Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Chrome Holding Co.ME · Entity 76268 | Director | October 28, 2024 | October 31, 2024 |
| LATTICE SEMICONDUCTOR CORPLSCC · Entity 3335 | Director | May 04, 2026 | May 06, 2026 |
| WOLFSPEED, INC.WOLF · Entity 619 | Director | December 17, 2025 | December 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Chrome Holding Co.
Report date October 28, 2024 · Filed October 31, 2024
This filing explicitly reported no securities owned.
LATTICE SEMICONDUCTOR CORP
Report date May 04, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,260 |
Reported balance
After 2026-05-04 transaction · row 1
1 source rowRow 1 · 2026-05-04 · Grant · Acquired 1,752 · Balance 43,260 F1: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Genesis Property, LLC | 59,342 |
Reported balance
Holding disclosure · report date 2026-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 59,342 F2: The shares are held by Genesis Property, LLC ("Genesis LLC"), of which the Reporting Person is the sole manager. The outstanding membership interests of Genesis LLC are comprised of 100 Class A units (held by the reporting person) and 9,900 Class B units (held by The Jensen Family 2023 Irrevocable Trust (the "Trust")). |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units (RSUs) vest 100% on the first anniversary of the Grant Date.
F2: The shares are held by Genesis Property, LLC ("Genesis LLC"), of which the Reporting Person is the sole manager. The outstanding membership interests of Genesis LLC are comprised of 100 Class A units (held by the reporting person) and 9,900 Class B units (held by The Jensen Family 2023 Irrevocable Trust (the "Trust")).
WOLFSPEED, INC.
Report date December 17, 2025 · Filed December 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 31,732 |
Reported balance
After 2025-12-17 transaction · row 1
1 source rowRow 1 · 2025-12-17 · Grant · Acquired 31,732 · Balance 31,732 F1: Award of restricted stock units ("RSUs"). With respect to 22,666 of the RSUs, one-third of such RSUs vest on October 1, 2026, and the remainder vest quarterly in proportional amounts thereafter for the remaining two years of the vesting schedule. With respect to 9,066 of the RSUs, such RSUs vest one hundred percent on October 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units ("RSUs"). With respect to 22,666 of the RSUs, one-third of such RSUs vest on October 1, 2026, and the remainder vest quarterly in proportional amounts thereafter for the remaining two years of the vesting schedule. With respect to 9,066 of the RSUs, such RSUs vest one hundred percent on October 1, 2026.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CONTROL4 CORP
Report date August 01, 2019 · Filed August 02, 2019
Section 16 reporting ended · disclosed 2019-08-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-08-01 transaction · row 1
1 source rowRow 1 · 2019-08-01 · Disposition to issuer · Disposed 18,685 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-08-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-01 · Disposition to issuer · Disposed 23,374 · Balance 0 F2: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a "Control4 Stock Option") that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a "Vested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the "Control4 Stock Option Consideration") and F3: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an "Unvested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-08-01 · Disposition to issuer · Disposed 7,180 · Balance 0 F4: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder thereof, (i) each outstanding Control4 restricted stock unit award (each, a "Control4 RSU Award") that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a "Vested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the "Control4 RSU Award Consideration"), and F5: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an "Unvested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award will receive the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, F6: (as defined below) no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. "Executive Bonus PSU Award" means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, F7: (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award, as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a "Pre-2019 Control4 Equity Award") and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and F8: (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a "2019 Control4 RSU Award"), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid, the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. F9: In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the "2013 Plan" and together with Control4's 2003 Equity Plan, the "Control4 Stock Plans"), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes.
F2: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a "Control4 Stock Option") that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a "Vested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the "Control4 Stock Option Consideration") and
F3: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an "Unvested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below).
F4: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder thereof, (i) each outstanding Control4 restricted stock unit award (each, a "Control4 RSU Award") that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a "Vested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the "Control4 RSU Award Consideration"), and
F5: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an "Unvested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award will receive the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards,
F6: (as defined below) no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. "Executive Bonus PSU Award" means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof,
F7: (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award, as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a "Pre-2019 Control4 Equity Award") and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and
F8: (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a "2019 Control4 RSU Award"), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid, the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date.
F9: In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the "2013 Plan" and together with Control4's 2003 Equity Plan, the "Control4 Stock Plans"), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination.
