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GENEREUX SCOTT

Disclosed activity across 2 companies

Tapewire entity
49457
SEC CIK
0001456171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROCKWELL AUTOMATION, INCROK · Entity 906Sr.VP, Chief Revenue OfficerMay 05, 2026May 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROCKWELL AUTOMATION, INC

Report date May 05, 2026 · Filed May 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,764 Reported balance After 2026-05-05 transaction · row 1
1 source row

Row 1 · 2026-05-05 · Sale · Disposed 550 · Balance 2,764

F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025.

Filing footnotes · ownership attribution and instrument terms

F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Edgio, Inc.

Report date December 04, 2023 · Filed December 07, 2023

Section 16 reporting ended · disclosed 2023-12-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect176,335 Reported balance After 2023-12-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-12-04 · Tax withholding · Disposed 9,317 · Balance 176,335

F1: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 42,347 restricted stock units.

F2: This does not include any unvested restricted stock units.

Common StockSEC Table I · non-derivativeDirect280,502 Reported balance After 2023-12-04 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-12-04 · Grant · Acquired 104,167 · Balance 280,502

F3: Pursuant to the terms of the Amended and Restated 2007 Equity Incentive Plan these fully-vested shares represent the annual grant for fiscal 2023.

F4: This includes 104,167 unvested restricted stock units.

Common StockSEC Table I · non-derivativeDirect257,585 Reported balance After 2023-12-04 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2023-12-04 · Tax withholding · Disposed 22,917 · Balance 257,585

F5: The forfeiture reported in this row represents shares that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the issuance of 104,167 shares.

F2: This does not include any unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 42,347 restricted stock units.

F2: This does not include any unvested restricted stock units.

F3: Pursuant to the terms of the Amended and Restated 2007 Equity Incentive Plan these fully-vested shares represent the annual grant for fiscal 2023.

F4: This includes 104,167 unvested restricted stock units.

F5: The forfeiture reported in this row represents shares that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the issuance of 104,167 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 1, 2024 22:33 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 1,500 $285.00 $427,500.00
Disclosure

SEC source: 0001024478-24-000028 · wk-form4_1709332378.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,883

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023.

Read SEC document
February 15, 2024 Filed Feb 15, 2024 23:59 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 500 $280.52 $140,260.00
Disclosure

SEC source: 0001024478-24-000024 · wk-form4_1708041566.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,383

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023.

Read SEC document
February 02, 2024 Filed Feb 2, 2024 21:36 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 955 $262.83 $251,005.04
Disclosure

SEC source: 0001024478-24-000010 · wk-form4_1706909789.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,883

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 2/1/2024.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $262.36 to $263.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:36 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 2,692 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000010 · wk-form4_1706909789.xml · derivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,692 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:36 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 2,692 $0.00 $0.00
Disclosure

SEC source: 0001024478-24-000010 · wk-form4_1706909789.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 01:46 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 100 $280.09 $28,009.00
Disclosure

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 5

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,146

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.03 to $280.20. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 01:46 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 375 $279.61 $104,855.44
Disclosure

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 4

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,246

F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/9/2023.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.0201 to $279.92. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 01:46 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 962 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · derivative · entry 7

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,925

Underlying: Common Stock · 962 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2023 Filed Dec 12, 2023 01:46 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 962 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 01:46 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 287 $279.02 $80,079.29
Disclosure

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,659

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 12/7/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.57 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:46 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · derivative · entry 6

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 571

Underlying: Common Stock · 570 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2023 Filed Dec 12, 2023 01:46 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000185 · wk-form4_1702345573.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 00:44 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted Stock Units · Derivative 2,362 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000173 · wk-form4_1701823433.xml · derivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,362

Underlying: Common Stock · 2,362 shares

Expires 2026-12-04

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 00:44 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (Right to Buy) · Derivative 7,683 $0.00 Strike: $279.50 $0.00
Disclosure

SEC source: 0001024478-23-000173 · wk-form4_1701823433.xml · derivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,683

Underlying: Common Stock · 7,683 shares

Expires 2033-12-04

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:20 UTC Edgio, Inc. EGIO · Entity 12169 Tax withholdingCommon Stock 22,917 $0.49 $11,229.33
Disclosure

SEC source: 0001391127-23-000088 · wk-form4_1701908403.xml · nonDerivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,585

F5 · kind: The forfeiture reported in this row represents shares that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the issuance of 104,167 shares.

