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person · Reporting owner

Henderson James P

Disclosed activity across 4 companies

Tapewire entity
49680
SEC CIK
0001400706

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dynamix Corp IIIDNMXU · Entity 6060DirectorOctober 29, 2025October 30, 2025
Vitesse Energy, Inc.VTS · Entity 5178Chief Financial OfficerMay 01, 2026May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dynamix Corp III

Report date October 29, 2025 · Filed October 30, 2025

This filing explicitly reported no securities owned.

Vitesse Energy, Inc.

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect202,477 Reported balance After 2026-05-01 transaction · row 1
1 source row

Row 1 · 2026-05-01 · Grant · Acquired 26,273 · Balance 202,477

F1: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of common stock. The restricted stock units vest in equal installments on May 1, 2027, May 1, 2028, and May 1, 2029, respectively, subject to the Reporting Person's continued employment with the Registrant.

Filing footnotes · ownership attribution and instrument terms

F1: Represents unvested restricted stock units, each of which represents a contingent right to receive one share of common stock. The restricted stock units vest in equal installments on May 1, 2027, May 1, 2028, and May 1, 2029, respectively, subject to the Reporting Person's continued employment with the Registrant.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SRC Energy Inc.

Report date January 13, 2020 · Filed January 14, 2020

Section 16 reporting ended · disclosed 2020-01-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-14 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2020-01-14 · Disposition to issuer · Disposed 131,439 · Balance 0

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-01-14 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2020-01-14 · Disposition to issuer · Disposed 272,950 · Balance 0

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31Direct168,202 Reported balance After 2020-01-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-01-13 · Grant · Acquired 168,202 · Balance 168,202

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-01-14 · Disposition to issuer · Disposed 168,202 · Balance 0

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31Direct0 Reported balance After 2020-01-14 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-01-14 · Disposition to issuer · Disposed 47,945 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-12-31Direct0 Reported balance After 2020-01-14 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-01-14 · Disposition to issuer · Disposed 55,936 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-01-14 · Disposition to issuer · Disposed 75,956 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-01-14 · Disposition to issuer · Disposed 75,956 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Performance Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-12-31Direct0 Reported balance After 2020-01-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-01-14 · Disposition to issuer · Disposed 80,610 · Balance 0

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.01 · Expires 2025-08-24Direct0 Reported balance After 2020-01-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-01-14 · Disposition to issuer · Disposed 150,000 · Balance 0

F8: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

F7: Options were exercisable on a pro-rata basis over five years commencing 12/15/2015.

Filing footnotes · ownership attribution and instrument terms

F1: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

F3: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

F5: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

F6: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F7: Options were exercisable on a pro-rata basis over five years commencing 12/15/2015.

F8: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

WHITING PETROLEUM CORP

Report date July 01, 2022 · Filed July 05, 2022

Section 16 reporting ended · disclosed 2022-07-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per share ("Common Stock")SEC Table I · non-derivativeDirect41,014 Reported balance After 2022-07-01 transaction · row 1
1 source row

Row 1 · 2022-07-01 · Exercise / conversion · Acquired 6,160 · Balance 41,014

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-07-01 transaction · row 3
2 source rows · reconciled sequence

Row 2 · 2022-07-01 · Tax withholding · Disposed 2,689 · Balance 38,325

F3: The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the RSUs. No shares were sold.

Row 3 · 2022-07-01 · Disposition to issuer · Disposed 38,325 · Balance 0

F4: Pursuant to the Merger Agreement, each share of Common Stock beneficially owned by the Reporting Person at the Company Merger Effective Time was exchanged for the right to receive 0.5774 shares of common stock, par value $0.01 per share, of Oasis and $6.25 in cash (together, the "Merger Consideration").

