LANTRONIX INC LTRX · Entity 1667 | PurchaseCommon Stock | 10,000 | $2.67 | $26,686.00 |
DisclosureSEC source: 0001683168-25-001399 · ownership.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.65 to $2.67. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2024 Filed Nov 6, 2024 22:00 UTC | LANTRONIX INC LTRX · Entity 1667 | GrantRestricted Stock Units · Derivative | 19,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-24-007692 · ownership.xml · derivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,599 Underlying: Common Stock · 19,599 shares Expires not disclosed F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. F2 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 121 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 14 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121 shares Expires 2020-12-13 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 86,075 | Not disclosed Strike: $8.45 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 13 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,075 shares Expires 2028-04-23 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 82,418 | Not disclosed Strike: $3.55 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 12 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,418 shares Expires 2027-03-09 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 30 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 11 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30 shares Expires 2025-09-28 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 50 | Not disclosed Strike: $3.30 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 10 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50 shares Expires 2025-04-28 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 4,545 | Not disclosed Strike: $3.30 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 9 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,545 shares Expires 2025-04-28 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 50 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 8 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50 shares Expires 2024-10-13 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 40 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 7 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40 shares Expires 2024-08-10 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 15,151 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 6 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,151 shares Expires 2023-06-17 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 5,030 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 5 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,030 shares Expires 2023-06-17 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 45 | Not disclosed Strike: $1.65 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 4 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45 shares Expires 2021-12-12 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 47,736 | Not disclosed Strike: $5.87 | Not disclosed |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 3 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,736 shares Expires 2029-03-25 F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option. F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | OtherCommon Stock | 219,823 | $12.55 | $2,758,778.65 |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · nonDerivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. F5 · ownership.nature: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 29, 2020 Filed Jul 2, 2020 01:05 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | OtherCommon Stock | 600,596 | $12.55 | $7,537,479.80 |
DisclosureSEC source: 0001209191-20-039966 · doc4.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash. F2 · shares: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU. F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time. F4 · shares: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:46 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,545 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001209191-20-025666 · doc4.xml · derivative · entry 3 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,545 shares Expires 2020-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| April 22, 2020 Filed Apr 24, 2020 21:46 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Exercise / conversionCommon Stock | 4,545 | $1.65 | $7,499.25 |
DisclosureSEC source: 0001209191-20-025666 · doc4.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2020 Filed Apr 4, 2020 00:22 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 4,979 | $10.88 | $54,171.52 |
DisclosureSEC source: 0001209191-20-023503 · doc4.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,051 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:41 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 28,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004334 · doc1.xml · nonDerivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,030 F2 · shares: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Subject to the achievement of certain market-based performance metrics, 25% of the PSUs will vest every six months beginning July 31, 2021 until the earned PSUs have vested, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:41 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 84,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004334 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,335 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest in equal quarterly installments over 4 years beginning on July 1, 2020, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:04 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 5,886 | $8.45 | $49,736.70 |
DisclosureSEC source: 0001567619-20-000405 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,020 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 21:29 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | PurchaseCommon Stock | 7,500 | $6.85 | $51,351.00 |
DisclosureSEC source: 0001567619-19-022083 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 219,823 F2 · balance_after: The Reporting Person transferred 212,323 shares of the Issuer's Common Stock to The Derhacobian 2016 Trust in July 2019. F1 · ownership.nature: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:38 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 4,979 | $8.30 | $41,325.70 |
DisclosureSEC source: 0001567619-19-019239 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,406 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| July 01, 2019 Filed Jul 4, 2019 00:22 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,422 | $8.18 | $27,991.96 |
DisclosureSEC source: 0001567619-19-014443 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,942 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| July 01, 2019 Filed Aug 1, 2019 21:37 UTC Amendment | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 4,979 | $8.18 | $40,728.22 |