FORESCOUT TECHNOLOGIES, INC
Report date August 17, 2020 · Filed August 17, 2020
Section 16 reporting ended · disclosed 2020-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-08-17 transaction · row 1
1 source rowRow 1 · 2020-08-17 · Disposition to issuer · Disposed 4,885 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.78 | Direct | 0 |
Reported balance
After 2020-08-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-08-17 · Disposition to issuer · Disposed 55,644 · Balance 0 F2: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.52 | Direct | 0 |
Reported balance
After 2020-08-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-17 · Disposition to issuer · Disposed 39,495 · Balance 0 F2: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020.
F2: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 5, 2021 17:42 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $5.03 | $0.00 |
DisclosureSEC source: 0000855658-21-000007 · edgardoc.xml · derivative · entry 3 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 9,000 shares Expires 2023-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:42 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 9,000 | $46.47 | $418,211.10 |
DisclosureSEC source: 0000855658-21-000007 · edgardoc.xml · nonDerivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,492 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $45.92 to $46.78. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 17:42 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 9,000 | $5.03 | $45,270.00 |
DisclosureSEC source: 0000855658-21-000007 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 21:00 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Disposition to issuerStock Option (right to buy) · Derivative | 39,495 | $0.00 Strike: $8.52 | $0.00 |
DisclosureSEC source: 0001209191-20-047060 · doc4.xml · derivative · entry 3 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,495 shares Expires not disclosed F2 · derivative.exercise_date: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement. F2 · derivative.expiration_date: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 21:00 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Disposition to issuerStock Option (right to buy) · Derivative | 55,644 | $0.00 Strike: $4.78 | $0.00 |
DisclosureSEC source: 0001209191-20-047060 · doc4.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,644 shares Expires not disclosed F2 · derivative.exercise_date: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement. F2 · derivative.expiration_date: Cancelled in exchange for cash, or cancelled without any cash payment made to the holder, as described in the Amended Merger Agreement. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 21:00 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Disposition to issuerCommon Stock | 4,885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-047060 · doc4.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Ferrari Group Holdings, L.P. and Ferrari Merger Sub, Inc., dated as of February 6, 2020, as amended on July 15, 2020 (the "Amended Merger Agreement"), a copy of the Amended Merger Agreement is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 16, 2020. Read SEC document |
| May 06, 2020 Filed May 7, 2020 17:45 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,795 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000082 · edgardoc.xml · derivative · entry 3 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,494 Underlying: Common Stock · 8,795 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 06, 2020 Filed May 7, 2020 17:45 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 8,795 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000082 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| May 05, 2020 Filed May 7, 2020 17:45 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 7,494 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-20-000082 · edgardoc.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,289 Underlying: Common Stock · 7,494 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| December 20, 2019 Filed Dec 21, 2019 00:35 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 4,000 | $19.77 | $79,080.00 |
DisclosureSEC source: 0000855658-19-000138 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,697 F1 · kind: The transaction indicated was conducted under an approved 10b5-1 Plan. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 16:12 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $4.78 | $0.00 |
DisclosureSEC source: 0001209191-19-052812 · doc4.xml · derivative · entry 3 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,644 Underlying: Common Stock · 3,000 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 16:12 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 3,000 | $40.00 | $120,000.00 |
DisclosureSEC source: 0001209191-19-052812 · doc4.xml · nonDerivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,885 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 07, 2019 Filed Oct 9, 2019 16:12 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 3,000 | $4.78 | $14,340.00 |
DisclosureSEC source: 0001209191-19-052812 · doc4.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 17:58 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 4,000 | $19.85 | $79,400.00 |
DisclosureSEC source: 0000855658-19-000104 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,697 F1 · shares: The transaction indicated was conducted under an approved 10b5-1 Plan dated February 20, 2019 and amended on May 24, 2019. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 18:36 UTC | CONTROL4 CORP CTRL · Entity 12684 | Disposition to issuerRestricted Stock Units · Derivative | 7,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-043787 · a4.xml · derivative · entry 3 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,180 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder thereof, (i) each outstanding Control4 restricted stock unit award (each, a "Control4 RSU Award") that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a "Vested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the "Control4 RSU Award Consideration"), and F5 · derivative.exercise_price: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an "Unvested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award will receive the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, F6 · derivative.exercise_price: (as defined below) no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. "Executive Bonus PSU Award" means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, F7 · derivative.exercise_price: (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award, as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a "Pre-2019 Control4 Equity Award") and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and F8 · derivative.exercise_price: (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a "2019 Control4 RSU Award"), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid, the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. F9 · derivative.exercise_price: In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the "2013 Plan" and together with Control4's 2003 Equity Plan, the "Control4 Stock Plans"), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination. F4 · price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder thereof, (i) each outstanding Control4 restricted stock unit award (each, a "Control4 RSU Award") that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a "Vested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the "Control4 RSU Award Consideration"), and F5 · price: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an "Unvested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award will receive the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, F6 · price: (as defined below) no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. "Executive Bonus PSU Award" means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, F7 · price: (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award, as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a "Pre-2019 Control4 Equity Award") and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and F8 · price: (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a "2019 Control4 RSU Award"), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid, the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. F9 · price: In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the "2013 Plan" and together with Control4's 2003 Equity Plan, the "Control4 Stock Plans"), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder thereof, (i) each outstanding Control4 restricted stock unit award (each, a "Control4 RSU Award") that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a "Vested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the "Control4 RSU Award Consideration"), and F5 · derivative.exercise_date: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an "Unvested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award will receive the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, F6 · derivative.exercise_date: (as defined below) no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. "Executive Bonus PSU Award" means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, F7 · derivative.exercise_date: (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award, as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a "Pre-2019 Control4 Equity Award") and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and F8 · derivative.exercise_date: (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a "2019 Control4 RSU Award"), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid, the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. F9 · derivative.exercise_date: In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the "2013 Plan" and together with Control4's 2003 Equity Plan, the "Control4 Stock Plans"), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder thereof, (i) each outstanding Control4 restricted stock unit award (each, a "Control4 RSU Award") that was fully vested immediately prior to the Effective Time (or would have become fully vested by the terms of such Control4 RSU Award as a result of the transactions contemplated by the Merger Agreement, except for any Executive Bonus PSU Award (as defined below)) (each such Control4 RSU Award, a "Vested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 RSU Award received an amount in cash equal to the Merger Consideration in respect of each share subject to such Control4 RSU Award, subject to applicable tax withholding (such amount, the "Control4 RSU Award Consideration"), and F5 · derivative.expiration_date: (ii) each outstanding Control4 RSU Award that was not a Vested Control4 RSU Award (each such Control4 RSU, an "Unvested Control4 RSU Award") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 RSU Award will receive the Control4 RSU Award Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof) as applicable to the Unvested Control4 RSU Award to which such Control4 RSU Award Consideration related; provided, however, to the extent any Unvested Control4 RSU Award was subject to both time and performance-vesting conditions (including any Executive Bonus PSU Award), the applicable performance-vesting conditions were deemed to be satisfied at target level; provided, further, that subject to the terms described below with respect to 2019 Control4 RSU Awards, F6 · derivative.expiration_date: (as defined below) no Control4 RSU Award Consideration with respect to any Executive Bonus PSU Award will become payable prior to the first anniversary of the vesting commencement date applicable to such Executive Bonus PSU Award. "Executive Bonus PSU Award" means any Control4 RSU Award that (a) was granted in 2019, (b) is subject to both time- and performance-vesting conditions and (c) would otherwise fully vest in the ordinary course on the first anniversary of the vesting commencement date specified in the applicable award agreement granting such Control4 RSU Award. In addition, the parties have agreed that, unless otherwise provided in an agreement between Parent and the holder thereof, F7 · derivative.expiration_date: (i) to the extent that the full amount of Control4 Stock Option Consideration or Control4 RSU Award Consideration has not been paid with respect to an Unvested Control4 Stock Option or Unvested Control4 RSU Award, as applicable, in each case, that was granted prior to 2019 (such Unvested Control4 Stock Option or Unvested Control4 RSU Award, a "Pre-2019 Control4 Equity Award") and provided that the holder thereof has remained continuously employed with Parent or any of its affiliates through the date that is six months following the closing date of the Merger (the "Closing Date"), any then-unpaid Control4 Stock Option Consideration or Control4 RSU Award Consideration, as applicable, in respect of such Pre-2019 Control4 Equity Award will be paid to such holder thereof as soon as reasonably practicable following such date, and F8 · derivative.expiration_date: (ii) with respect to any Unvested Control4 RSU Award that was granted in 2019 (a "2019 Control4 RSU Award"), provided that the holder has remained continuously employed with Parent or any of its affiliates through the date that is six months