Restricted Stock Units 2020SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-07-01 · Disposition to issuer · Disposed 6,160 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Restricted Stock Units - Extended Vesting 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-07-01 · Disposition to issuer · Disposed 32,069 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Restricted Stock Units 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-07-01 · Disposition to issuer · Disposed 16,315 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Performance Share Units (Absolute) 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-07-01 · Disposition to issuer · Disposed 18,354 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Performance Share Units (Relative) 2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-07-01 · Disposition to issuer · Disposed 18,354 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Restricted Stock Units 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-07-01 · Disposition to issuer · Disposed 8,204 · Balance 0

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

Performance Share Units (Absolute) 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-07-01 · Disposition to issuer · Disposed 6,152 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Performance Share Units (Relative) 2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-07-01 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-07-01 · Disposition to issuer · Disposed 6,152 · Balance 0

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of in connection with the Agreement and Plan of Merger, dated March 7, 2022 (as it may be amended or supplemented from time to time, the "Merger Agreement"), by and among Oasis Petroleum Inc., a Delaware corporation ("Oasis"), Ohm Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Oasis ("Merger Sub"), New Ohm LLC, a Delaware limited liability company and a wholly owned subsidiary of Oasis, and Whiting Petroleum Corporation, a Delaware corporation ("Whiting"). Pursuant to the Merger Agreement, on July 1, 2022 (the "Company Merger Effective Time"), Merger Sub merged with and into Whiting (the "Company Merger"), with Whiting continuing its existence as the surviving corporation following the Company Merger as a direct, wholly owned subsidiary of Oasis.

F2: A percentage of the remaining restricted stock unit ("RSU") award granted to the Reporting Person in September 2020 vested immediately prior to the Company Merger Effective Time for shares of Common Stock. Pursuant to the Merger Agreement, any remaining unvested RSUs were assumed by Oasis and converted into the right to receive an RSU of Oasis. The Merger Agreement was filed by Whiting on March 7, 2022, as Exhibit 2.1 to its Current Report on Form 8-K.

F3: The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of the RSUs. No shares were sold.

F4: Pursuant to the Merger Agreement, each share of Common Stock beneficially owned by the Reporting Person at the Company Merger Effective Time was exchanged for the right to receive 0.5774 shares of common stock, par value $0.01 per share, of Oasis and $6.25 in cash (together, the "Merger Consideration").

F5: Pursuant to the Merger Agreement, at the Company Merger Effective Time, the performance vesting conditions of each performance stock unit ("PSU") award of Whiting were deemed satisfied based on the greater of (1) the target number of PSUs and (2) achievement of the applicable performance criteria based on a truncated performance period ending immediately prior to the Company Merger Effective Time, with such number of PSUs assumed by Oasis and converted into a right to receive the Merger Consideration upon satisfaction of the original continued service vesting conditions applicable to such PSUs. Based on this performance criteria Whiting expects the PSUs (Absolute) to vest at 200%.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2021 Filed Sep 2, 2021 21:55 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 2,689 $47.09 $126,625.01
Disclosure

SEC source: 0001562180-21-005771 · primarydocument.xml · nonDerivative · entry 2

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,918

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:55 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 6,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005771 · primarydocument.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 1/3 on each of September 1, 2021, 2022 and 2023. The reported transaction involved the vesting of restricted stock units held by the reporting person and a related forfeiture for tax withholding purposes. The reporting person previously reported the grant of the restricted stock units in Table I but has elected to report them in Table II going forward.

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July 01, 2021 Filed Jul 2, 2021 17:05 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionRestricted Stock Units · Derivative 11,575 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004669 · primarydocument.xml · derivative · entry 3

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 46,300 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 11,575 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 11,575 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · kind: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 46,300 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 11,575 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 11,575 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.exercise_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 46,300 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 11,575 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 11,575 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.expiration_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 46,300 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 11,575 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 11,575 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

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July 01, 2021 Filed Jul 2, 2021 17:05 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 5,082 $56.88 $289,064.16
Disclosure

SEC source: 0001562180-21-004669 · primarydocument.xml · nonDerivative · entry 2

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,483

Read SEC document
July 01, 2021 Filed Jul 2, 2021 17:05 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 11,575 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-004669 · primarydocument.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan, each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. Of the 46,300 RSUs granted in September 2020, 50% vested on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. An additional 11,575 RSUs, representing 25% of the total, vested on July 1, 2021 as the VWAP exceeded $48.86 per share for 20 consecutive trading days. The remaining 11,575 RSUs will vest if the VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 13:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionRestricted Stock Units · Derivative 23,150 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002405 · primarydocument.xml · derivative · entry 3

