Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOW INC.DOW · Entity 3233 | Controller and Vice President | November 30, 2023 | December 04, 2023 |
| DuPont de Nemours, Inc.DWDP · Entity 3297 | Co-Controller | February 26, 2019 | February 28, 2019 |
| NOVONIX LtdNVX · Entity 6963 | Director | May 06, 2026 | May 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOW INC.
Report date November 30, 2023 · Filed December 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,050 |
Reported balance
After 2023-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-30 · Disposition to issuer · Disposed 99 · Balance 10,050 F1: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2: Total includes previously reported restricted stock units and 462 shares acquired under the Issuer's Employee Stock Purchase Plan on November 3, 2023. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 30 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,596.872 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,596.872 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 2,460.242 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,460.242 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 45.436 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 45.436 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse Trust | 50,571 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 50,571 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3.
F2: Total includes previously reported restricted stock units and 462 shares acquired under the Issuer's Employee Stock Purchase Plan on November 3, 2023.
DuPont de Nemours, Inc.
Report date February 26, 2019 · Filed February 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,996.44 |
Reported balance
After 2019-02-26 transaction · row 1
1 source rowRow 1 · 2019-02-26 · Disposition to issuer · Disposed 14,796 · Balance 90,996.44 F1: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 3,658.0179 |
Reported balance
Holding disclosure · report date 2019-02-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,658.0179 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 5,005.7678 |
Reported balance
Holding disclosure · report date 2019-02-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,005.7678 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 100 |
Reported balance
Holding disclosure · report date 2019-02-26 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 100 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 92 |
Reported balance
Holding disclosure · report date 2019-02-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 92 |
Filing footnotes · ownership attribution and instrument terms
F1: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person.
NOVONIX Ltd
Report date May 06, 2026 · Filed May 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share rightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-12-31 | Direct | 195,938 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance 195,938 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DOW CHEMICAL CO /DE/
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 97,426.44 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2: Includes 5,110 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 6,850 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 4,910 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2017-08-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-08-31 · Disposition to issuer · Disposed 3,353.4038 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan ESOP | 0 |
Reported balance
After 2017-08-31 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-08-31 · Disposition to issuer · Disposed 4,573.4267 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| CommonSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-08-31 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2017-08-31 · Disposition to issuer · Disposed 100 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| CommonSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2017-08-31 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2017-08-31 · Disposition to issuer · Disposed 92 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-08-31 · Disposition to issuer · Disposed 36,520 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-08-31 · Disposition to issuer · Disposed 24,940 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-08-31 · Disposition to issuer · Disposed 34,530 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-08-31 · Disposition to issuer · Disposed 26,100 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-08-31 · Disposition to issuer · Disposed 25,880 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15 | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-08-31 · Disposition to issuer · Disposed 51,560 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
F2: Includes 5,110 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 6,850 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 4,910 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.
F3: This option was fully vested and exercisable at the time of the Merger.
F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.
F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.
F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.
