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person · Reporting owner

Schiller Mark L.

Disclosed activity across 3 companies

Tapewire entity
49605
SEC CIK
0001570948

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HAIN CELESTIAL GROUP INCHAIN · Entity 7055DirectorFebruary 15, 2023February 17, 2023
Kontoor Brands, Inc.KTB · Entity 4039DirectorMay 01, 2026May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HAIN CELESTIAL GROUP INC

Report date February 15, 2023 · Filed February 17, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect222,493 Ending reported balance After 2023-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-02-15 · Sale · Disposed 25,000 · Balance 247,493

F1: The transaction was executed in multiple trades at prices ranging from $18.83 to $18.965. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Row 2 · 2023-02-17 · Sale · Disposed 25,000 · Balance 222,493

F2: The transaction was executed in multiple trades at prices ranging from $18.70 to $18.86. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction was executed in multiple trades at prices ranging from $18.83 to $18.965. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2: The transaction was executed in multiple trades at prices ranging from $18.70 to $18.86. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Kontoor Brands, Inc.

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,720.282 Reported balance After 2026-05-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-01 · Grant · Acquired 2,236 · Balance 17,720.282

F1: Includes 81.951 shares received as dividend equivalents on restricted stock units since the last statement. Common stock includes restricted stock units.

Phantom Stock-dSEC Table II · derivative / convertible securityDirect5,980.9731 Reported balance Holding disclosure · report date 2026-05-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 5,980.9731

F2: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F3: 1 for 1

F4: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F5: Includes 431.5351 shares received as dividend equivalents on PSUs since the last statement.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 81.951 shares received as dividend equivalents on restricted stock units since the last statement. Common stock includes restricted stock units.

F2: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F3: 1 for 1

F4: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F5: Includes 431.5351 shares received as dividend equivalents on PSUs since the last statement.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PINNACLE FOODS INC.

Report date October 26, 2018 · Filed October 26, 2018

Section 16 reporting ended · disclosed 2018-10-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect0 Reported balance After 2018-10-26 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-10-26 · Disposition to issuer · Disposed 48,783 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent (collectively, the "Merger Consideration"). Each acquisition and disposition reported in this Form 4 is an exempt transaction.

Common Stock, par value $0.01SEC Table I · non-derivativeDirect0 Reported balance After 2018-10-26 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2018-10-26 · Disposition to issuer · Disposed 3,813 · Balance 0

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018

F3: (Continued from Footnote 2) as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio").

Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.05 · Expires 2025-04-01Direct0 Reported balance After 2018-10-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-10-26 · Disposition to issuer · Disposed 32,962 · Balance 0

F4: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option.

Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.28 · Expires 2026-04-01Direct0 Reported balance After 2018-10-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-10-26 · Disposition to issuer · Disposed 53,297 · Balance 0

F5: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.87 · Expires 2027-04-01Direct0 Reported balance After 2018-10-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-10-26 · Disposition to issuer · Disposed 42,977 · Balance 0

F5: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.10 · Expires 2028-04-01Direct0 Reported balance After 2018-10-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-10-26 · Disposition to issuer · Disposed 55,091 · Balance 0

F5: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

Performance RightsSEC Table II · derivative / convertible security · Expires 2018-10-26Direct61,654 Reported balance After 2018-10-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-10-26 · Grant · Acquired 31,771 · Balance 61,654

F6: Each performance right (a "Company PSU") represented a right to receive one share of the Company's common stock, subject to the achievement of performance conditions.

F7: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity.

Performance RightsSEC Table II · derivative / convertible security · Expires 2018-10-26Direct0 Reported balance After 2018-10-26 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-10-26 · Disposition to issuer · Disposed 61,654 · Balance 0

F8: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio.

F7: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity.

Performance RightsSEC Table II · derivative / convertible security · Expires 2018-10-26Direct0 Reported balance After 2018-10-26 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-10-26 · Disposition to issuer · Disposed 11,111 · Balance 0

F9: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock.

