Jordan Tyrone Michael

SEC source: 0000775158-26-000084 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,100.78

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2 · balance_after: The amount beneficially owned has been adjusted to remove a calculation error on the last Form 4 filed May 9, 2024 that incorrectly doubled the common stock award for this filer. It also includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

SEC source: 0000897069-26-000875 · form4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,407

Underlying: Common Stock · 17,424 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

SEC source: 0001628280-26-015389 · wk-form4_1772751707.xml · derivative · entry 3

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.

F4 · derivative.expiration_date: On March 4, 2025, the reporting person was granted 5,832 restricted stock units, vesting in full on March 4, 2026.

SEC source: 0001628280-26-015389 · wk-form4_1772751707.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001628280-26-015389 · wk-form4_1772751707.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,313

Underlying: Common Shares · 6,313 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F3 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001062993-25-008882 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,814.06

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2 · balance_after: The amount beneficially owned has been adjusted to remove a calculation error on the last Form 4 filed May 9, 2024 that incorrectly doubled the common stock award for this filer. It also includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

SEC source: 0000897069-25-000857 · form4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,983

Underlying: Common Stock · 23,859 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · balance_after: Reflects the 1-for-30 reverse stock split effected by the Issuer on November 8, 2024.

SEC source: 0001628280-25-011071 · wk-form4_1741302449.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,832

Underlying: Common Shares · 5,832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001628280-25-009989 · wk-form4_1741127365.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2024, the reporting person was granted 6,157 restricted stock units, vesting in full on February 28, 2025.

F2 · derivative.expiration_date: On February 28, 2024, the reporting person was granted 6,157 restricted stock units, vesting in full on February 28, 2025.

SEC source: 0001628280-25-009989 · wk-form4_1741127365.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001562180-24-004373 · primarydocument.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy.

F1 · derivative.exercise_date: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

F1 · derivative.expiration_date: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

SEC source: 0001562180-24-004373 · primarydocument.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-24-004373 · primarydocument.xml · derivative · entry 3

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,134

Underlying: Common Stock · 30,134 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company.

F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

F3 · derivative.exercise_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company.

F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

F3 · derivative.expiration_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company.

SEC source: 0001062993-24-009756 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,195.47

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2024 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

F2 · balance_after: The amount beneficially owned includes deferred shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).

SEC source: 0000897069-24-001008 · form4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,749

Underlying: Common Stock · 123,749 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025, and (ii) are to be settled in cash or shares of the Company's common stock.

F1 · derivative.exercise_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025, and (ii) are to be settled in cash or shares of the Company's common stock.

F1 · derivative.expiration_date: These restricted stock units (i) vest on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025, and (ii) are to be settled in cash or shares of the Company's common stock.

SEC source: 0000897069-25-000855 · form4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,749

Underlying: Common Stock · 123,749 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F1 · derivative.exercise_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.exercise_date: The Form 4 filed with the Securities and Exchange Commission on May 1, 2024 mistakenly reported the issuance of Director Restricted Stock Units, vesting on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025. However, as noted in footnote 1 above, the shares of common stock underlying the equity award are not payable to the reporting person until separation from service as a director and should have been reported as Deferred Common Stock Units rather than Director Restricted Stock Units. Accordingly, this Form 4/A is being filed to clarify the deferred nature of this equity award.

F1 · derivative.expiration_date: Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director.

F2 · derivative.expiration_date: The Form 4 filed with the Securities and Exchange Commission on May 1, 2024 mistakenly reported the issuance of Director Restricted Stock Units, vesting on the date of the regularly scheduled annual meeting of the stockholders of the Issuer to be held in 2025. However, as noted in footnote 1 above, the shares of common stock underlying the equity award are not payable to the reporting person until separation from service as a director and should have been reported as Deferred Common Stock Units rather than Director Restricted Stock Units. Accordingly, this Form 4/A is being filed to clarify the deferred nature of this equity award.

SEC source: 0001628280-24-008221 · wk-form4_1709328141.xml · derivative · entry 3

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,157

Underlying: Common Shares · 6,157 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F4 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F4 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001628280-24-008221 · wk-form4_1709328141.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

F2 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.