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 46,300 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 23,150 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.exercise_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 46,300 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 23,150 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F1 · derivative.expiration_date: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 46,300 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 23,150 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
March 19, 2021 Filed Mar 23, 2021 13:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Tax withholdingCommon Stock 10,160 $33.29 $338,226.40
Disclosure

SEC source: 0001562180-21-002405 · primarydocument.xml · nonDerivative · entry 2

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,990

Read SEC document
March 19, 2021 Filed Mar 23, 2021 13:20 UTC WHITING PETROLEUM CORP WLL · Entity 125646 Exercise / conversionCommon Stock 23,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002405 · primarydocument.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents conversion of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The 46,300 RSUs granted in September 2020 vested 50% on March 19, 2021 as the volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeded $32.57 per share for 20 consecutive trading days. The remaining 23,150 RSUs will vest an additional 25% if the VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units - Extended Vesting · Derivative 31,883 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000901 · primarydocument.xml · derivative · entry 4

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,883

Underlying: Common Stock · 31,883 shares

Expires not disclosed

F4 · derivative.exercise_price: Each extended vesting restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest on the fifth anniversary of the grant date subject to continued employment.

F4 · derivative.exercise_date: Each extended vesting restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest on the fifth anniversary of the grant date subject to continued employment.

F4 · derivative.expiration_date: Each extended vesting restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest on the fifth anniversary of the grant date subject to continued employment.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units · Derivative 24,331 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000901 · primarydocument.xml · derivative · entry 3

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,331

Underlying: Common Stock · 24,331 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

F3 · derivative.exercise_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

F3 · derivative.expiration_date: Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantPerformance Share Units (Relative) · Derivative 18,248 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000901 · primarydocument.xml · derivative · entry 2

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F2 · derivative.exercise_price: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F2 · derivative.exercise_date: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F2 · derivative.expiration_date: Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 18:30 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantPerformance Share Units (Absolute) · Derivative 18,248 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000901 · primarydocument.xml · derivative · entry 1

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F1 · derivative.exercise_price: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F1 · derivative.exercise_date: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

F1 · derivative.expiration_date: Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 21:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units · Derivative 46,300 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006193 · primarydocument.xml · derivative · entry 2

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,300

Underlying: Common Stock · 46,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F2 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F2 · derivative.exercise_date: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

F2 · derivative.expiration_date: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 50% if the daily volume weighted average price for Whiting Petroleum Corporation common stock ("VWAP") exceeds $32.57 per share for 20 consecutive trading days, an additional 25% if VWAP exceeds $48.86 per share for 20 consecutive trading days and the final 25% if VWAP exceeds $65.14 per share for 20 consecutive trading days.

Read SEC document
September 29, 2020 Filed Oct 1, 2020 21:01 UTC WHITING PETROLEUM CORP WLL · Entity 125646 GrantRestricted Stock Units 18,373 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006193 · primarydocument.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,373

F1 · kind: Grant of restricted stock units under the Whiting Petroleum Corporation 2020 Equity Incentive Plan each of which represents the right to receive one share of Whiting Petroleum Corporation common stock. The restricted stock units vest 1/3 on each of September 1, 2021, 2022 and 2023.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerNon-Qualified Stock Option · Derivative 150,000 Not disclosed Strike: $10.01 Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 10

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2025-08-24

F8 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding option to purchase shares of SRC common stock, whether vested or unvested, became fully vested, and each such option that was "in the money" relative to the per-share value of the Merger Consideration as determined pursuant to the Merger Agreement was cancelled and converted into the right to receive the Merger Consideration for each share with respect to a number of shares of SRC common stock subject to the option, less a number of shares of SRC common stock equal to the value of the aggregate exercise price of such option (less required tax withholdings). Immediately prior to the Effective Time, each then outstanding option that was "out of the money" relative to the per-share value of the merger consideration as determined pursuant to the Merger Agreement was cancelled in exchange for no consideration.

F7 · derivative.exercise_date: Options were exercisable on a pro-rata basis over five years commencing 12/15/2015.

