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Derhacobian Narbeh

Disclosed activity across 3 companies

Tapewire entity
49732
SEC CIK
0001654253

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LANTRONIX INCLTRX · Entity 1667DirectorMay 04, 2026May 05, 2026
Parabellum Acquisition Corp.PRBM.U · Entity 112799Director · CEO, Pres., and Secretary · 10% ownerSeptember 27, 2021September 28, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LANTRONIX INC

Report date May 04, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,139 Reported balance After 2026-05-04 transaction · row 1
1 source row

Row 1 · 2026-05-04 · Exercise / conversion · Acquired 8,540 · Balance 43,139

F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,541 Reported balance After 2026-05-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-04 · Exercise / conversion · Acquired 8,540 · Balance 8,541

F2: RSUs convert into common stock on a one-for-one basis.

F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Filing footnotes · ownership attribution and instrument terms

F1: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").

F2: RSUs convert into common stock on a one-for-one basis.

F3: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Parabellum Acquisition Corp.

Report date September 27, 2021 · Filed September 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Parabellum Acquisition Partners, LLCNot disclosed Reported balance Holding disclosure · report date 2021-09-27 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254763), on a one-for-one basis, subject to adjustment for stock splits, stock capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The shares of Class B common stock owned by the reporting persons include up to 468,750 shares that are subject to forfeiture in the event the underwriters of the offering do not exercise in full their over-allotment option as described in the registration statement on Form S-1 (File No. 333-254763).

F3: Parabellum Acquisition Partners, LLC ("Sponsor") is the record holder of the shares reported herein. Narbeh Derhacobian is a manager of Sponsor, and holds voting and dispositive power over the shares held by Sponsor. Mr. Derhacobian disclaim beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254763), on a one-for-one basis, subject to adjustment for stock splits, stock capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: The shares of Class B common stock owned by the reporting persons include up to 468,750 shares that are subject to forfeiture in the event the underwriters of the offering do not exercise in full their over-allotment option as described in the registration statement on Form S-1 (File No. 333-254763).

F3: Parabellum Acquisition Partners, LLC ("Sponsor") is the record holder of the shares reported herein. Narbeh Derhacobian is a manager of Sponsor, and holds voting and dispositive power over the shares held by Sponsor. Mr. Derhacobian disclaim beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADESTO TECHNOLOGIES Corp

Report date June 29, 2020 · Filed July 02, 2020

Section 16 reporting ended · disclosed 2020-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-06-29 transaction · row 1
1 source row

Row 1 · 2020-06-29 · Other · Disposed 600,596 · Balance 0

F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.

F2: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU.

F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time.

F4: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2020-06-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2020-06-29 · Other · Disposed 219,823 · Balance 0

F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.

F5: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2029-03-25Direct0 Reported balance After 2020-06-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-06-29 · Disposition to issuer · Disposed 47,736 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2021-12-12Direct0 Reported balance After 2020-06-29 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-06-29 · Disposition to issuer · Disposed 45 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2023-06-17Direct0 Reported balance After 2020-06-29 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-06-29 · Disposition to issuer · Disposed 5,030 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2023-06-17Direct0 Reported balance After 2020-06-29 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-06-29 · Disposition to issuer · Disposed 15,151 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2024-08-10Direct0 Reported balance After 2020-06-29 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-06-29 · Disposition to issuer · Disposed 40 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2024-10-13Direct0 Reported balance After 2020-06-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-06-29 · Disposition to issuer · Disposed 50 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2025-04-28Direct0 Reported balance After 2020-06-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-06-29 · Disposition to issuer · Disposed 4,545 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.30 · Expires 2025-04-28Direct0 Reported balance After 2020-06-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-06-29 · Disposition to issuer · Disposed 50 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2025-09-28Direct0 Reported balance After 2020-06-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-06-29 · Disposition to issuer · Disposed 30 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.55 · Expires 2027-03-09Direct0 Reported balance After 2020-06-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-06-29 · Disposition to issuer · Disposed 82,418 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.45 · Expires 2028-04-23Direct0 Reported balance After 2020-06-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-06-29 · Disposition to issuer · Disposed 86,075 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.65 · Expires 2020-12-13Direct0 Reported balance After 2020-06-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-06-29 · Disposition to issuer · Disposed 121 · Balance 0

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Filing footnotes · ownership attribution and instrument terms

F1: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.

