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person · Reporting owner

MULROY DENNIS

Disclosed activity across 3 companies

Tapewire entity
49080
SEC CIK
0001276840

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ANAPTYSBIO, INCANAB · Entity 4640CHIEF FINANCIAL OFFICERJanuary 07, 2026January 10, 2026
Arcturus Therapeutics Holdings Inc.ARCT · Entity 5523Chief Financial OfficerMay 01, 2026May 07, 2026
LA JOLLA PHARMACEUTICAL COLJPC · Entity 124310Chief Financial OfficerMay 29, 2020June 02, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ANAPTYSBIO, INC

Report date January 07, 2026 · Filed January 10, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,852 Ending reported balance After 2026-01-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-01-07 · Exercise / conversion · Acquired 6,700 · Balance 24,367

F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

Row 2 · 2026-01-08 · Sale · Disposed 2,515 · Balance 21,852

F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect20,100 Reported balance After 2026-01-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-07 · Exercise / conversion · Disposed 6,700 · Balance 20,100

F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F3: The RSUs vests as to 25% of the total RSUs annually commencing on January 7, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.

F2: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3: The RSUs vests as to 25% of the total RSUs annually commencing on January 7, 2026 until fully vested, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

Arcturus Therapeutics Holdings Inc.

Report date May 01, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.63 · Expires 2036-05-01Direct100,000 Reported balance After 2026-05-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-01 · Grant · Acquired 100,000 · Balance 100,000

F1: Represents options to purchase shares of common stock granted pursuant to the Company's Amended and Restated 2019 Omnibus Equity Incentive Plan, as amended.

F2: The shares underlying this option vest 25% on May 1, 2027, the first anniversary of the date of grant, and the remainder vest in equal increments on each successive one-month anniversary thereafter for the next thirty-six months.

Filing footnotes · ownership attribution and instrument terms

F1: Represents options to purchase shares of common stock granted pursuant to the Company's Amended and Restated 2019 Omnibus Equity Incentive Plan, as amended.

F2: The shares underlying this option vest 25% on May 1, 2027, the first anniversary of the date of grant, and the remainder vest in equal increments on each successive one-month anniversary thereafter for the next thirty-six months.

LA JOLLA PHARMACEUTICAL CO

Report date May 29, 2020 · Filed June 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,067 Reported balance After 2020-05-29 transaction · row 1
1 source row

Row 1 · 2020-05-29 · Grant · Acquired 82 · Balance 5,067

F1: These shares were acquired on 05/29/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.72 · Expires 2030-05-29Direct82 Reported balance After 2020-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-29 · Grant · Acquired 82 · Balance 82

F2: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were acquired on 05/29/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 17, 2021 22:16 UTC ANAPTYSBIO, INC ANAB · Entity 4640 GrantCommon Stock 964 $22.03 $21,236.92
Disclosure

SEC source: 0001209191-21-065166 · doc4.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964

F1 · shares: Represents shares of Common Stock acquired pursuant to the Issuer's Employee Stock Purchase Plan ("ESPP"), for the purchase period through November 15, 2021. In accordance with the ESPP, these shares were purchased at 85% of the lesser of the closing price of the Issuer's Common Stock on May 17, 2021 and November 15, 2021.

Read SEC document
February 10, 2021 Filed Feb 13, 2021 02:27 UTC ANAPTYSBIO, INC ANAB · Entity 4640 GrantStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $29.70 $0.00
Disclosure

SEC source: 0001209191-21-010514 · doc4.xml · derivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2031-02-09

F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the shares subject to the option on February 10, 2022, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 21:04 UTC ANAPTYSBIO, INC ANAB · Entity 4640 GrantEmployee Stock Option (Right to Buy) · Derivative 90,600 $0.00 Strike: $20.16 $0.00
Disclosure

SEC source: 0001209191-20-042505 · doc4.xml · derivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,600

Underlying: Common Stock · 90,600 shares

Expires 2030-07-12

F1 · derivative.exercise_date: The stock option vests and becomes exercisable as to 25% of the shares subject to the option on July 15, 2021, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 82 $0.00 Strike: $4.72 $0.00
Disclosure

SEC source: 0000920465-20-000083 · wf-form4_159112816720839.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82

Underlying: Common Stock · 82 shares

Expires 2030-05-29

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 82 $4.01 $328.82
Disclosure

SEC source: 0000920465-20-000083 · wf-form4_159112816720839.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,067

F1 · kind: These shares were acquired on 05/29/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 15, 2020 Filed May 19, 2020 16:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 56 $0.00 Strike: $6.89 $0.00
Disclosure

SEC source: 0000920465-20-000076 · wf-form4_158991874112950.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56

Underlying: Common Stock · 56 shares

Expires 2030-05-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 15, 2020 Filed May 19, 2020 16:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 56 $5.86 $328.16
Disclosure

SEC source: 0000920465-20-000076 · wf-form4_158991874112950.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,985

