Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CMS ENERGY CORPCMS · Entity 3244 | Director · President and CEO | March 26, 2026 | March 30, 2026 |
| HUBBELL INCHUBB · Entity 3208 | Director | May 05, 2026 | May 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CMS ENERGY CORP
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 663,751 |
Reported balance
After 2026-03-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-26 · Grant · Acquired 19,681 · Balance 663,751 F1: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2023 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2: The total holdings reflect an adjustment of 2205 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment or equivalents pursuant to the Restricted Stock awards granted in accordance with the provisions of the CMS Performance Incentive Stock Plan. |
| Common StockSEC Table I · non-derivative | Direct | 637,918 |
Reported balance
After 2026-03-26 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-26 · Tax withholding · Disposed 25,833 · Balance 637,918 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2023 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
F2: The total holdings reflect an adjustment of 2205 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment or equivalents pursuant to the Restricted Stock awards granted in accordance with the provisions of the CMS Performance Incentive Stock Plan.
HUBBELL INC
Report date May 05, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,155 |
Reported balance
After 2026-05-05 transaction · row 1
1 source rowRow 1 · 2026-05-05 · Grant · Acquired 341 · Balance 1,155 F1: Restricted stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2026 Filed May 7, 2026 21:43 UTC | HUBBELL INC HUBB · Entity 3208 | GrantCommon Stock | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-032397 · wk-form4_1778190183.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,155 F1 · shares: Restricted stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2027. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 14:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 25,833 | $76.33 | $1,971,832.89 |
DisclosureSEC source: 0001635192-26-000007 · wk-form4_1774880916.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 637,918 Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 14:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 19,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001635192-26-000007 · wk-form4_1774880916.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 663,751 F1 · kind: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2023 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 2205 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment or equivalents pursuant to the Restricted Stock awards granted in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 19:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 123,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001635192-26-000005 · wk-form4_1770060954.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 641,865 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 16:36 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 28,390 | $71.53 | $2,030,736.70 |
DisclosureSEC source: 0001635192-26-000002 · wk-form4_1769618172.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 518,452 Read SEC document |
| January 26, 2026 Filed Jan 28, 2026 16:36 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001635192-26-000002 · wk-form4_1769618172.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,842 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2023 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · balance_after: The total holdings reflect an adjustment of 5,496 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment or equivalents pursuant to the Restricted Stock awards granted in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| May 06, 2025 Filed May 8, 2025 22:34 UTC | HUBBELL INC HUBB · Entity 3208 | GrantCommon Stock | 457 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-023978 · wk-form4_1746743644.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 814 F1 · shares: Restricted stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2026. Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 17:53 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 26,112 | $73.50 | $1,919,232.00 |
DisclosureSEC source: 0001635192-25-000002 · wk-form4_1742925187.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 539,106 Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 17:53 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 25,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001635192-25-000002 · wk-form4_1742925187.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,218 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2022 Restricted Stock Award ("Award") granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 2,041 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 30, 2025 Filed Feb 3, 2025 16:27 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 102,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-25-000020 · wk-form4_1738600040.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 538,114 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 19:23 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 24,867 | $65.77 | $1,635,502.59 |
DisclosureSEC source: 0000811156-25-000009 · wk-form4_1738351392.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 435,394 Read SEC document |
| January 29, 2025 Filed Jan 31, 2025 19:23 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,796 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-25-000009 · wk-form4_1738351392.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 460,261 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2022 Restricted Stock Award ("Award") granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan ("PISP"). F2 · balance_after: The total holdings reflect an adjustment of 360 additional shares of Common Stock of CMS acquired as a result of dividend reinvestment pursuant to the terms of the Award, and an adjustment of 5,250 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the Award. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 22:14 UTC | HUBBELL INC HUBB · Entity 3208 | GrantCommon Stock | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-048865 · wk-form4_1732227269.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357 F1 · price: Restricted Stock grant vesting on date of next regularly scheduled Annual Meeting of Shareholders to be held in 2025. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 21:12 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 25,935 | $58.97 | $1,529,386.95 |
DisclosureSEC source: 0000811156-24-000073 · wk-form4_1711487550.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 452,855 Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 21:12 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 26,209 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000073 · wk-form4_1711487550.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 478,790 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 110 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 2,288 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 19:39 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 113,133 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000040 · wk-form4_1706297926.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,183 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 15:08 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 18,914 | $56.44 | $1,067,506.16 |
DisclosureSEC source: 0000811156-24-000020 · wk-form4_1706022490.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,050 Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 15:08 UTC | CMS ENERGY CORP CMS · Entity 3244 | Disposition to issuerCommon Stock | 9,338 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-24-000020 · wk-form4_1706022490.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,964 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited of as a result of CMS failing to meet certain performance criteria established under the 2021 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 253 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 5,124 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 17:59 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,814 | $57.96 | $279,019.44 |
DisclosureSEC source: 0000811156-23-000029 · wf-form4_167993994361776.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,925 Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 17:59 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-23-000029 · wf-form4_167993994361776.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,739 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 597 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1661 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 19:29 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 93,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001635192-23-000003 · wf-form4_167510696638545.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,078 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 20:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,439 | $63.92 | $283,740.88 |