F2: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU.

F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time.

F4: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time.

F5: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

F6: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2026 Filed May 5, 2026 20:56 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 8,540 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-003496 · ownership.xml · derivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,541

Underlying: Common Stock · 8,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
May 04, 2026 Filed May 5, 2026 20:56 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 8,540 $0.00 $0.00
Disclosure

SEC source: 0001683168-26-003496 · ownership.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 4, 2025 (the "Grant Date").

Read SEC document
November 04, 2025 Filed Nov 6, 2025 02:53 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 17,081 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-007994 · ownership.xml · derivative · entry 3

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,081

Underlying: Common Stock · 17,081 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 03, 2025 Filed Nov 6, 2025 02:53 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 9,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-007994 · ownership.xml · derivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
November 03, 2025 Filed Nov 6, 2025 02:53 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 9,800 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-007994 · ownership.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2024 (the "Grant Date").

Read SEC document
May 14, 2025 Filed May 15, 2025 21:03 UTC LANTRONIX INC LTRX · Entity 1667 PurchaseCommon Stock 5,000 $2.33 $11,650.00
Disclosure

SEC source: 0001683168-25-003736 · ownership.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,799

Read SEC document
May 05, 2025 Filed May 6, 2025 23:44 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionRestricted Stock Units · Derivative 9,799 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003189 · ownership.xml · derivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 9,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F3 · derivative.expiration_date: The RSUs vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

Read SEC document
May 05, 2025 Filed May 6, 2025 23:44 UTC LANTRONIX INC LTRX · Entity 1667 Exercise / conversionCommon Stock 9,799 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003189 · ownership.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 5, 2024 (the "Grant Date").

Read SEC document
March 06, 2025 Filed Mar 7, 2025 13:05 UTC LANTRONIX INC LTRX · Entity 1667 PurchaseCommon Stock 10,000 $2.67 $26,686.00
Disclosure

SEC source: 0001683168-25-001399 · ownership.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.65 to $2.67. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 05, 2024 Filed Nov 6, 2024 22:00 UTC LANTRONIX INC LTRX · Entity 1667 GrantRestricted Stock Units · Derivative 19,599 $0.00 $0.00
Disclosure

SEC source: 0001683168-24-007692 · ownership.xml · derivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,599

Underlying: Common Stock · 19,599 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

F2 · derivative.expiration_date: The restricted stock units ("RSUs") will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.

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June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 121 Not disclosed Strike: $1.65 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 14

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 121 shares

Expires 2020-12-13

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 86,075 Not disclosed Strike: $8.45 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 13

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,075 shares

Expires 2028-04-23

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

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June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 82,418 Not disclosed Strike: $3.55 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 12

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,418 shares

Expires 2027-03-09

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 30 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 11

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30 shares

Expires 2025-09-28

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50 Not disclosed Strike: $3.30 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 10

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires 2025-04-28

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 4,545 Not disclosed Strike: $3.30 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 9

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,545 shares

Expires 2025-04-28

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 50 Not disclosed Strike: $1.65 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 8

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires 2024-10-13

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 40 Not disclosed Strike: $1.65 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 7

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40 shares

Expires 2024-08-10

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 15,151 Not disclosed Strike: $1.65 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 6

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,151 shares

Expires 2023-06-17

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 5,030 Not disclosed Strike: $1.65 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 5

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,030 shares

Expires 2023-06-17

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 45 Not disclosed Strike: $1.65 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 4

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45 shares

Expires 2021-12-12

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 47,736 Not disclosed Strike: $5.87 Not disclosed
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · derivative · entry 3

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,736 shares

Expires 2029-03-25

F6 · price: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

F6 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each vested outstanding Company stock option was cancelled and converted into the right to receive an amount in cash equal to (i) the difference between $12.55 and the exercise price of such stock option multiplied by (ii) the number of shares subject to such stock option.

F7 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested Company stock option was either cancelled and converted into the right to receive, in Dialog's discretion, either (i) an amount in cash equal to (a) the difference between $12.55 and the exercise price of such stock option multiplied by (b) the number of shares subject to such stock option, or (ii) a restricted stock unit with respect to Dialog Ordinary Shares determined by multiplying (a) the number of shares subject to such stock option by (b) 0.2912, in each case by subject to the same vesting schedule, termination terms and other restrictions as such stock option was subject to immediately prior to the Effective Time.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 OtherCommon Stock 219,823 $12.55 $2,758,778.65
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · nonDerivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.