following the Closing Date and to the extent not previously paid, the portion of any Control4 RSU Award Consideration that is otherwise due to be paid in respect of such 2019 Control4 RSU Award on the first anniversary of the vesting commencement date of such 2019 Control4 RSU Award will become payable to the holder thereof upon the date that is six months following the Closing Date, and will be paid to such holder as soon as reasonably practicable following such date. F9 · derivative.expiration_date: In the event a holder's employment is terminated by Parent or any of its affiliates without Cause (as defined in Control4's 2003 Equity Plan or Control4's 2013 Stock Option and Incentive Plan (the "2013 Plan" and together with Control4's 2003 Equity Plan, the "Control4 Stock Plans"), as applicable), all then-unpaid Control4 RSU Award Consideration or Control4 Stock Option Consideration in respect of such 2019 Control4 RSU Awards or Pre-2019 Control4 Equity Awards (as applicable) will be paid to such holder as soon as reasonably practicable following such termination. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 18:36 UTC | CONTROL4 CORP CTRL · Entity 12684 | Disposition to issuerStock Option (Right to Buy) · Derivative | 23,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-043787 · a4.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,374 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a "Control4 Stock Option") that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a "Vested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the "Control4 Stock Option Consideration") and F3 · derivative.exercise_price: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an "Unvested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below). F2 · price: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a "Control4 Stock Option") that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a "Vested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the "Control4 Stock Option Consideration") and F3 · price: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an "Unvested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below). F2 · derivative.exercise_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a "Control4 Stock Option") that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a "Vested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the "Control4 Stock Option Consideration") and F3 · derivative.exercise_date: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an "Unvested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below). F2 · derivative.expiration_date: Pursuant to the Merger Agreement, unless otherwise provided in an agreement between Parent and the holder therof, (i) each outstanding option to acquire shares of Company common stock (each, a "Control4 Stock Option") that was fully vested and exercisable immediately prior to the Effective Time (or would have become fully vested and exercisable by the terms of such Control4 Stock Option as a result of the transactions contemplated by the Merger Agreement) (each, a "Vested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Vested Control4 Stock Option received an amount in cash equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of such Control4 Stock Option, multiplied by (b) the total number of shares of Company common stock subject to the Control4 Stock Option, subject to applicable tax withholding (such amount, the "Control4 Stock Option Consideration") and F3 · derivative.expiration_date: (ii) each outstanding Control4 Stock Option that was not a Vested Control4 Stock Option (each, an "Unvested Control4 Stock Option") was, as of the Effective Time, cancelled and, in consideration thereof, the holder of such Unvested Control4 Stock Option received the Control4 Stock Option Consideration, subject to and conditioned on the same terms and conditions (including any terms and conditions relating to vesting and acceleration thereof, but excluding any terms and conditions related to exercise) as applicable to the Unvested Control4 Stock Option to which the Control4 Stock Option Consideration related, except as provided below with respect to Pre-2019 Control4 Equity Awards (as defined below). Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 18:36 UTC | CONTROL4 CORP CTRL · Entity 12684 | Disposition to issuerCommon Stock | 18,685 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-043787 · a4.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 8, 2019, by and among Control4 Corporation (the "Company" or "Control4"), Wirepath Home Systems, LLC ("Parent") and Copper Merger Sub Inc., a direct wholly-owned subsidiary of Parent ("Merger Sub"), a copy of which was filed as Exhibit 2.1 to the Company's Form 8-K filed with the Securities and Exchange Commission on May 9, 2019, pursuant to which the Company became a direct wholly owned subsidiary of Parent (the "Merger") on August 1, 2019 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $23.91 in cash (the "Merger Consideration") without interest and subject to applicable withholding taxes. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 18:09 UTC | CONTROL4 CORP CTRL · Entity 12684 | SaleCommon Stock | 1,000 | $23.75 | $23,750.00 |
DisclosureSEC source: 0001179110-19-008431 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,865 F1 · date: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2019. Read SEC document |
| June 24, 2019 Filed Jun 25, 2019 21:11 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 4,000 | $14.38 | $57,520.00 |
DisclosureSEC source: 0000855658-19-000057 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,697 Read SEC document |
| June 03, 2019 Filed Jun 3, 2019 11:48 UTC | CONTROL4 CORP CTRL · Entity 12684 | SaleCommon Stock | 1,000 | $23.63 | $23,630.00 |
DisclosureSEC source: 0001179110-19-006952 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,865 F1 · date: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2019. Read SEC document |
| May 31, 2019 Filed May 31, 2019 18:40 UTC | CONTROL4 CORP CTRL · Entity 12684 | GrantCommon Stock | 7,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006942 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,865 F1 · shares: This entry relates to the annual grant of RSUs granted to each qualifying director pursuant to Control4's Director Compensation Plan. Pursuant to this Plan, the director qualifies for this grant provided that she/he has served as a director for at least nine months prior to the Annual Meeting. The Annual Meeting was held on April 30, 2019, and the Reporting Person qualified for this grant as of that date. The total common stock reported on Table I includes 7,180 shares of common stock underlying RSUs granted on June 1, 2018, which vests as to all of the shares on May 15, 2020. Pursuant to the Plan, the number of shares subject to this grant was calculated by dividing $125,000 by the closing price of Control4 stock on the date of our Annual Meeting. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:00 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | GrantCommon Stock | 4,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031172 · doc4.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,885 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will fully vest on May 15, 2020. Read SEC document |