F1 · kind: These shares were acquired on 05/15/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 30, 2020 Filed May 4, 2020 16:08 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 53 $0.00 Strike: $7.26 $0.00
Disclosure

SEC source: 0000920465-20-000063 · wf-form4_158862290582559.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

Underlying: Common Stock · 53 shares

Expires 2030-04-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 30, 2020 Filed May 4, 2020 16:08 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 53 $6.17 $327.01
Disclosure

SEC source: 0000920465-20-000063 · wf-form4_158862290582559.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,929

F1 · kind: These shares were acquired on 04/30/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 15, 2020 Filed Apr 17, 2020 16:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 58 $0.00 Strike: $6.60 $0.00
Disclosure

SEC source: 0000920465-20-000051 · wf-form4_158715380065813.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Stock · 58 shares

Expires 2030-04-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 16:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 58 $5.61 $325.38
Disclosure

SEC source: 0000920465-20-000051 · wf-form4_158715380065813.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,876

F1 · kind: These shares were acquired on 04/15/2020 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
January 09, 2020 Filed Jan 13, 2020 16:17 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0000920465-20-000012 · wf-form4_157895022932210.xml · derivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-01-09

F1 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:34 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 16 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0000920465-20-000003 · wf-form4_157808725121090.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Stock · 16 shares

Expires 2029-12-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:34 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 16 $3.34 $53.44
Disclosure

SEC source: 0000920465-20-000003 · wf-form4_157808725121090.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,818

F1 · kind: These shares were acquired on 12/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 112 $0.00 Strike: $3.35 $0.00
Disclosure

SEC source: 0000920465-19-000174 · wf-form4_157661659450059.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 112 shares

Expires 2029-12-13

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 16:03 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 112 $2.85 $319.20
Disclosure

SEC source: 0000920465-19-000174 · wf-form4_157661659450059.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,802

F1 · kind: These shares were acquired on 12/13/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 29, 2019 Filed Dec 3, 2019 16:27 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 138 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0000920465-19-000168 · wf-form4_157540844730842.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138

Underlying: Common Stock · 138 shares

Expires 2029-11-29

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 16:27 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 138 $2.33 $321.54
Disclosure

SEC source: 0000920465-19-000168 · wf-form4_157540844730842.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690

F1 · kind: These shares were acquired on 11/29/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 62 $0.00 Strike: $6.02 $0.00
Disclosure

SEC source: 0000920465-19-000162 · wf-form4_157419790020747.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62

Underlying: Common Stock · 62 shares

Expires 2029-11-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 16:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 62 $5.12 $317.44
Disclosure

SEC source: 0000920465-19-000162 · wf-form4_157419790020747.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,552

F1 · kind: These shares were acquired on 11/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 31, 2019 Filed Nov 5, 2019 16:04 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 267 $0.00 Strike: $7.02 $0.00
Disclosure

SEC source: 0000920465-19-000150 · wf-form4_157298788254421.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

Underlying: Common Stock · 267 shares

Expires 2029-10-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
October 31, 2019 Filed Nov 5, 2019 16:04 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 267 $5.96 $1,591.32
Disclosure

SEC source: 0000920465-19-000150 · wf-form4_157298788254421.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,490

F1 · kind: These shares were acquired on 10/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
October 15, 2019 Filed Oct 17, 2019 17:41 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 224 $0.00 Strike: $8.38 $0.00
Disclosure

SEC source: 0000920465-19-000143 · wf-form4_157134842257231.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224

Underlying: Common Stock · 224 shares

Expires 2029-10-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 17:41 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 224 $7.12 $1,594.88
Disclosure

SEC source: 0000920465-19-000143 · wf-form4_157134842257231.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,223

F1 · kind: These shares were acquired on 10/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 213 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0000920465-19-000136 · wf-form4_157005031693872.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

Underlying: Common Stock · 213 shares

Expires 2029-09-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 17:05 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 213 $7.48 $1,593.24
Disclosure

SEC source: 0000920465-19-000136 · wf-form4_157005031693872.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,999

F1 · kind: These shares were acquired on 09/30/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:24 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 171 $0.00 Strike: $10.92 $0.00
Disclosure

SEC source: 0000920465-19-000128 · wf-form4_156867625577243.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2029-09-13

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 19:24 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 171 $9.28 $1,586.88
Disclosure

SEC source: 0000920465-19-000128 · wf-form4_156867625577243.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,786

F1 · kind: These shares were acquired on 09/13/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:13 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 196 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0000920465-19-000121 · wf-form4_156754156886073.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Stock · 196 shares

Expires 2029-08-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:13 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 196 $8.13 $1,593.48
Disclosure

SEC source: 0000920465-19-000121 · wf-form4_156754156886073.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,615

F1 · kind: These shares were acquired on 08/30/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
August 15, 2019 Filed Aug 16, 2019 16:50 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 198 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0000920465-19-000110 · wf-form4_156598862430306.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Underlying: Common Stock · 198 shares