F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2023 Filed Dec 4, 2023 21:27 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 99 | $51.75 | $5,123.25 |
DisclosureSEC source: 0001751788-23-000160 · wk-form4_1701725225.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,050 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2 · balance_after: Total includes previously reported restricted stock units and 462 shares acquired under the Issuer's Employee Stock Purchase Plan on November 3, 2023. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 00:36 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 2,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-23-000065 · wf-form4_167650775930499.xml · nonDerivative · entry 3 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Trust Disclosed balance after: 50,571 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 00:36 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 2,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-23-000065 · wf-form4_167650775930499.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,687 F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 13, 2023 Filed Feb 16, 2023 00:36 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 794 | $60.32 | $47,894.08 |
DisclosureSEC source: 0001751788-23-000065 · wf-form4_167650775930499.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,498 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:10 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 19,790 | $0.00 Strike: $59.08 | $0.00 |
DisclosureSEC source: 0001751788-23-000044 · wf-form4_167634061087283.xml · derivative · entry 7 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,790 Underlying: Common Stock · 19,790 shares Expires 2033-02-09 F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:10 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 3,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-23-000044 · wf-form4_167634061087283.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,292 F1 · shares: Restricted stock units to be delivered in one installment on or about February 9, 2026, subject to continued employment. F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:20 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 25,551 | $0.00 Strike: $47.31 | $0.00 |
DisclosureSEC source: 0001751788-23-000018 · wf-form4_167606400672077.xml · derivative · entry 9 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,551 shares Expires 2024-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:20 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 4,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-23-000018 · wf-form4_167606400672077.xml · nonDerivative · entry 4 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Trust Disclosed balance after: 47,760 Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:20 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 4,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-23-000018 · wf-form4_167606400672077.xml · nonDerivative · entry 3 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,242 F2 · balance_after: Total includes previously reported restricted stock units. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:20 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 21,474 | $60.28 | $1,294,452.72 |
DisclosureSEC source: 0001751788-23-000018 · wf-form4_167606400672077.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,319 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:20 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 25,551 | $47.31 | $1,208,817.81 |
DisclosureSEC source: 0001751788-23-000018 · wf-form4_167606400672077.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 23:46 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 96 | $51.55 | $4,948.80 |
DisclosureSEC source: 0001751788-22-000157 · wf-form4_167037035707721.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,242 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2 · balance_after: Includes 389 shares acquired under the Issuer's Employee Stock Purchase Plan on October 7, 2022, and previously reported restricted stock units. Read SEC document |
| February 24, 2022 Filed Mar 1, 2022 01:28 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 10,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000049 · wf-form4_164609809661272.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Trust Disclosed balance after: 43,683 Read SEC document |
| February 24, 2022 Filed Mar 1, 2022 01:28 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 10,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000049 · wf-form4_164609809661272.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,949 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 00:04 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 698 | $61.09 | $42,640.82 |
DisclosureSEC source: 0001751788-22-000028 · wf-form4_164488345901470.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,632 F2 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:04 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 21,670 | $0.00 Strike: $60.95 | $0.00 |
DisclosureSEC source: 0001751788-22-000028 · wf-form4_164488345901470.xml · derivative · entry 8 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,670 Underlying: Common Stock · 21,670 shares Expires 2032-02-10 F4 · derivative.exercise_date: This option will vest in three equal installments beginning on February 10, 2023. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 10, 2022 Filed Feb 15, 2022 00:04 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 2,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-22-000028 · wf-form4_164488345901470.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,330 F1 · shares: Restricted stock units to be delivered in one installment on or about February 10, 2025, subject to continued employment. Read SEC document |
| December 03, 2021 Filed Dec 7, 2021 22:05 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 101 | $53.07 | $5,360.07 |