F10: Reflects the number of 2016 Company performance shares deemed earned at a 100% achievement level in connection with the Merger, the acquisition of which were reported upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent (collectively, the "Merger Consideration"). Each acquisition and disposition reported in this Form 4 is an exempt transaction.

F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018

F3: (Continued from Footnote 2) as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio").

F4: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option.

F5: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

F6: Each performance right (a "Company PSU") represented a right to receive one share of the Company's common stock, subject to the achievement of performance conditions.

F7: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity.

F8: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio.

F9: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock.

F10: Reflects the number of 2016 Company performance shares deemed earned at a 100% achievement level in connection with the Merger, the acquisition of which were reported upon grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 5, 2026 21:14 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantCommon Stock 2,236 $0.00 $0.00
Disclosure

SEC source: 0000897069-26-001018 · form4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,720.282

F1 · balance_after: Includes 81.951 shares received as dividend equivalents on restricted stock units since the last statement. Common stock includes restricted stock units.

Read SEC document
May 01, 2025 Filed May 5, 2025 20:17 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantCommon Stock 2,655 $0.00 $0.00
Disclosure

SEC source: 0001760965-25-000040 · wk-form4_1746476245.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,402.331

F1 · balance_after: Common stock includes restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:24 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantCommon Stock 2,652 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012208 · form4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,672.07

F1 · balance_after: Common stock includes restricted stock units.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 21:17 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 337.1945 $63.02 $21,250.00
Disclosure

SEC source: 0001127602-24-000126 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,549.438

Underlying: Common Stock · 337.1945 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $63.02 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:17 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 478.0652 $44.45 $21,250.00
Disclosure

SEC source: 0001127602-23-024995 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,160.82

Underlying: Common Stock · 478.0652 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $44.45 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 17:07 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 502.7801 $42.27 $21,250.00
Disclosure

SEC source: 0001127602-23-019704 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,635.2493

Underlying: Common Stock · 502.7801 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $42.2650 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 20:21 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantCommon Stock 3,282 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-012200 · form4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,888.308

F1 · balance_after: Common stock includes restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:21 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 442.8929 $47.98 $21,250.00
Disclosure

SEC source: 0001127602-23-012200 · form4.xml · derivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,097.2045

Underlying: Common Stock · 442.8929 shares

Expires not disclosed

F2 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F3 · derivative.exercise_price: 1 for 1

F5 · price: Each PSU was acquired at the election of the Director by deferring $47.98 of fees per PSU.

F4 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F4 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
February 17, 2023 Filed Feb 17, 2023 22:06 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 SaleCommon Stock 25,000 $18.75 $468,630.00
Disclosure

SEC source: 0000910406-23-000018 · wf-form4_167667153781066.xml · nonDerivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,493

F2 · price: The transaction was executed in multiple trades at prices ranging from $18.70 to $18.86. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:06 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 SaleCommon Stock 25,000 $18.90 $472,620.00
Disclosure

SEC source: 0000910406-23-000018 · wf-form4_167667153781066.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,493

F1 · price: The transaction was executed in multiple trades at prices ranging from $18.83 to $18.965. The price reported reflects the weighted average sale price. The reporting person undertakes to provide the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 21:39 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 535.8719 $39.66 $21,250.00
Disclosure

SEC source: 0001127602-23-000155 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,617.1321

Underlying: Common Stock · 535.8719 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $39.6550 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:17 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Exercise / conversionRestricted Share Units · Derivative 16,348 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000097 · wf-form4_166915183319842.xml · derivative · entry 3

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,696

Underlying: Common Stock · 16,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

F4 · derivative.exercise_date: Of the 49,044 RSUs under this award, 16,348 RSUs vested on November 18, 2022 and 16,348 RSUs vest on each of November 18, 2023 and November 18, 2024.