Expires 2029-08-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

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August 15, 2019 Filed Aug 16, 2019 16:50 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 198 $8.02 $1,587.96
Disclosure

SEC source: 0000920465-19-000110 · wf-form4_156598862430306.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,419

F1 · kind: These shares were acquired on 08/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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July 31, 2019 Filed Aug 2, 2019 16:59 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 224 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0000920465-19-000105 · wf-form4_156477958390697.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224

Underlying: Common Stock · 224 shares

Expires 2029-07-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

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July 31, 2019 Filed Aug 2, 2019 16:59 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 224 $7.11 $1,592.64
Disclosure

SEC source: 0000920465-19-000105 · wf-form4_156477958390697.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221

F1 · kind: These shares were acquired on 07/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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July 15, 2019 Filed Jul 17, 2019 17:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 203 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0000920465-19-000098 · wf-form4_156339784958788.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203

Underlying: Common Stock · 203 shares

Expires 2029-07-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 17:11 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 203 $7.85 $1,593.55
Disclosure

SEC source: 0000920465-19-000098 · wf-form4_156339784958788.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,997

F1 · kind: These shares were acquired on 07/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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June 28, 2019 Filed Jul 1, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 202 $0.00 Strike: $9.25 $0.00
Disclosure

SEC source: 0000920465-19-000094 · wf-form4_156201911135934.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Stock · 202 shares

Expires 2029-06-28

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

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June 28, 2019 Filed Jul 1, 2019 18:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 202 $7.86 $1,587.72
Disclosure

SEC source: 0000920465-19-000094 · wf-form4_156201911135934.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,794

F1 · kind: These shares were acquired on 06/28/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

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June 14, 2019 Filed Jun 18, 2019 16:44 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 193 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0000920465-19-000089 · wf-form4_156089067598117.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193

Underlying: Common Stock · 193 shares

Expires 2029-06-14

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
June 14, 2019 Filed Jun 18, 2019 16:44 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 193 $8.25 $1,592.25
Disclosure

SEC source: 0000920465-19-000089 · wf-form4_156089067598117.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,592

F1 · kind: These shares were acquired on 06/14/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 31, 2019 Filed Jun 3, 2019 19:26 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 347 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0000920465-19-000083 · wf-form4_155960436247457.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347

Underlying: Common Stock · 347 shares

Expires 2029-05-31

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

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May 31, 2019 Filed Jun 3, 2019 19:26 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 347 $4.58 $1,589.26
Disclosure

SEC source: 0000920465-19-000083 · wf-form4_155960436247457.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,399

F1 · kind: These shares were acquired on 05/31/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
May 15, 2019 Filed May 17, 2019 16:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 285 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0000920465-19-000079 · wf-form4_155812355260353.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285

Underlying: Common Stock · 285 shares

Expires 2029-05-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
May 15, 2019 Filed May 17, 2019 16:06 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 285 $5.58 $1,590.30
Disclosure

SEC source: 0000920465-19-000079 · wf-form4_155812355260353.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

F1 · kind: These shares were acquired on 05/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 30, 2019 Filed May 2, 2019 17:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 233 $0.00 Strike: $8.05 $0.00
Disclosure

SEC source: 0000920465-19-000071 · wf-form4_155683152923189.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233

Underlying: Common Stock · 233 shares

Expires 2029-04-30

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:12 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 233 $6.84 $1,593.72
Disclosure

SEC source: 0000920465-19-000071 · wf-form4_155683152923189.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767

F1 · kind: These shares were acquired on 04/30/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:02 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 261 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0000920465-19-000061 · wf-form4_155553493410654.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 261 shares

Expires 2029-04-15

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 17:02 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 261 $6.09 $1,589.49
Disclosure

SEC source: 0000920465-19-000061 · wf-form4_155553493410654.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534

F1 · kind: These shares were acquired on 04/15/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document
March 29, 2019 Filed Apr 2, 2019 19:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantStock Option (Right to Buy) · Derivative 59 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0000920465-19-000058 · wf-form4_155424645767599.xml · derivative · entry 2

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

Underlying: Common Stock · 59 shares

Expires 2029-03-29

F2 · derivative.exercise_date: The stock option vests and becomes exercisable with respect to 25% of the underlying shares on the one-year anniversary of grant date and then vests and becomes exercisable ratably on a monthly basis over the next three years.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 19:07 UTC LA JOLLA PHARMACEUTICAL CO LJPC · Entity 124310 GrantCommon Stock 59 $5.47 $322.73
Disclosure

SEC source: 0000920465-19-000058 · wf-form4_155424645767599.xml · nonDerivative · entry 1

MULROY DENNIS · CIK 0001276840 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273

F1 · kind: These shares were acquired on 03/29/2019 through the La Jolla Pharmaceutical Company 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.