DisclosureSEC source: 0000811156-23-000008 · wf-form4_167407201427403.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,507 Read SEC document |
| January 15, 2023 Filed Jan 18, 2023 20:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Disposition to issuerCommon Stock | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-23-000008 · wf-form4_167407201427403.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,946 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were forfeited as a result of CMS failing to meet certain performance criteria established under the 2020 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 181 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 2860 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 19:44 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,453 | $66.20 | $294,788.60 |
DisclosureSEC source: 0000811156-22-000064 · wf-form4_164797827811593.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,461 Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 19:44 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000064 · wf-form4_164797827811593.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,914 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 58 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1023 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 27, 2022 Filed Jan 31, 2022 19:13 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 82,293 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000035 · wf-form4_164365640498800.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,633 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:33 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 6,626 | $63.75 | $422,407.50 |
DisclosureSEC source: 0000811156-22-000015 · wf-form4_164261721847376.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,340 Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:33 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-22-000015 · wf-form4_164261721847376.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,966 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") were acquired as a result of CMS exceeding certain performance criteria established under the 2019 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 151 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1800 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 4,946 | $58.35 | $288,599.10 |
DisclosureSEC source: 0000811156-21-000017 · wf-form4_161652961629066.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,222 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 20:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 4,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-21-000017 · wf-form4_161652961629066.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,168 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 52 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 724 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 78,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000123 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,325 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. Read SEC document |
| January 17, 2021 Filed Jan 21, 2021 00:31 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 7,260 | $58.62 | $425,581.20 |
DisclosureSEC source: 0000811156-21-000009 · primary_doc.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,621 Read SEC document |
| January 17, 2021 Filed Jan 21, 2021 00:31 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 4,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000811156-21-000009 · primary_doc.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,881 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2018 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 116 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 800 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,729 | $49.55 | $184,771.95 |
DisclosureSEC source: 0001246360-20-000974 · form.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,129 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000974 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,858 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 35 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 302 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 20:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 5,805 | $65.65 | $381,098.25 |
DisclosureSEC source: 0001246360-20-000259 · form.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,101 Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 20:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000259 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,906 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2017 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 16:56 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 15,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000242 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,603 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 85 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 730 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 2,741 | $55.22 | $151,358.02 |
DisclosureSEC source: 0001246360-19-001116 · form.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,945 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 19:21 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 1,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-001116 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,686 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain Performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 30 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 302 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,767 | $50.88 | $191,664.96 |
DisclosureSEC source: 0001246360-19-000258 · form.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,957 Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:35 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000258 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,724 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2016 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 17:14 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 16,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000206 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,125 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 80 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 748 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,064 | $43.81 | $134,233.84 |
DisclosureSEC source: 0001246360-18-001186 · form.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,479 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 15:00 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 3,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-001186 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,543 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. F2 · ownership.direct: The total holdings reflect an adjustment of 27 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 312 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | Tax withholdingCommon Stock | 3,783 | $44.05 | $166,641.15 |
DisclosureSEC source: 0001246360-18-000268 · form.xml · nonDerivative · entry 2 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,877 Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 19:42 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 2,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000268 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,660 F1 · shares: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2015 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| January 17, 2018 Filed Jan 19, 2018 14:49 UTC | CMS ENERGY CORP CMS · Entity 3244 | GrantCommon Stock | 17,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000226 · form.xml · nonDerivative · entry 1 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,115 F1 · shares: Restricted Stock granted by CMS Energy Corporation ("CMS") pursuant to CMS' Performance Incentive Stock Plan and subject to a three-year "cliff" vesting schedule. F2 · ownership.direct: The total holdings reflect an adjustment of 40 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 372 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 18:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 1,000 | $47.82 | $47,820.00 |
DisclosureSEC source: 0001246360-17-002617 · form.xml · nonDerivative · entry 4 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,307 Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 18:28 UTC | CMS ENERGY CORP CMS · Entity 3244 | SaleCommon Stock | 1,000 | $47.79 | $47,790.00 |
DisclosureSEC source: 0001246360-17-002617 · form.xml · nonDerivative · entry 3 Rochow Garrick J · CIK 0001635192 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F3 · ownership.direct: This transaction involved the subsequent sale of the securities gifted to the reporting person's spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.