F4 · derivative.expiration_date: Of the 49,044 RSUs under this award, 16,348 RSUs vested on November 18, 2022 and 16,348 RSUs vest on each of November 18, 2023 and November 18, 2024.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:17 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 8,346 $20.35 $169,841.10
Disclosure

SEC source: 0000910406-22-000097 · wf-form4_166915183319842.xml · nonDerivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,493

F3 · kind: The Issuer withheld 8,346 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 16,348 RSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:17 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Exercise / conversionCommon Stock 16,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-22-000097 · wf-form4_166915183319842.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2022, the Reporting Person had 16,348 restricted share units ("RSUs") vest, resulting in the Reporting Person receiving 16,348 shares of common stock of the Issuer prior to withholding for taxes.

F2 · price: The RSUs represented a contingent right to receive shares of the Issuer's common stock upon vesting.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:06 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 640.1084 $33.20 $21,250.00
Disclosure

SEC source: 0001127602-22-023278 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,014.0089

Underlying: Common Stock · 640.1084 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $33.1975 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:42 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantPerformance Share Units · Derivative 39,685 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000065 · wf-form4_166301534770207.xml · derivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,685

Underlying: Common Stock · 39,685 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

F4 · derivative.expiration_date: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

F4 · derivative.underlying_shares: The PSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from September 7, 2022 through September 6, 2025. The time vesting requirement will be satisfied on September 6, 2025.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:42 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantRestricted Share Units · Derivative 80,172 $0.00 $0.00
Disclosure

SEC source: 0000910406-22-000065 · wf-form4_166301534770207.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,172

Underlying: Common Stock · 80,172 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025.

F2 · derivative.expiration_date: The RSUs, awarded as part of the Issuer's 2023-2025 Long Term Incentive Program, vest in three (3) equal annual installments on September 6, 2023, 2024 and 2025.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 23:20 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 644.2322 $32.99 $21,250.00
Disclosure

SEC source: 0001127602-22-018838 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,373.9005

Underlying: Common Stock · 644.2322 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $32.985 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:06 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 515.7767 $41.20 $21,250.00
Disclosure

SEC source: 0001127602-22-011251 · form4.xml · derivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,729.6683

Underlying: Common Stock · 515.7767 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $41.20 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:06 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantCommon Stock 3,579 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-011251 · form4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,429.61

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:06 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 416.2993 $51.05 $21,250.00
Disclosure

SEC source: 0001127602-22-000083 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206.3316

Underlying: Common Stock · 416.2993 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $51.045 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 22:26 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantPerformance Share Units · Derivative 24,277 $0.00 $0.00
Disclosure

SEC source: 0000910406-21-000074 · wf-form4_163736079887612.xml · derivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,277

Underlying: Common Stock · 24,277 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The PSUs, awarded as part of the Issuer's 2022-2024 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from November 18, 2021 through November 17, 2024. The time vesting requirement will be satisfied on November 17, 2024.

F4 · derivative.expiration_date: The PSUs, awarded as part of the Issuer's 2022-2024 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from November 18, 2021 through November 17, 2024. The time vesting requirement will be satisfied on November 17, 2024.

F4 · derivative.underlying_shares: The PSUs, awarded as part of the Issuer's 2022-2024 Long Term Incentive Program, are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number of PSUs. The number of PSUs that vest, if any, may vary from 0% to 200% of the target number reported, and is based on goals for the Issuer's compound annual total shareholder return over the three-year period from November 18, 2021 through November 17, 2024. The time vesting requirement will be satisfied on November 17, 2024.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 22:26 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantRestricted Share Units · Derivative 49,044 $0.00 $0.00
Disclosure

SEC source: 0000910406-21-000074 · wf-form4_163736079887612.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,044

Underlying: Common Stock · 49,044 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs, awarded as part of the Issuer's 2022-2024 Long Term Incentive Program, vest in three (3) equal annual installments on November 18, 2022, 2023 and 2024.

F2 · derivative.expiration_date: The RSUs, awarded as part of the Issuer's 2022-2024 Long Term Incentive Program, vest in three (3) equal annual installments on November 18, 2022, 2023 and 2024.