DisclosureSEC source: 0001751788-21-000145 · wf-form4_163891471689844.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,370 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. F2 · balance_after: Includes 355 shares acquired under the Issuer's Employee Stock Purchase Plan on December 3, 2021. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:01 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 20,905 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0001751788-21-000112 · wf-form4_162068042970533.xml · derivative · entry 10 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,905 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option granted in February 2013 is fully vested and exercisable. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:01 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0001751788-21-000112 · wf-form4_162068042970533.xml · derivative · entry 9 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,905 Underlying: Common Stock · 30,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option granted in February 2013 is fully vested and exercisable. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:01 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 12,768 | $68.44 | $873,803.62 |
DisclosureSEC source: 0001751788-21-000112 · wf-form4_162068042970533.xml · nonDerivative · entry 4 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,116 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. The net shares were not sold. F2 · price: The price is a weighted average sale price. The shares were sold in multiple transactions at prices ranging from $68.43 to $68.47. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:01 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 20,905 | $32.57 | $680,875.85 |
DisclosureSEC source: 0001751788-21-000112 · wf-form4_162068042970533.xml · nonDerivative · entry 3 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:01 UTC | DOW INC. DOW · Entity 3233 | SaleCommon Stock | 30,000 | $68.35 | $2,050,500.00 |
DisclosureSEC source: 0001751788-21-000112 · wf-form4_162068042970533.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979 Read SEC document |
| May 06, 2021 Filed May 10, 2021 21:01 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 30,000 | $32.57 | $977,100.00 |
DisclosureSEC source: 0001751788-21-000112 · wf-form4_162068042970533.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:50 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000040 · wf-form4_161352661557678.xml · nonDerivative · entry 3 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Trust Disclosed balance after: 33,033 F2 · balance_after: Includes 33 shares previously reported as indirect beneficial ownership, "By Spouse". Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:50 UTC | DOW INC. DOW · Entity 3233 | GiftCommon Stock | 33,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000040 · wf-form4_161352661557678.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,979 Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:50 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 23,150 | $0.00 Strike: $57.67 | $0.00 |
DisclosureSEC source: 0001751788-21-000040 · wf-form4_161352661557678.xml · derivative · entry 7 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 Underlying: Common Stock · 23,150 shares Expires 2031-02-11 F3 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2022. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:50 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 3,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001751788-21-000040 · wf-form4_161352661557678.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,979 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2024, subject to continued employment. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:54 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 125 | $55.05 | $6,881.25 |
DisclosureSEC source: 0001225208-20-014406 · doc4.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,849 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:54 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 110 | $54.73 | $6,020.30 |
DisclosureSEC source: 0001225208-20-014406 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,974 F1 · shares: Represents shares withheld by the Issuer to satisfy the payment of withholding tax obligations; share withholding was implemented pursuant to the award agreement and is exempt under Rule 16b-3. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:18 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 36,056 | $0.00 Strike: $34.43 | $0.00 |
DisclosureSEC source: 0001225208-20-011294 · doc4.xml · derivative · entry 7 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,056 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:18 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 29,573 | $48.47 | $1,433,255.45 |
DisclosureSEC source: 0001225208-20-011294 · doc4.xml · nonDerivative · entry 2 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,084 F1 · shares: Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| September 02, 2020 Filed Sep 4, 2020 20:18 UTC | DOW INC. DOW · Entity 3233 | Exercise / conversionCommon Stock | 36,056 | $34.43 | $1,241,408.08 |
DisclosureSEC source: 0001225208-20-011294 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:36 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 3,416 | $43.95 | $150,133.20 |
DisclosureSEC source: 0001225208-20-003734 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,601 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 40,750 | $0.00 Strike: $48.30 | $0.00 |
DisclosureSEC source: 0001225208-20-002674 · doc4.xml · derivative · entry 6 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,750 Underlying: Common Stock · 40,750 shares Expires 2030-02-13 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 13, 2021. Option shares will be used to satisfy withholding taxes. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 3,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002674 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,017 F1 · shares: Restricted stock units to be delivered in one installment on or about Februrary 13, 2023, subject to continued employment. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 22:42 UTC | DOW INC. DOW · Entity 3233 | Disposition to issuerCommon Stock | 1,448 | $48.19 | $69,779.12 |
DisclosureSEC source: 0001225208-20-002075 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,287 F1 · shares: Shares used to satisfy tax withholding of the Reporting Person upon settlement of previously reported awards as required by the award agreement and exempt under Rule 16b-3. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 15:30 UTC | DOW INC. DOW · Entity 3233 | SaleCommon Stock | 10,000 | $55.64 | $556,390.00 |