F2 · balance_after: This does not include any unvested restricted stock units.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:20 UTC Edgio, Inc. EGIO · Entity 12169 GrantCommon Stock 104,167 $0.49 $51,041.83
Disclosure

SEC source: 0001391127-23-000088 · wk-form4_1701908403.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,502

F3 · kind: Pursuant to the terms of the Amended and Restated 2007 Equity Incentive Plan these fully-vested shares represent the annual grant for fiscal 2023.

F4 · balance_after: This includes 104,167 unvested restricted stock units.

Read SEC document
December 04, 2023 Filed Dec 7, 2023 00:20 UTC Edgio, Inc. EGIO · Entity 12169 Tax withholdingCommon Stock 9,317 $0.49 $4,565.33
Disclosure

SEC source: 0001391127-23-000088 · wk-form4_1701908403.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,335

F1 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 42,347 restricted stock units.

F2 · balance_after: This does not include any unvested restricted stock units.

Read SEC document
December 01, 2023 Filed Dec 1, 2023 21:52 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 500 $280.00 $140,000.00
Disclosure

SEC source: 0001024478-23-000134 · wk-form4_1701467533.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,376

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/23/2023.

Read SEC document
August 15, 2023 Filed Aug 15, 2023 20:22 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 500 $297.62 $148,810.00
Disclosure

SEC source: 0001024478-23-000094 · wf-form4_169213091882627.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,876

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan entered into on 2/23/2023.

Read SEC document
May 18, 2023 Filed May 18, 2023 21:24 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 500 $280.00 $140,000.00
Disclosure

SEC source: 0001024478-23-000051 · wf-form4_168444505477038.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,376

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan entered into on 2/23/2023.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 943 $286.05 $269,742.98
Disclosure

SEC source: 0001024478-23-000017 · wf-form4_167538335741866.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,876

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/28/2022 to cover taxes due on restricted stock that vested on 2/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $285.8450 to $286.6601. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 2,692 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000017 · wf-form4_167538335741866.xml · derivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Common Stock · 2,692 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:16 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 2,692 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000017 · wf-form4_167538335741866.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted Stock Units · Derivative 2,887 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000163 · wf-form4_167097239051834.xml · derivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,887

Underlying: Common Stock · 2,887 shares

Expires 2025-12-09

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 23:00 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (Right to Buy) · Derivative 9,663 $0.00 Strike: $259.81 $0.00
Disclosure

SEC source: 0001024478-22-000163 · wf-form4_167097239051834.xml · derivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663

Underlying: Common Stock · 9,663 shares

Expires 2032-12-09

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 00:22 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 196 $256.63 $50,299.19
Disclosure

SEC source: 0001024478-22-000133 · wf-form4_167054533075149.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127

F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/7/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.60 to $256.76. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:22 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 570 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000133 · wf-form4_167054533075149.xml · derivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141

Underlying: Common Stock · 570 shares

Expires 2024-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 00:22 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 570 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000133 · wf-form4_167054533075149.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 23:25 UTC Edgio, Inc. LLNW · Entity 12169 GrantCommon Stock 42,347 $0.00 $0.00
Disclosure

SEC source: 0001391127-22-000080 · wf-form4_165490349286476.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,652

F2 · kind: The Reporting Person received an aggregate of 42,347 restricted stock units, which, if eligible, shall become fully vested and exercisable on the day prior to the Issuer's 2023 annual shareholder meeting (but in no event later than December 31, 2023), subject to Reporting Person's continued services to the Issuer through such date. Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F3 · price: $0.00 is used for technical reasons as there is no price for this security until it vests in the case of RSUs, or until it is exercised in the case of stock options.