Read SEC document
November 06, 2021 Filed Nov 10, 2021 00:02 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Exercise / conversionPerformance Based Restricted Stock Units · Derivative 350,000 $0.00 $0.00
Disclosure

SEC source: 0000910406-21-000062 · wf-form4_163650251970941.xml · derivative · entry 4

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 350,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These PSUs, awarded as part of the Issuer's 2019-2021 Long-Term Incentive Plan, represented a contingent right to receive shares of the Issuer's common stock upon the Issuer's attainment of goals for compound annual total shareholder return over the three-year period ended November 6, 2021. The PSUs represented a contingent right to receive from 0 to 1,050,000 shares of the Issuer's common stock, with 350,000 shares representing the target number awarded on the grant date. The PSUs vested at 100% of target based on the Issuer's compound annual total shareholder return exceeding 15% over the performance period. The PSUs were also subject to a time vesting requirement which was satisfied on November 6, 2021.

F3 · derivative.exercise_date: These PSUs, awarded as part of the Issuer's 2019-2021 Long-Term Incentive Plan, represented a contingent right to receive shares of the Issuer's common stock upon the Issuer's attainment of goals for compound annual total shareholder return over the three-year period ended November 6, 2021. The PSUs represented a contingent right to receive from 0 to 1,050,000 shares of the Issuer's common stock, with 350,000 shares representing the target number awarded on the grant date. The PSUs vested at 100% of target based on the Issuer's compound annual total shareholder return exceeding 15% over the performance period. The PSUs were also subject to a time vesting requirement which was satisfied on November 6, 2021.

F3 · derivative.expiration_date: These PSUs, awarded as part of the Issuer's 2019-2021 Long-Term Incentive Plan, represented a contingent right to receive shares of the Issuer's common stock upon the Issuer's attainment of goals for compound annual total shareholder return over the three-year period ended November 6, 2021. The PSUs represented a contingent right to receive from 0 to 1,050,000 shares of the Issuer's common stock, with 350,000 shares representing the target number awarded on the grant date. The PSUs vested at 100% of target based on the Issuer's compound annual total shareholder return exceeding 15% over the performance period. The PSUs were also subject to a time vesting requirement which was satisfied on November 6, 2021.

Read SEC document
November 06, 2021 Filed Nov 10, 2021 00:02 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 171,395 $45.86 $7,860,174.70
Disclosure

SEC source: 0000910406-21-000062 · wf-form4_163650251970941.xml · nonDerivative · entry 3

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,491

F4 · kind: The Issuer withheld 171,395 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 350,000 PSUs, pursuant to the terms of the applicable award agreement.

Read SEC document
November 06, 2021 Filed Nov 10, 2021 00:02 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Exercise / conversionCommon Stock 350,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000910406-21-000062 · wf-form4_163650251970941.xml · nonDerivative · entry 2

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On November 6, 2021, the Reporting Person's performance-based restricted stock units ("PSUs") vested at target, resulting in the Reporting Person receiving 350,000 shares of common stock of the Issuer prior to withholding for taxes.

F3 · price: These PSUs, awarded as part of the Issuer's 2019-2021 Long-Term Incentive Plan, represented a contingent right to receive shares of the Issuer's common stock upon the Issuer's attainment of goals for compound annual total shareholder return over the three-year period ended November 6, 2021. The PSUs represented a contingent right to receive from 0 to 1,050,000 shares of the Issuer's common stock, with 350,000 shares representing the target number awarded on the grant date. The PSUs vested at 100% of target based on the Issuer's compound annual total shareholder return exceeding 15% over the performance period. The PSUs were also subject to a time vesting requirement which was satisfied on November 6, 2021.