DisclosureSEC source: 0001567619-19-015625 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,385 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. F2 · shares: The number of shares relinquished by the Reporting Person and cancelled by the Issuer in connection with the payment of tax withholding obligations of the Reporting Person, and the total direct holdings of the Reporting Person following the transaction, were incorrectly reported in Form 4 filed July 3, 2019 due to an administrative error. F2 · balance_after: The number of shares relinquished by the Reporting Person and cancelled by the Issuer in connection with the payment of tax withholding obligations of the Reporting Person, and the total direct holdings of the Reporting Person following the transaction, were incorrectly reported in Form 4 filed July 3, 2019 due to an administrative error. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 23:34 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,622 | $6.09 | $22,057.98 |
DisclosureSEC source: 0001567619-19-008347 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,364 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 01:04 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantEmployee Stock Option (right to buy) · Derivative | 47,736 | $0.00 Strike: $5.87 | $0.00 |
DisclosureSEC source: 0001567619-19-007745 · doc1.xml · derivative · entry 3 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,736 Underlying: Common Stock · 47,736 shares Expires 2029-03-25 F3 · derivative.exercise_date: The stock option will vest in equal quarterly installments over 4 years beginning on July 1, 2019, subject to the continued service of the Reporting Person through each vesting date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 01:04 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 45,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007745 · doc1.xml · nonDerivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,986 F2 · shares: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Subject to the achievement of certain market-based performance metrics, 25% of the PSUs will vest every six months beginning September 15, 2020 until the earned PSUs have vested, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 01:04 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 58,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007745 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,487 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest in equal quarterly installments over 4 years beginning on July 1, 2019, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| January 01, 2019 Filed Jan 25, 2019 01:37 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 4,390 | $4.40 | $19,316.00 |
DisclosureSEC source: 0001567619-19-001610 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 615,976 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 00:09 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | PurchaseCommon Stock | 10,000 | $4.88 | $48,790.00 |
DisclosureSEC source: 0001567619-18-005899 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,366 F1 · price: Represents the weighted average purchase price. The lowest price at which shares were purchased was $4.82 and the highest price at which shares were purchased was $4.90. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| October 01, 2018 Filed Oct 4, 2018 01:49 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 3,714 | $5.89 | $21,875.46 |
DisclosureSEC source: 0001567619-18-003674 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,366 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| August 06, 2018 Filed Aug 8, 2018 20:49 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | PurchaseCommon Stock | 10,000 | $5.14 | $51,350.00 |
DisclosureSEC source: 0001567619-18-000151 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,080 F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $5.10 and the highest price at which shares were sold was $5.145. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein. Read SEC document |
| July 01, 2018 Filed Jul 4, 2018 01:45 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 2,157 | $8.40 | $18,118.80 |
DisclosureSEC source: 0001140361-18-031376 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,080 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| April 24, 2018 Filed Apr 27, 2018 00:52 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantEmployee Stock Option (right to buy) · Derivative | 86,075 | $0.00 Strike: $8.45 | $0.00 |
DisclosureSEC source: 0001140361-18-019865 · doc1.xml · derivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,075 Underlying: Common Stock · 86,075 shares Expires 2028-04-23 F2 · derivative.exercise_date: The stock option will vest quarterly over 4 years beginning on June 30, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| April 24, 2018 Filed Apr 27, 2018 00:52 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 39,777 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-019865 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,237 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest quarterly over 4 years beginning on June 30, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| April 01, 2018 Filed Apr 4, 2018 00:55 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-016887 · doc1.xml · nonDerivative · entry 2 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,460 F2 · kind: Vesting of performance-based RSUs ("PSUs") earned by the Reporting Person on April 1, 2018 as a result of the Reporting Person having met certain performance criteria. F3 · shares: Each PSU represents a right to receive one share of the Issuer's common stock. 9,000 shares vested on April 1, 2018 upon the achievement of the performance metrics and the remainder will vest 1/8th each quarter beginning on June 30, 2018 and at the end of each of the next seven quarters thereafter until all of the earned shares have completed vesting subject to continued service through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting. Read SEC document |
| April 01, 2018 Filed Apr 4, 2018 00:55 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 1,394 | $7.40 | $10,315.60 |
DisclosureSEC source: 0001140361-18-016887 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,460 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| January 01, 2018 Filed Jan 5, 2018 02:42 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 1,646 | $6.45 | $10,616.70 |
DisclosureSEC source: 0001140361-18-000948 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,854 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 22:48 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | SaleCommon Stock | 10,000 | $8.23 | $82,250.00 |
DisclosureSEC source: 0001140361-17-043898 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,500 F1 · shares: Represents the aggregate of sales effected on the same day at different prices. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $8.20 to $8.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 23:40 UTC | ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 | Tax withholdingCommon Stock | 11,619 | $7.95 | $92,371.05 |
DisclosureSEC source: 0001140361-17-040599 · doc1.xml · nonDerivative · entry 1 Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,500 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.