DisclosureSEC source: 0001225208-19-014976 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,735 F1 · shares: The number of shares are aggregated for sales occurring within a $1.00 price range on the same date. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · price: The price represents the weighted average sale price. All sales occurred at a range of $55.63 to $55.69. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 30,040 | $0.00 Strike: $54.89 | $0.00 |
DisclosureSEC source: 0001225208-19-006757 · doc4.xml · derivative · entry 6 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,040 Underlying: Common Stock · 30,040 shares Expires 2029-04-11 F2 · derivative.exercise_date: This option will vest in three equal installments beginning on February 11, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 21:08 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 3,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006757 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,735 F1 · shares: Restricted stock units to be delivered in one installment on or about February 11, 2022, subject to continued employment. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 25,873 | $0.00 Strike: $72.77 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 12 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,873 Underlying: Common Stock · 25,873 shares Expires 2028-02-15 F6 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F6 · shares: In connection with the separation, certain outstanding DowDuPont stock options were converted into awards of options to purchase shares of the Issuer's common stock pursuant to the terms of the Employee Matters Agreement. The number of shares and exercise prices of each option award were adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont stock option. F7 · derivative.exercise_date: One-third of this option is exercisable. The remaining two-thirds will vest in two equal installments on February 15, 2020 and February 15, 2021. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 24,623 | $0.00 Strike: $61.97 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 11 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,623 Underlying: Common Stock · 24,623 shares Expires 2027-02-10 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F5 · derivative.exercise_date: Two-thirds of this option is exercisable. The remaining one-third will vest on February 10, 2020. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 34,091 | $0.00 Strike: $46.60 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 10 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,091 Underlying: Common Stock · 34,091 shares Expires 2026-02-12 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 25,768 | $0.00 Strike: $50.07 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 9 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,874 Underlying: Common Stock · 25,768 shares Expires 2025-02-13 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 25,551 | $0.00 Strike: $47.31 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 8 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,551 Underlying: Common Stock · 25,551 shares Expires 2024-02-14 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 50,905 | $0.00 Strike: $32.57 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 7 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,905 Underlying: Common Stock · 50,905 shares Expires 2023-02-15 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 36,056 | $0.00 Strike: $34.43 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · derivative · entry 6 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,056 Underlying: Common Stock · 36,056 shares Expires 2022-02-10 F3 · derivative.exercise_price: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F3 · shares: In connection with the separation, certain outstanding DowDuPont stock option awards were adjusted down to reflect the separation and an option award of the Issuer was granted in an amount intended to preserve the economic/intrinsic value of the original DowDuPont award, in each case, pursuant to the terms of the Employee Matters Agreement. F4 · derivative.exercise_date: This option is fully vested and exercisable. Option shares may be used to satisfy withholding taxes. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 10:02 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 16,792 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-009953 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Controller and Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,455 F1 · shares: In connection with the separation, certain outstanding DowDuPont restricted stock units were converted into restricted stock units of the Issuer pursuant to the terms of the Employee Matters Agreement. The number of shares was adjusted in a manner intended to preserve the economic/intrinsic value of the original DowDuPont restricted share unit award. Restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 16,792 shares on or about February 10, 2020. F2 · balance_after: On April 1, 2019, the Issuer separated from DowDuPont Inc. by issuing a dividend of the Issuer's common stock as further described in the Information Statement filed as Exhibit 99.1 to Form 10 filed by the Issuer on March 8, 2019. Total includes one share of common stock of the Issuer received for every three shares of DowDuPont common stock in connection with the separation. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 23:22 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Disposition to issuerCommon Stock | 14,796 | $55.88 | $826,800.48 |
DisclosureSEC source: 0001225208-19-004008 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Co-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,996.44 F1 · kind: The deferred shares of Common stock converted from performance based awards to be delivered on or about February 12, 2019, were settled in cash on February 26, 2019 at the election of the Reporting Person. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 00:08 UTC | DuPont de Nemours, Inc. DWDP · Entity 3297 | Tax withholdingCommon Stock | 2,023 | $53.36 | $107,947.28 |
DisclosureSEC source: 0001225208-19-002603 · doc4.xml · nonDerivative · entry 1 Edmonds Ronald C · CIK 0001476281 · Co-Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,792.44 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. F2 · shares: Shares used to satisfy withholding taxes on delivery of deferred stock granted February 12, 2016 as previously reported. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.