F4 · balance_after: This includes 42,347 unvested restricted stock units.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 23:25 UTC Edgio, Inc. LLNW · Entity 12169 Tax withholdingCommon Stock 10,005 $2.77 $27,713.85
Disclosure

SEC source: 0001391127-22-000080 · wf-form4_165490349286476.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,305

F1 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 45,474 restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:21 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 300 $294.86 $88,456.86
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 4

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/3/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.66 to $295.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 21:21 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 458 $294.17 $134,730.00
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 3

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,053

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/3/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.64 to $294.63. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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February 02, 2022 Filed Feb 3, 2022 21:21 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 SaleCommon Stock 180 $293.25 $52,784.15
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/3/2021 to cover taxes due on restricted stock units that vested on 2/1/2022.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $292.56 to $293.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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February 01, 2022 Filed Feb 3, 2022 21:21 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionRestricted Stock Units · Derivative 2,691 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · derivative · entry 5

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,384

Underlying: Common Stock · 2,691 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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February 01, 2022 Filed Feb 3, 2022 21:21 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 Exercise / conversionCommon Stock 2,691 $0.00 $0.00
Disclosure

SEC source: 0001024478-22-000017 · wf-form4_164392325978342.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2021 Filed Dec 9, 2021 23:13 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted Stock Units · Derivative 1,711 $0.00 $0.00
Disclosure

SEC source: 0001024478-21-000133 · wf-form4_163909157273039.xml · derivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711

Underlying: Common Stock · 1,711 shares

Expires 2024-12-07

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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December 07, 2021 Filed Dec 9, 2021 23:13 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantEmployee Stock Option (Right to Buy) · Derivative 6,844 $0.00 Strike: $350.76 $0.00
Disclosure

SEC source: 0001024478-21-000133 · wf-form4_163909157273039.xml · derivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,844

Underlying: Common Stock · 6,844 shares

Expires 2031-12-07

F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

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June 03, 2021 Filed Jun 4, 2021 23:03 UTC Edgio, Inc. LLNW · Entity 12169 GrantCommon Stock 45,474 $0.00 $0.00
Disclosure

SEC source: 0001391127-21-000108 · wf-form4_162284777009429.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,310

F2 · kind: The Reporting Person received an aggregate of 45,474 restricted stock units, which, if eligible, shall become fully vested and exercisable on the day prior to the Issuer's 2022 annual shareholder meeting (but in no event later than December 31, 2022), subject to Reporting Person's continued services to the Issuer through such date. Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F3 · price: $0.00 is used for technical reasons as there is no price for this security until it vests in the case of RSUs, or until it is exercised in the case of stock options.

F4 · balance_after: This includes 45,474 unvested restricted stock units.

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June 02, 2021 Filed Jun 4, 2021 23:03 UTC Edgio, Inc. LLNW · Entity 12169 Tax withholdingCommon Stock 5,976 $3.15 $18,824.40
Disclosure

SEC source: 0001391127-21-000108 · wf-form4_162284777009429.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,836

F1 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 27,162 restricted stock units.

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February 01, 2021 Filed Feb 3, 2021 21:56 UTC ROCKWELL AUTOMATION, INC ROK · Entity 906 GrantRestricted stock units · Derivative 8,075 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000358 · form.xml · derivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,075

Underlying: Common Stock · 8,075 shares

Expires 2024-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

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January 28, 2021 Filed Jan 29, 2021 21:39 UTC Edgio, Inc. LLNW · Entity 12169 SaleCommon Stock 5,000 $5.50 $27,500.00
Disclosure

SEC source: 0001391127-21-000015 · wf-form4_161195636402488.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,812

F1 · kind: Shares sold pursuant to 10b5-1 plan adopted on July 28, 2020.

F2 · balance_after: This includes 27,162 unvested restricted stock units.

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January 27, 2021 Filed Jan 29, 2021 21:39 UTC Edgio, Inc. LLNW · Entity 12169 SaleCommon Stock 15,000 $5.00 $75,000.00
Disclosure

SEC source: 0001391127-21-000015 · wf-form4_161195636402488.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,812

F1 · kind: Shares sold pursuant to 10b5-1 plan adopted on July 28, 2020.

F2 · balance_after: This includes 27,162 unvested restricted stock units.

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September 28, 2020 Filed Sep 30, 2020 20:04 UTC Edgio, Inc. LLNW · Entity 12169 SaleCommon Stock 5,000 $5.92 $29,600.00
Disclosure

SEC source: 0001391127-20-000220 · wf-form4_160149626733053.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,812

F1 · kind: Shares sold pursuant to 10b5-1 plan adopted on July 28, 2020.

F2 · balance_after: This includes 27,162 unvested restricted stock units.