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January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 80,610 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 9

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,610 shares

Expires 2021-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 75,956 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 8

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,956 shares

Expires 2021-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 75,956 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 7

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,956 shares

Expires 2021-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 55,936 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 6

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,936 shares

Expires 2020-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 47,945 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 5

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,945 shares

Expires 2020-12-31

F6 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding PSU in respect of shares of SRC common stock, whether vested or unvested, became automatically vested (with performance-based vesting to be deemed satisfied as if performance had been achieved at the target level (i.e., 100%)), and, in lieu of the issuance of the target number of shares of SRC common stock in respect of such PSU award, was cancelled and converted automatically into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award at target (with such number of shares determined by deeming the applicable performance goals to be achieved at the target level of performance (i.e., 100%))(less required tax withholdings).

F5 · derivative.exercise_date: Each performance share unit other than a New PSU (each a "PSU") represented a contingent right to receive a share of SRC common stock based upon the price of the common stock compared to the Company's peer group over the performance period. The amount reported represented the "target" number, and vesting was based upon the achievement of specified metrics compared to certain peers as described in the related grant agreement. The PSUs were granted under the 2015 SRC Equity Plan.

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January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerPerformance Share Units · Derivative 168,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 4

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,202 shares

Expires 2021-12-31

F3 · derivative.exercise_price: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F4 · price: Pursuant to the Merger Agreement and immediately prior to the Effective Time, each then outstanding New PSU award was automatically assumed by PDC and converted automatically into a performance stock unit award of PDC, subject to the same terms and conditions as were applicable to the New PSU awards immediately prior to the Effective Time. The "target" number of shares of PDC common stock for such assumed awards will be equal to the product obtained by multiplying (a) the "target" number of shares of SRC common stock subject to the New PSU award immediately prior to the Effective Time by (b) 0.158 (rounding the resulting number to the nearest whole number of shares of PDC common stock). Each PDC assumed New PSU award will remain outstanding under the 2015 SRC Equity Plan and will otherwise be subject to the same terms and conditions as were applicable to the New PSU award immediately prior to the Effective Time, including any performance-based vesting terms.

F3 · derivative.exercise_date: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerCommon Stock 272,950 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · nonDerivative · entry 2

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

Read SEC document
January 14, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 Disposition to issuerCommon Stock 131,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On January 14, 2020, pursuant to the Agreement and Plan of Merger, dated as of August 25, 2019 (the "Merger Agreement"), by and between PDC Energy, Inc. ("PDC") and SRC Energy Inc. (the "Company"), the Company merged with and into PDC (the "Merger"), with PDC surviving the Merger. Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of Company common stock issued and outstanding immediately prior to the Effective Time owned by the reporting person converted into the right to receive 0.158 of a validly issued, fully-paid and nonassessable share of PDC common stock, with cash in lieu of any fractional shares (the "Merger Consideration"). The closing price per share of PDC common stock on January 13, 2020, the day prior to the Effective Time, was $25.78.

F2 · price: On January 14, 2020, immediately prior to the Effective Time, each then outstanding restricted stock unit award in respect of shares of SRC common stock, whether vested or unvested, became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of SRC common stock subject to the award (less required tax withholdings), pursuant to the Merger Agreement.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 14:56 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 168,202 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-003859 · a4.xml · derivative · entry 3

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,202

Underlying: Common Stock · 168,202 shares

Expires 2021-12-31

F3 · derivative.exercise_price: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

F3 · derivative.exercise_date: Each performance share unit granted on 1/13/2020 (each a "New PSU") represents a contingent right to receive a share of SRC common stock. The amount reported represents the "target" number, and vests upon the achievement of specified metrics during the performance period as described in the related grant agreement. The New PSUs were granted under the 2015 SRC Equity Plan.