F5 · ownership.nature: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
June 29, 2020 Filed Jul 2, 2020 01:05 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 OtherCommon Stock 600,596 $12.55 $7,537,479.80
Disclosure

SEC source: 0001209191-20-039966 · doc4.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 20, 2020, Adesto Technologies Corporation (the "Company") entered into an Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement") with Dialog Semiconductor plc ("Dialog") and Azara Acquisition Corp., a wholly-owned direct or indirect subsidiary of Dialog ("Merger Sub"), pursuant to which Merger Sub was merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned direct or indirect subsidiary of Dialog. Pursuant to the Merger Agreement all shares of Company common stock outstanding immediately prior to the effective time of the Merger (the "Effective Time"), were canceled and converted automatically into the right to receive $12.55 in cash.

F2 · shares: Pursuant to the Merger Agreement, at the Effective Time, each vested and outstanding Company performance-based restricted stock unit ("PSU") was canceled and converted into the right to receive $12.55 in cash per PSU.

F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company PSU was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per PSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such PSU was subject to immediately prior to the Effective Time.

F4 · shares: Pursuant to the Merger Agreement, at the Effective Time, each unvested and outstanding Company restricted stock unit ("RSU") was cancelled and converted into the right to receive, in Dialog's discretion, either (i) $12.55 per RSU or (ii) 0.2912 restricted stock units with respect to Dialog Ordinary Shares, in each case subject to the same vesting schedule, termination terms and other restrictions as such RSU was subject to immediately prior to the Effective Time.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 21:46 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,545 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001209191-20-025666 · doc4.xml · derivative · entry 3

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,545 shares

Expires 2020-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 21:46 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Exercise / conversionCommon Stock 4,545 $1.65 $7,499.25
Disclosure

SEC source: 0001209191-20-025666 · doc4.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2020 Filed Apr 4, 2020 00:22 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 4,979 $10.88 $54,171.52
Disclosure

SEC source: 0001209191-20-023503 · doc4.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,051

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:41 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantCommon Stock 28,695 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004334 · doc1.xml · nonDerivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,030

F2 · shares: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Subject to the achievement of certain market-based performance metrics, 25% of the PSUs will vest every six months beginning July 31, 2021 until the earned PSUs have vested, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 22:41 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantCommon Stock 84,138 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004334 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,335

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest in equal quarterly installments over 4 years beginning on July 1, 2020, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 23:04 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 5,886 $8.45 $49,736.70
Disclosure

SEC source: 0001567619-20-000405 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,020

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 21:29 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 PurchaseCommon Stock 7,500 $6.85 $51,351.00
Disclosure

SEC source: 0001567619-19-022083 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 219,823

F2 · balance_after: The Reporting Person transferred 212,323 shares of the Issuer's Common Stock to The Derhacobian 2016 Trust in July 2019.

F1 · ownership.nature: The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:38 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 4,979 $8.30 $41,325.70
Disclosure

SEC source: 0001567619-19-019239 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,406

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
July 01, 2019 Filed Jul 4, 2019 00:22 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 3,422 $8.18 $27,991.96
Disclosure

SEC source: 0001567619-19-014443 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,942

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

Read SEC document
July 01, 2019 Filed Aug 1, 2019 21:37 UTC Amendment ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 4,979 $8.18 $40,728.22
Disclosure

SEC source: 0001567619-19-015625 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,385

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

F2 · shares: The number of shares relinquished by the Reporting Person and cancelled by the Issuer in connection with the payment of tax withholding obligations of the Reporting Person, and the total direct holdings of the Reporting Person following the transaction, were incorrectly reported in Form 4 filed July 3, 2019 due to an administrative error.

F2 · balance_after: The number of shares relinquished by the Reporting Person and cancelled by the Issuer in connection with the payment of tax withholding obligations of the Reporting Person, and the total direct holdings of the Reporting Person following the transaction, were incorrectly reported in Form 4 filed July 3, 2019 due to an administrative error.