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June 04, 2020 Filed Jun 5, 2020 21:37 UTC Edgio, Inc. LLNW · Entity 12169 GrantCommon Stock 27,162 $0.00 $0.00
Disclosure

SEC source: 0001391127-20-000126 · wf-form4_159139303933935.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,812

F2 · kind: The Reporting Person received an aggregate of 27,162 restricted stock units, which, if eligible, shall become fully vested and exercisable on the day prior to the Issuer's 2021 annual shareholder meeting (but in no event later than December 31, 2021), subject to Reporting Person's continued services to the Issuer through such date. Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F3 · price: $0.00 is used for technical reasons as there is no price for this security until it vests in the case of RSUs, or until it is exercised in the case of stock options.

F4 · balance_after: This includes 27,162 unvested restricted stock units.

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June 03, 2020 Filed Jun 5, 2020 21:37 UTC Edgio, Inc. LLNW · Entity 12169 Tax withholdingCommon Stock 10,053 $5.01 $50,365.53
Disclosure

SEC source: 0001391127-20-000126 · wf-form4_159139303933935.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,650

F1 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 45,692 restricted stock units.

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March 01, 2020 Filed Mar 3, 2020 22:15 UTC Edgio, Inc. LLNW · Entity 12169 Tax withholdingCommon Stock 1,304 $5.05 $6,585.20
Disclosure

SEC source: 0001391127-20-000034 · wf-form4_158327369979029.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,703

F1 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 5,927 restricted stock units.

F2 · balance_after: This includes 45,692 unvested restricted stock units.

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November 29, 2019 Filed Dec 3, 2019 21:46 UTC Edgio, Inc. LLNW · Entity 12169 Tax withholdingCommon Stock 1,304 $4.27 $5,568.08
Disclosure

SEC source: 0001391127-19-000192 · wf-form4_157540954378267.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,615

F1 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 5,926 restricted stock units.

F2 · balance_after: This includes 51,619 unvested restricted stock units.

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September 01, 2019 Filed Feb 14, 2020 21:38 UTC Edgio, Inc. LLNW · Entity 12169 Tax withholdingCommon Stock 1,304 $2.43 $3,168.72
Disclosure

SEC source: 0001391127-20-000028 · wf-form5_158171628917712.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,007

F5 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 5,926 restricted stock units.

F2 · shares: This Form 5 is being filed to report shares forfeited to pay tax obligations during 2019, that should have been reported on a Form 4, but was not previously reported in fiscal 2019 due to an administrative error.

F3 · balance_after: This includes 51,619 unvested restricted stock units.

F4 · balance_after: The number of shares reported is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4s since the date of the transaction reported herein.

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June 01, 2019 Filed Feb 14, 2020 21:38 UTC Edgio, Inc. LLNW · Entity 12169 Tax withholdingCommon Stock 1,304 $3.08 $4,016.32
Disclosure

SEC source: 0001391127-20-000028 · wf-form5_158171628917712.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,007

F1 · kind: The forfeiture reported in this row represents restricted stock units that were withheld by the Company solely for the purpose of satisfying tax obligations arising upon the automatic vesting of 5,925 restricted stock units.

F2 · shares: This Form 5 is being filed to report shares forfeited to pay tax obligations during 2019, that should have been reported on a Form 4, but was not previously reported in fiscal 2019 due to an administrative error.

F3 · balance_after: This includes 51,619 unvested restricted stock units.

F4 · balance_after: The number of shares reported is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4s since the date of the transaction reported herein.

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May 02, 2019 Filed May 3, 2019 20:40 UTC Edgio, Inc. LLNW · Entity 12169 GrantCommon Stock 45,692 $0.00 $0.00
Disclosure

SEC source: 0001391127-19-000080 · wf-form4_155691600057281.xml · nonDerivative · entry 2

GENEREUX SCOTT · CIK 0001456171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,919

F3 · kind: The Reporting Person received an aggregate of 45,692 restricted stock units, which, if eligible, shall become fully vested and exercisable on the day prior to the Issuer's 2020 annual shareholder meeting (but in no event later than December 31, 2020), subject to Reporting Person's continued services to the Issuer through such date. Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.

F4 · price: $0.00 is used for technical reasons as there is no price for this security until it vests in the case of RSUs, or until it is exercised in the case of stock options.

F5 · balance_after: This includes 69,396 unvested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.