Read SEC document
January 01, 2020 Filed Jan 2, 2020 17:04 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 21,714 $4.12 $89,461.68
Disclosure

SEC source: 0001413507-20-000002 · wf-form4_157800266427624.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,389

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
August 24, 2019 Filed Aug 27, 2019 10:34 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 6,597 $4.15 $27,377.55
Disclosure

SEC source: 0001413507-19-000128 · wf-form4_156691647079560.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,103

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
March 30, 2019 Filed Apr 2, 2019 17:10 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 4,341 $5.12 $22,225.92
Disclosure

SEC source: 0001413507-19-000082 · wf-form4_155423941562387.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,700

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 17:09 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 3,538 $4.85 $17,159.30
Disclosure

SEC source: 0001413507-19-000064 · wf-form4_155121896863046.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,041

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 18:06 UTC SRC Energy Inc. SRCI · Entity 152375 Exercise / conversionPerformance Share Units · Derivative 69,078 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000044 · wf-form4_154958077922565.xml · derivative · entry 3

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,078 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each Performance Share Unit represented a contingent right to receive a share of Company Common Stock based upon the price of the common stock compared to the Company's peer group over the performance period.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 18:06 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 19,993 $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000044 · wf-form4_154958077922565.xml · nonDerivative · entry 2

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,579

F2 · shares: To satisfy tax withholding obligation related to vesting of performance share units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 18:06 UTC SRC Energy Inc. SRCI · Entity 152375 Exercise / conversionCommon Stock 69,078 $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000044 · wf-form4_154958077922565.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting to reporting person of common stock under performance share awards granted pursuant to the Company's 2016 Long Term Incentive Plan

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:57 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 151,912 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000032 · wf-form4_154958024007924.xml · derivative · entry 2

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,912

Underlying: Common Stock · 151,912 shares

Expires 2021-12-31

F2 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Performance Share Units based on a combination of absolute Total Shareholder Return ("TSR") and relative TSR of the Company measured against the TSR of certain peer companies, both as measured over the period between January 1, 2019 and December 31, 2021 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2021.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:57 UTC SRC Energy Inc. SRCI · Entity 152375 GrantCommon Stock 151,911 $0.00 $0.00
Disclosure

SEC source: 0001413507-19-000032 · wf-form4_154958024007924.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,494

F1 · shares: Reflects a grant of restricted stock units that will vest 33% on each of January 1, 2020 and January 1, 2021 and 34% on January 1, 2022 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 17:34 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 6,392 $4.70 $30,042.40
Disclosure

SEC source: 0001413507-19-000015 · wf-form4_154655483483991.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,583

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 18:41 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 6,437 $9.70 $62,438.90
Disclosure

SEC source: 0001413507-18-000143 · wf-form4_153549608761523.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,975

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 09:41 UTC SRC Energy Inc. SRCI · Entity 152375 PurchaseCommon Stock 10,000 $9.26 $92,599.00
Disclosure

SEC source: 0001413507-18-000140 · wf-form4_153434050237267.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,412

Read SEC document
March 30, 2018 Filed Apr 3, 2018 19:31 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 2,860 $9.43 $26,969.80
Disclosure

SEC source: 0001413507-18-000064 · wf-form4_152279828769986.xml · nonDerivative · entry 2

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,412

F3 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
March 30, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 2,860 $9.43 $26,969.80
Disclosure

SEC source: 0001413507-18-000091 · wf-form4a_152391040809215.xml · nonDerivative · entry 2

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,412

F3 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 18:06 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 3,338 $9.15 $30,542.70
Disclosure

SEC source: 0001413507-18-000039 · wf-form4_151977274947237.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,336

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
January 29, 2018 Filed Apr 3, 2018 19:31 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 47,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000064 · wf-form4_152279828769986.xml · derivative · entry 4

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,945

Underlying: Common Stock · 47,945 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F6 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Goal-Based Performance Share Units based on the Compensation Committee's assessment of the Company's achievement of goals identified over the performance period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 3, 2018 19:31 UTC SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 55,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000064 · wf-form4_152279828769986.xml · derivative · entry 3

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,936

Underlying: Common Stock · 55,936 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F5 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Performance Share Units based on the relative Total Shareholder Return (TSR) of the Company between January 1, 2018 and December 31, 2020, as measured against the TSR of certain peer companies over that period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 3, 2018 19:31 UTC SRC Energy Inc. SRCI · Entity 152375 GrantCommon Stock 55,936 $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000064 · wf-form4_152279828769986.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,272

F1 · shares: Reflects a grant of restricted stock units ("RSUs") that will vest 33% on January 29, 2019, and 34% on each of January 19, 2020 and January 19, 2021 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