SEC source: 0001628280-24-008221 · wk-form4_1709328141.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001562180-23-006485 · primarydocument.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,840

SEC source: 0001562180-23-004535 · primarydocument.xml · derivative · entry 3

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,044

Underlying: Common Stock · 10,044 shares

Expires not disclosed

F3 · derivative.exercise_price: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

F3 · derivative.exercise_date: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

F3 · derivative.expiration_date: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

SEC source: 0001562180-23-004535 · primarydocument.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy.

F1 · derivative.exercise_date: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

F1 · derivative.expiration_date: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.

SEC source: 0001562180-23-004535 · primarydocument.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-23-010271 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,145.11

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001209191-23-014997 · doc4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,711

Underlying: Common Shares · 6,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001062993-23-003957 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,098.11

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001209191-23-010841 · doc4.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F2 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

SEC source: 0001209191-23-010841 · doc4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001062993-22-022153 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,075.39

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001062993-22-018177 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,055.22

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001209191-22-036066 · doc4.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On June 9, 2021, the reporting person was granted 3,475 restricted stock units, vesting in full on June 9, 2022.

F2 · derivative.expiration_date: On June 9, 2021, the reporting person was granted 3,475 restricted stock units, vesting in full on June 9, 2022.

SEC source: 0001209191-22-036066 · doc4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

SEC source: 0001562180-22-004543 · primarydocument.xml · derivative · entry 3

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,513

Underlying: Common Stock · 9,513 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

SEC source: 0001562180-22-004543 · primarydocument.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

SEC source: 0001562180-22-004543 · primarydocument.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-012605 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,034

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0000099780-22-000070 · wf-form4_165230278650044.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,073

Underlying: Common Stock · 5,073 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

SEC source: 0001062993-22-005297 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012.95

F1 · shares: Common Stock granted to Reporting Person pursuant to the Company's 2017 Incentive Stock and Awards Plan and deferred by Reporting Person pursuant to the Company's Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001209191-22-010955 · doc4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,939

Underlying: Common Shares · 6,939 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0001062993-22-004127 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662.95

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001062993-21-011006 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651.24

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001062993-21-007647 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,639.53

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001209191-21-039930 · doc4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475

Underlying: Common Shares · 3,475 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

SEC source: 0000899243-21-022711 · doc4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,122 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to the Agreement and Plan of Merger, dated as of February 22, 2021, The Goodyear Tire & Rubber Company ("Goodyear") acquired Cooper Tire & Rubber Company ("Cooper Tire") in a merger transaction (the "Merger") which became effective on June 7, 2021. At the effective time of the Merger (the "Effective Time"), each share of Cooper Tire's common stock, par value of $1.00 per share converted into the right to receive (A) $41.75 in cash, without interest, and (B) 0.907 of a share of Goodyear common stock, no par value ("Merger Consideration"). On June 7, 2021, the closing price for Goodyear common stock was $19.39.

F2 · derivative.exercise_price: One-for-one.

F3 · derivative.exercise_date: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit.

F3 · derivative.expiration_date: The phantom stock units were accrued over time under Cooper Tire's equity plans, and were generally to be settled in cash upon the reporting person's termination of service as a director. Pursuant to the Merger Agreement, the phantom stock units were canceled and converted at the Effective Time into the right to receive $59.48 per unit.

SEC source: 0001562180-21-003664 · primarydocument.xml · derivative · entry 3

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,335

Underlying: Common Stock · 2,335 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

SEC source: 0001562180-21-003664 · primarydocument.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer.

SEC source: 0001562180-21-003664 · primarydocument.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-21-004794 · form4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,629.28

F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers.

SEC source: 0001225208-21-007839 · doc4.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,121.521

Underlying: Common Stock · 2,121.521 shares

Expires not disclosed

F1 · derivative.exercise_price: One-for-One

F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.

SEC source: 0000099780-21-000062 · edgar.xml · derivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,576

Underlying: Common Stock · 4,576 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.

F1 · derivative.expiration_date: Restricted Stock Units granted pursuant to the Fourth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.