| May 07, 2019 Filed May 8, 2019 21:49 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000043 · edgardoc.xml · derivative · entry 3 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,795 Underlying: Common Stock · 22,263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 07, 2019 Filed May 8, 2019 21:49 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 22,263 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000043 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| May 06, 2019 Filed May 8, 2019 21:49 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 8,795 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-19-000043 · edgardoc.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,058 Underlying: Common Stock · 8,795 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 00:31 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | SaleCommon Stock | 4,000 | $12.56 | $50,242.80 |
DisclosureSEC source: 0000855658-19-000024 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,434 F1 · shares: The transaction indicated was conducted under an approved 10b5-1 Plan dated February 20, 2019. F2 · price: The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $12.45 to $12.645. Read SEC document |
| November 08, 2018 Filed Nov 8, 2018 18:06 UTC | CONTROL4 CORP CTRL · Entity 12684 | SaleCommon Stock | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001179110-18-012688 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,685 F1 · date: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2018. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 10:55 UTC | CONTROL4 CORP CTRL · Entity 12684 | SaleCommon Stock | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001179110-18-009508 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,685 F1 · date: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 18:47 UTC | CONTROL4 CORP CTRL · Entity 12684 | GrantCommon Stock | 5,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007996 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,685 F1 · shares: The total common stock reported on Table I includes 5,950 shares of common stock underlying RSU's granted on June 1, 2018, which vests as to all of the shares on May 15, 2019. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000091 · edgardoc.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,263 Underlying: Common Stock · 17,291 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 17:14 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 17,291 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000091 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
| May 30, 2018 Filed May 31, 2018 17:23 UTC | CONTROL4 CORP CTRL · Entity 12684 | SaleCommon Stock | 1,000 | $25.00 | $25,000.00 |
DisclosureSEC source: 0001179110-18-007737 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,735 F1 · date: Automatic sale pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 15, 2018. Read SEC document |
| May 07, 2018 Filed May 14, 2018 18:27 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 22,263 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-18-000074 · edgardoc.xml · derivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,554 Underlying: Common Stock · 22,263 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 18:42 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | SaleCommon Stock | 14,530 | $27.64 | $401,565.61 |
DisclosureSEC source: 0001209191-18-021831 · doc4.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The Reporting Person sold shares to the underwriters in connection with the closing of the Issuer's follow-on public offering. The reported sale price reflects the price at which the Reporting Person sold shares to the underwriters, which is net of underwriting commissions. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 17:26 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionStock Option (right to buy) · Derivative | 14,530 | $0.00 Strike: $4.78 | $0.00 |
DisclosureSEC source: 0001209191-18-021289 · doc4.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,644 Underlying: Common Stock · 14,530 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 17:26 UTC | FORESCOUT TECHNOLOGIES, INC FSCT · Entity 147163 | Exercise / conversionCommon Stock | 14,530 | $4.78 | $69,453.40 |
DisclosureSEC source: 0001209191-18-021289 · doc4.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 12:08 UTC | CONTROL4 CORP CTRL · Entity 12684 | GrantCommon Stock | 5,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008286 · edgar.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,735 F1 · shares: The total common stock reported in Table I includes 5,955 shares of common stock underlying RSU's granted on June 1, 2017, which vests as to all of the shares on May 15, 2018. Read SEC document |
| June 01, 2017 Filed Jul 12, 2017 22:48 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | GrantRestricted Stock Unit (RSU) · Derivative | 17,291 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000076 · edgardoc.xml · derivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,291 Underlying: Common Stock · 17,291 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F2 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 13, 2017 Filed May 16, 2017 17:03 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 22,727 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000047 · edgardoc.xml · derivative · entry 2 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration. F3 · derivative.exercise_date: The restricted stock units vest 100% on the first anniversary of the Grant Date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 13, 2017 Filed May 16, 2017 17:03 UTC | LATTICE SEMICONDUCTOR CORP LSCC · Entity 3335 | Exercise / conversionCommon Stock | 22,727 | $0.00 | $0.00 |
DisclosureSEC source: 0000855658-17-000047 · edgardoc.xml · nonDerivative · entry 1 Jensen Mark Edwin · CIK 0001560798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units - no purchase price for this transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.