TapewireFind a company

person · Reporting owner

Chung Bernard

Disclosed activity across 1 company

Tapewire entity
49675
SEC CIK
0001878916

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Velo3D, Inc.VELO · Entity 5750Acting Chief Financial OfficerDecember 31, 2025May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Velo3D, Inc.

Report date December 31, 2025 · Filed May 05, 2026

This filing explicitly reported no securities owned.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,804 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · derivative · entry 10

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,804

Underlying: Common Stock · 3,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · derivative · entry 9

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · derivative · entry 8

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · derivative · entry 7

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,332

Underlying: Common Stock · 3,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2023, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,661 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · derivative · entry 6

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,634

Underlying: Common Stock · 1,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 3,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · nonDerivative · entry 5

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · nonDerivative · entry 4

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · nonDerivative · entry 3

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 3,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 1,661 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-004443 · form4-02202024_100229.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
February 15, 2024 Filed Feb 23, 2024 01:56 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 8,169 $0.30 $2,423.74
Disclosure

SEC source: 0001415889-24-004972 · form4-02232024_010211.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · ACTING CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,903

F1 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of Restricted Stock Units ("RSUs") that were reported on the Form 4 filed on February 20, 2024.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 23:57 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 11,343 $1.12 $12,715.50
Disclosure

SEC source: 0001209191-23-056603 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,259

F1 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of Restricted Stock Units ("RSUs") that were reported on the Form 4 filed on November 17, 2023.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,805 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · derivative · entry 10

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,608

Underlying: Common Stock · 3,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · derivative · entry 9

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,841

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · derivative · entry 8

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,841

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 14,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · derivative · entry 7

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,998

Underlying: Common Stock · 14,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2023, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2023, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · derivative · entry 6

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,295

Underlying: Common Stock · 1,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 3,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · nonDerivative · entry 5

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · nonDerivative · entry 4

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · nonDerivative · entry 3

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 14,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 15, 2023 Filed Nov 18, 2023 01:36 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 1,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-055927 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
November 10, 2023 Filed Nov 14, 2023 00:10 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Units · Derivative 393,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055082 · doc4.xml · derivative · entry 1

Chung Bernard · CIK 0001878916 · Acting Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,750

Underlying: Common Stock · 393,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2024, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 21, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 6,127 $1.49 $9,129.23
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 5

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,787

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,804 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 10

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,413

Underlying: Common Stock · 3,804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 9

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,682

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 8

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,682

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F5 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F5 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 7

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,957

Underlying: Common Stock · 1,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 3,804 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 4

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 3

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 15, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 1,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
August 08, 2023 Filed Aug 24, 2023 22:11 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Unit (RSU) · Derivative 15,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047242 · doc4.xml · derivative · entry 6

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,217

Underlying: Common Stock · 15,217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on August 15, 2023, November 15, 2023, February 15, 2024 and May 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · derivative · entry 7

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,523

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · derivative · entry 6

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,523

Underlying: Common Stock · 5,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F4 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F4 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · derivative · entry 5

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,619

Underlying: Common Stock · 1,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 5,746 $1.86 $10,677.79
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 4

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,766

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 3

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 5,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
May 15, 2023 Filed May 17, 2023 01:25 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 1,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029993 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
April 24, 2023 Filed Apr 27, 2023 01:46 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Units · Derivative 23,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025766 · doc4.xml · derivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,364

Underlying: Common Stock · 23,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 22:47 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionStock Option (right to buy Common Stock) · Derivative 50,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001209191-23-021944 · doc4.xml · derivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,467

Underlying: Common Stock · 50,000 shares

Expires 2030-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests as to 1/4 of the total shares on December 17, 2020, and thereafter 2.0833% of the remaining shares vest monthly until such time as the option is 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 22:47 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 50,000 $0.18 $9,000.00
Disclosure

SEC source: 0001209191-23-021944 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:49 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010698 · doc4.xml · derivative · entry 3

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,281

Underlying: Common Stock · 1,662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:49 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 717 $3.62 $2,594.82
Disclosure

SEC source: 0001209191-23-010698 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,168

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:49 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 1,662 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010698 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document
January 27, 2023 Filed Apr 18, 2023 23:48 UTC Velo3D, Inc. VLD · Entity 5750 GrantRestricted Stock Units · Derivative 23,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024739 · doc4.xml · derivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,364

Underlying: Common Stock · 23,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F2 · derivative.exercise_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

F2 · derivative.expiration_date: The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 16, 2022 Filed Dec 14, 2022 21:39 UTC Velo3D, Inc. VLD · Entity 5750 SaleCommon Stock 2,424 $2.61 $6,338.03
Disclosure

SEC source: 0001209191-22-061225 · doc4.xml · nonDerivative · entry 2

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,223

F2 · kind: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Read SEC document
November 15, 2022 Filed Dec 14, 2022 21:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,647 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-061225 · doc4.xml · derivative · entry 3

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,943

Underlying: Common Stock · 6,647 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

F3 · derivative.expiration_date: The RSUs vest as to 1/4th of the total shares on November 15, 2022, and thereafter 1/16th of the total shares vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.

Read SEC document
November 15, 2022 Filed Dec 14, 2022 21:39 UTC Velo3D, Inc. VLD · Entity 5750 Exercise / conversionCommon Stock 6,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-061225 · doc4.xml · nonDerivative · entry 1

Chung Bernard · CIK 0001878916 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.