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April 01, 2019 Filed Apr 3, 2019 23:34 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 3,622 $6.09 $22,057.98
Disclosure

SEC source: 0001567619-19-008347 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,364

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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March 25, 2019 Filed Mar 28, 2019 01:04 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantEmployee Stock Option (right to buy) · Derivative 47,736 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001567619-19-007745 · doc1.xml · derivative · entry 3

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,736

Underlying: Common Stock · 47,736 shares

Expires 2029-03-25

F3 · derivative.exercise_date: The stock option will vest in equal quarterly installments over 4 years beginning on July 1, 2019, subject to the continued service of the Reporting Person through each vesting date.

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March 25, 2019 Filed Mar 28, 2019 01:04 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantCommon Stock 45,499 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007745 · doc1.xml · nonDerivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,986

F2 · shares: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Subject to the achievement of certain market-based performance metrics, 25% of the PSUs will vest every six months beginning September 15, 2020 until the earned PSUs have vested, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

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March 25, 2019 Filed Mar 28, 2019 01:04 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantCommon Stock 58,511 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-007745 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,487

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest in equal quarterly installments over 4 years beginning on July 1, 2019, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.

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January 01, 2019 Filed Jan 25, 2019 01:37 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 4,390 $4.40 $19,316.00
Disclosure

SEC source: 0001567619-19-001610 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,976

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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November 12, 2018 Filed Nov 14, 2018 00:09 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 PurchaseCommon Stock 10,000 $4.88 $48,790.00
Disclosure

SEC source: 0001567619-18-005899 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,366

F1 · price: Represents the weighted average purchase price. The lowest price at which shares were purchased was $4.82 and the highest price at which shares were purchased was $4.90. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares purchased at each separate price within the range set forth herein.

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October 01, 2018 Filed Oct 4, 2018 01:49 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 3,714 $5.89 $21,875.46
Disclosure

SEC source: 0001567619-18-003674 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,366

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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August 06, 2018 Filed Aug 8, 2018 20:49 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 PurchaseCommon Stock 10,000 $5.14 $51,350.00
Disclosure

SEC source: 0001567619-18-000151 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,080

F1 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $5.10 and the highest price at which shares were sold was $5.145. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

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July 01, 2018 Filed Jul 4, 2018 01:45 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 2,157 $8.40 $18,118.80
Disclosure

SEC source: 0001140361-18-031376 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,080

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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April 24, 2018 Filed Apr 27, 2018 00:52 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantEmployee Stock Option (right to buy) · Derivative 86,075 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001140361-18-019865 · doc1.xml · derivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,075

Underlying: Common Stock · 86,075 shares

Expires 2028-04-23

F2 · derivative.exercise_date: The stock option will vest quarterly over 4 years beginning on June 30, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

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April 24, 2018 Filed Apr 27, 2018 00:52 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantCommon Stock 39,777 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-019865 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,237

F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest quarterly over 4 years beginning on June 30, 2018. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

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April 01, 2018 Filed Apr 4, 2018 00:55 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-016887 · doc1.xml · nonDerivative · entry 2

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,460

F2 · kind: Vesting of performance-based RSUs ("PSUs") earned by the Reporting Person on April 1, 2018 as a result of the Reporting Person having met certain performance criteria.

F3 · shares: Each PSU represents a right to receive one share of the Issuer's common stock. 9,000 shares vested on April 1, 2018 upon the achievement of the performance metrics and the remainder will vest 1/8th each quarter beginning on June 30, 2018 and at the end of each of the next seven quarters thereafter until all of the earned shares have completed vesting subject to continued service through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.

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April 01, 2018 Filed Apr 4, 2018 00:55 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 1,394 $7.40 $10,315.60
Disclosure

SEC source: 0001140361-18-016887 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,460

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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January 01, 2018 Filed Jan 5, 2018 02:42 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 1,646 $6.45 $10,616.70
Disclosure

SEC source: 0001140361-18-000948 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,854

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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November 22, 2017 Filed Nov 27, 2017 22:48 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 SaleCommon Stock 10,000 $8.23 $82,250.00
Disclosure

SEC source: 0001140361-17-043898 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,500

F1 · shares: Represents the aggregate of sales effected on the same day at different prices.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $8.20 to $8.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 30, 2017 Filed Nov 1, 2017 23:40 UTC ADESTO TECHNOLOGIES Corp IOTS · Entity 12356 Tax withholdingCommon Stock 11,619 $7.95 $92,371.05
Disclosure

SEC source: 0001140361-17-040599 · doc1.xml · nonDerivative · entry 1

Derhacobian Narbeh · CIK 0001654253 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,500

F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.