Read SEC document
November 05, 2021 Filed Nov 10, 2021 00:02 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 12,823 $45.86 $588,062.78
Disclosure

SEC source: 0000910406-21-000062 · wf-form4_163650251970941.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,886

F1 · kind: The Issuer withheld 12,823 shares of common stock to satisfy the tax withholding obligations in connection with the vesting of 26,185 shares of restricted stock, pursuant to the terms of the applicable award agreement.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:37 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 421.0839 $50.47 $21,250.00
Disclosure

SEC source: 0001127602-21-026708 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787.2423

Underlying: Common Stock · 421.0839 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $50.4650 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 22:03 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantPhantom Stock-d · Derivative 366.1584 $58.04 $21,250.00
Disclosure

SEC source: 0001127602-21-021631 · form4.xml · derivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366.1584

Underlying: Common Stock · 366.1584 shares

Expires not disclosed

F1 · security: Represents phantom stock units ("PSUs") accrued under the Kontoor Brands Deferred Savings Plan For Non-Employee Directors Plan ("Plan"), to be settled 100% in cash upon the reporting person's retirement. The number of PSUs acquired equals the amount of Directors' fees deferred by the reporting person divided by the fair market value (average of the high and low selling prices) per share on the date of deferral. The number of PSUs beneficially owned may vary over time due to deemed reinvestment of dividends.

F2 · derivative.exercise_price: 1 for 1

F4 · price: Each PSU was acquired at the election of the Director by deferring $58.035 of fees per PSU.

F3 · derivative.exercise_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

F3 · derivative.expiration_date: There is no date that should appear in these columns. These columns are not applicable to this particular filing.

Read SEC document
May 06, 2021 Filed May 7, 2021 20:08 UTC Kontoor Brands, Inc. KTB · Entity 4039 GrantCommon Stock 2,755 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015854 · form4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755

Read SEC document
November 05, 2020 Filed Nov 9, 2020 22:19 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 12,823 $32.66 $418,799.18
Disclosure

SEC source: 0000910406-20-000065 · wf-form4_160496033056733.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,709

F1 · kind: On November 5, 2020, 26,185 shares of restricted stock of the Issuer vested pursuant to a restricted stock agreement between the Issuer and the Reporting Person (the "Agreement"). The Issuer retained 12,823 shares of common stock to satisfy the tax withholding obligations in connection with the vesting as required by the terms of the Agreement and consistent with the Issuer's practice for satisfying such tax withholding obligations.

Read SEC document
November 05, 2019 Filed Nov 7, 2019 22:37 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 Tax withholdingCommon Stock 12,823 $24.23 $310,701.29
Disclosure

SEC source: 0000910406-19-000109 · wf-form4_157316622985243.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,532

F1 · kind: On November 5, 2019, 26,185 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Mr. Schiller (the "Agreement"). The Company retained 12,823 shares to satisfy the tax withholding obligations in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 22:26 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 PurchaseCommon Stock 45,800 $22.88 $1,048,068.88
Disclosure

SEC source: 0000910406-18-000088 · wf-form4_154223440212922.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,355

F1 · price: Represents the weighted average purchase price of the common stock purchased by Mr. Schiller on November 12, 2018. The range of stock prices was $22.77 to $22.94. Upon request, Mr. Schiller will provide the Commission staff, the Issuer or a security holder of the Issuer with information regarding the number of shares purchased at each separate price.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 22:15 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantPerformance Based Restricted Stock Units · Derivative 1,050,000 $0.00 $0.00
Disclosure

SEC source: 0000910406-18-000080 · wf-form4_154162893061488.xml · derivative · entry 2

Schiller Mark L. · CIK 0001570948 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Common Stock · 1,050,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company").

F3 · shares: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 100% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on the date of grant. The time vesting requirement will be satisfied on November 6, 2021.

F3 · derivative.exercise_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 100% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on the date of grant. The time vesting requirement will be satisfied on November 6, 2021.

F3 · derivative.expiration_date: These PSUs are subject to both performance and time vesting requirements. The number of PSUs reported represents the target number awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 100% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on the date of grant. The time vesting requirement will be satisfied on November 6, 2021.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 22:15 UTC HAIN CELESTIAL GROUP INC HAIN · Entity 7055 GrantCommon Stock 78,555 $0.00 $0.00
Disclosure

SEC source: 0000910406-18-000080 · wf-form4_154162893061488.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,555

F1 · security: Represents a grant of restricted shares of the Issuer's common stock, which will vest in three (3) equal installments on November 5, 2019, 2020 and 2021.