F2 · shares: The number of shares granted was determined by dividing the individual's Award Value for RSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

Read SEC document
January 29, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 47,945 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000091 · wf-form4a_152391040809215.xml · derivative · entry 4

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,945

Underlying: Common Stock · 47,945 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F6 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Goal-Based Performance Share Units based on the Compensation Committee's assessment of the Company's achievement of goals identified over the performance period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 GrantPerformance Share Units · Derivative 55,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000091 · wf-form4a_152391040809215.xml · derivative · entry 3

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,936

Underlying: Common Stock · 55,936 shares

Expires 2020-12-31

F4 · shares: The number of shares granted was determined by dividing the individual's Award Value for PSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

F5 · derivative.exercise_date: The reporting person may vest in 0% - 200% of the Target Performance Share Units based on the relative Total Shareholder Return (TSR) of the Company between January 1, 2018 and December 31, 2020, as measured against the TSR of certain peer companies over that period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2020.

Read SEC document
January 29, 2018 Filed Apr 16, 2018 16:27 UTC Amendment SRC Energy Inc. SRCI · Entity 152375 GrantCommon Stock 55,936 $0.00 $0.00
Disclosure

SEC source: 0001413507-18-000091 · wf-form4a_152391040809215.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,272

F1 · shares: This footnote has been revised to correct the date of vesting: i.e. Reflects a grant of restricted stock units ("RSUs") that will vest 33% on January 1, 2019, 33% on January 1, 2020 and 34% on January 1, 2021 provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

F2 · shares: The number of shares granted was determined by dividing the individual's Award Value for RSUs by the ten trading day volume weighted average closing price of one share of the Company's common stock, as reported by the NYSE American, for the period ending January 1, 2018 (being $8.259 per share), rounded to the nearest whole number.

Read SEC document
December 28, 2017 Filed Jan 2, 2018 18:06 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 3,105 $8.76 $27,199.80
Disclosure

SEC source: 0001413507-18-000006 · wf-form4_151493437284467.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,674

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
August 24, 2017 Filed Aug 25, 2017 10:21 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 4,795 $7.62 $36,537.90
Disclosure

SEC source: 0001413507-17-000119 · wf-form4_150367084881265.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,779

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
March 30, 2017 Filed Apr 3, 2017 18:01 UTC SRC Energy Inc. SRCI · Entity 152375 Tax withholdingCommon Stock 4,305 $8.37 $36,032.85
Disclosure

SEC source: 0001413507-17-000057 · wf-form4_149125689638608.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,574

F1 · shares: To satisfy tax withholding obligation related to vesting of restricted stock units.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:54 UTC SRC Energy Inc. SYRG · Entity 152375 GrantPerformance Share Units · Derivative 80,610 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001413507-17-000045 · wf-form4_148832965365604.xml · derivative · entry 2

Henderson James P · CIK 0001400706 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,610

Underlying: Common Stock · 80,610 shares

Expires 2019-02-21

F3 · shares: The number of Performance Share Units granted is based on the ten-day average closing price of the Company's common stock, as reported by the NYSE MKT, for the period ending February 17, 2017 (being $8.66 per share).

F4 · derivative.exercise_date: The reporting person will vest in 0% - 200% of the Performance Share Units based on the relative Total Shareholder Return (TSR) of the Company between January 1, 2017 and December 31, 2019, as measured against the TSR of certain peer companies over that period, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously from the grant date through December 31, 2019.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 19:54 UTC SRC Energy Inc. SYRG · Entity 152375 GrantCommon Stock 34,555 $0.00 $0.00
Disclosure

SEC source: 0001413507-17-000045 · wf-form4_148832965365604.xml · nonDerivative · entry 1

Henderson James P · CIK 0001400706 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,879

F1 · shares: Reflects a grant of restricted stock units ("RSUs"). The RSUs vest 33% on February 24, 2018; 33% on February 24, 2019; and 34% on February 24, 2020, provided that the recipient continues to provide substantial services to the Company or an affiliate continuously through the applicable vesting dates.

F2 · shares: The number of RSUs granted is based on the ten-day average closing price of the Company's common stock, as reported by the NYSE MKT, for the period ending February 21, 2017 (being $8.66 per share).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.