Read SEC document
October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerPerformance Rights · Derivative 11,111 Not disclosed Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · derivative · entry 9

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,111 shares

Expires 2018-10-26

F9 · derivative.exercise_price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock.

F9 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each performance share was automatically converted into the right to receive (i) the Merger Consideration, (ii) a cash amount equal to any accumulated and unpaid dividends and (iii) a cash payment in lieu of any fractional share of Parent common stock.

F10 · price: Reflects the number of 2016 Company performance shares deemed earned at a 100% achievement level in connection with the Merger, the acquisition of which were reported upon grant.

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerPerformance Rights · Derivative 61,654 Not disclosed Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · derivative · entry 8

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,654 shares

Expires 2018-10-26

F8 · derivative.exercise_price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio.

F7 · price: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity.

F8 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company PSU was converted into a time-based cash-settled restricted stock unit, denominated in shares of Parent common stock, with the number of shares of Parent common stock subject to such restricted stock unit (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such unvested Company PSU immediately prior to the effective time of the Merger (based on actual performance) multiplied by (ii) the Equity Award Exchange Ratio.

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 GrantPerformance Rights · Derivative 31,771 $0.00 $0.00
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · derivative · entry 7

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,654

Underlying: Common Stock · 31,771 shares

Expires 2018-10-26

F6 · derivative.exercise_price: Each performance right (a "Company PSU") represented a right to receive one share of the Company's common stock, subject to the achievement of performance conditions.

F7 · shares: Reflects the number of Company PSUs that exceeded the target number (i.e., 100% achievement level) of Company PSUs or 2016 Company performance shares, as applicable, the acquisition of which were reported upon grant, in respect of fiscal years 2016, 2017 and 2018, which were deemed earned at a (i) 200% achievement level under 2016 Company PSU awards, (ii) 150% achievement level under 2017 PSU awards and (iii) 150% achievement level under 2018 PSU awards, in connection with the Merger based on the target award opportunity.

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative 55,091 Not disclosed Strike: $54.10 Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · derivative · entry 6

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,091 shares

Expires 2028-04-01

F5 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative 42,977 Not disclosed Strike: $57.87 Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · derivative · entry 5

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,977 shares

Expires 2027-04-01

F5 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative 53,297 Not disclosed Strike: $45.28 Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · derivative · entry 4

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,297 shares

Expires 2026-04-01

F5 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested Company Option was converted into a cash-settled stock appreciation right relating to the number of shares of Parent common stock (rounded down to the nearest whole number) equal to (i) the number of shares of Company common stock subject to the Company Option immediately prior to the effective time of the Merger multiplied by (ii) the Equity Award Exchange Ratio, at a base price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of Company common stock of such Company Option immediately prior to the effective time of the Merger divided by (B) the Equity Award Exchange Ratio.

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerEmployee Stock Options (Right to Buy) · Derivative 32,962 Not disclosed Strike: $41.05 Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · derivative · entry 3

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,962 shares

Expires 2025-04-01

F4 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and vested option to purchase the Company's common stock (a "Company Option") was canceled in exchange for the right to receive a cash amount equal to the number of shares of Company common stock subject to such Company Option as of immediately prior to the effective time of the Merger multiplied by the excess, if any, of the sum of (a) $43.11 and (b) the product of (i) the Exchange Ratio multiplied by (ii) the Parent Closing Price, over the exercise price of such Company Option.

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerCommon Stock, par value $0.01 3,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · nonDerivative · entry 2

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, each outstanding and unvested restricted stock unit with respect to the Company's common stock (a "Company RSU") was converted into a cash-settled restricted stock unit, denominated in shares of common stock of Parent, entitling the holder thereof to a cash payment equal to the value of the number of shares of common stock of Parent (rounded up to the nearest whole number) equal to (i) the number of shares of Company common stock subject to such Company RSU immediately prior to the effective time of the Merger multiplied by (ii) the sum of (x) the Exchange Ratio and (y) the quotient of (1) $43.11 divided by (2) $35.9749, the volume weighted average price of one share of common stock of Parent on each of the 10 consecutive trading days ending with the complete trading day ending immediately prior to October 26, 2018

F3 · price: (Continued from Footnote 2) as reported on the New York Stock Exchange (the "Parent Closing Price") (collectively, the "Equity Award Exchange Ratio").

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October 26, 2018 Filed Oct 26, 2018 16:23 UTC PINNACLE FOODS INC. PF · Entity 16422 Disposition to issuerCommon Stock, par value $0.01 48,783 Not disclosed Not disclosed
Disclosure

SEC source: 0000950157-18-001093 · form4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · EVP, CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "Merger Agreement"), by and among Pinnacle Foods Inc., a Delaware corporation (the "Company"), Conagra Brands Inc., a Delaware corporation (the "Parent"), and Patriot Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of Conagra ("Merger Sub"), effective as of immediately prior to the effective time of the merger of the Company and Merger Sub (the "Merger"), each share of Company common stock was converted into the right to receive $43.11 in cash and 0.6494 (the "Exchange Ratio") of a share of common stock of Parent (collectively, the "Merger Consideration"). Each acquisition and disposition reported in this Form 4 is an exempt transaction.

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June 15, 2018 Filed Jun 19, 2018 16:48 UTC PINNACLE FOODS INC. PF · Entity 16422 Tax withholdingCommon Stock, par value $0.01 1,878 $65.00 $122,070.00
Disclosure

SEC source: 0001209191-18-038599 · doc4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,596

F1 · shares: On June 15, 2018, 3,813 restricted shares previously granted to the reporting person vested. In this regard, the reporting person received 1,935 shares of Pinnacle Foods Inc. common stock ("shares") and 1,878 shares were withheld automatically in accordance with the reporting person's Restricted Stock Award Agreement with Pinnacle Foods Inc. in order to satisfy the tax liability that arose upon vesting of the restricted shares.

F2 · price: Reflects the closing price of the shares on June 15, 2018.

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May 10, 2018 Filed May 11, 2018 16:17 UTC PINNACLE FOODS INC. PF · Entity 16422 SaleCommon Stock, par value $0.01 5,323 $63.43 $337,640.55
Disclosure

SEC source: 0001209191-18-029542 · doc4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,848

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $63.25 to $63.50, inclusive. The reporting person undertakes to provide to Pinnacle Foods Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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May 08, 2018 Filed May 9, 2018 16:40 UTC PINNACLE FOODS INC. PF · Entity 16422 OtherCommon Stock, par value $0.01 7,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028885 · doc4.xml · nonDerivative · entry 3

Schiller Mark L. · CIK 0001570948 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,171

F1 · shares: Represents a transfer of shares from the reporting person to the Sally L. Schiller Trust.

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May 07, 2018 Filed May 9, 2018 16:40 UTC PINNACLE FOODS INC. PF · Entity 16422 Exercise / conversionStock Option (Right to Buy) · Derivative 6,514 $0.00 Strike: $41.05 $0.00
Disclosure

SEC source: 0001209191-18-028885 · doc4.xml · derivative · entry 4

Schiller Mark L. · CIK 0001570948 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,962

Underlying: Common Stock, par value $0.01 · 6,514 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The shares subject to the stock option vested and became exercisable on April 1, 2018.

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May 07, 2018 Filed May 9, 2018 16:40 UTC PINNACLE FOODS INC. PF · Entity 16422 SaleCommon Stock, par value $0.01 5,482 $62.82 $344,379.24
Disclosure

SEC source: 0001209191-18-028885 · doc4.xml · nonDerivative · entry 2

Schiller Mark L. · CIK 0001570948 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,565

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May 07, 2018 Filed May 9, 2018 16:40 UTC PINNACLE FOODS INC. PF · Entity 16422 Exercise / conversionCommon Stock, par value $0.01 6,514 $41.05 $267,399.70
Disclosure

SEC source: 0001209191-18-028885 · doc4.xml · nonDerivative · entry 1

Schiller Mark L. · CIK 0001570948 · EVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.