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SANFILIPPO ANTHONY MICHAEL

Disclosed activity across 4 companies

Tapewire entity
48802
SEC CIK
0001257587

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PAPA JOHNS INTERNATIONAL INCPZZA · Entity 5165DirectorNovember 29, 2024December 02, 2024
WYNN RESORTS LTDWYNN · Entity 3557DirectorMay 06, 2026May 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PAPA JOHNS INTERNATIONAL INC

Report date November 29, 2024 · Filed December 02, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,504.2845 Ending reported balance After 2024-11-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-11-29 · Grant · Acquired 109 · Balance 21,420.2215

F1: Acquisition of dividend equivalent rights on annual restricted stock unit awards.

Row 2 · 2024-11-29 · Grant · Acquired 84.063 · Balance 21,504.2845

F2: Acquisition of dividends on shares held in Nonqualified Deferred Compensation Plan.

Common StockSEC Table I · non-derivativeIndirectby Sanfilippo Family Trust3,000 Reported balance Holding disclosure · report date 2024-11-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 3,000

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition of dividend equivalent rights on annual restricted stock unit awards.

F2: Acquisition of dividends on shares held in Nonqualified Deferred Compensation Plan.

WYNN RESORTS LTD

Report date May 06, 2026 · Filed May 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect158,420 Reported balance After 2026-05-06 transaction · row 1
1 source row

Row 1 · 2026-05-06 · Grant · Acquired 2,354 · Balance 158,420

F1: Restricted shares of common stock, par value $0.01 per share, of Wynn Resorts, Limited ("the Company") granted pursuant to the Company's Amended and Restated 2014 Omnibus Incentive Plan. Shares will vest in full on May 6, 2027, provided that if the reporting person's service with the Company is terminated for any reason other than death or complete disability, all restricted shares that are subject to restrictions upon the date of termination shall be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted shares of common stock, par value $0.01 per share, of Wynn Resorts, Limited ("the Company") granted pursuant to the Company's Amended and Restated 2014 Omnibus Incentive Plan. Shares will vest in full on May 6, 2027, provided that if the reporting person's service with the Company is terminated for any reason other than death or complete disability, all restricted shares that are subject to restrictions upon the date of termination shall be forfeited.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pinnacle Entertainment, Inc.

Report date October 15, 2018 · Filed October 16, 2018

Section 16 reporting ended · disclosed 2018-10-16. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-10-15 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2018-10-01 · Gift · Disposed 26,263 · Balance 825,542

F1: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on October 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Row 3 · 2018-10-15 · Disposition to issuer · Disposed 825,542 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectBy Sanfilippo Family Trust1,080,067 Reported balance After 2018-10-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-10-01 · Gift · Acquired 26,263 · Balance 1,080,067

F1: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on October 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Sanfilippo Family Trust0 Reported balance After 2018-10-15 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-10-15 · Disposition to issuer · Disposed 1,080,067 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan0 Reported balance After 2018-10-15 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-10-15 · Disposition to issuer · Disposed 1,810 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.56 · Expires 2020-03-14Direct0 Reported balance After 2018-10-15 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-10-15 · Disposition to issuer · Disposed 250,000 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F4: The stock options vested in five annual installments on March 14, 2011, 2012, 2013, 2014 and 2015.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.86 · Expires 2019-05-22Direct0 Reported balance After 2018-10-15 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-10-15 · Disposition to issuer · Disposed 200,000 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F6: The stock options vested in four annual installments on May 22, 2013, 2014, 2015 and 2016.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.19 · Expires 2020-05-21Direct0 Reported balance After 2018-10-15 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-10-15 · Disposition to issuer · Disposed 105,366 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F7: The stock options vested in four annual installments on May 21, 2014, 2015, 2016 and 2017.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.97 · Expires 2021-05-20Direct0 Reported balance After 2018-10-15 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-10-15 · Disposition to issuer · Disposed 110,760 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F8: The stock options vested in four annual installments on May 20, 2015, 2016, 2017 and 2018.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.98 · Expires 2024-08-18Direct0 Reported balance After 2018-10-15 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-10-15 · Disposition to issuer · Disposed 50,000 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F9: The stock options vest and become exercisable in two annual installments on August 18, 2018 and August 18, 2019.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.55 · Expires 2022-10-05Direct0 Reported balance After 2018-10-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-10-15 · Disposition to issuer · Disposed 156,060 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F10: The stock options vest and become exercisable in four annual installments on October 5, 2016, 2017, 2018 and 2019.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.51 · Expires 2023-04-28Direct0 Reported balance After 2018-10-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-10-15 · Disposition to issuer · Disposed 290,910 · Balance 0

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F11: The stock options vest and become exercisable in four annual installments on April 28, 2017, 2018, 2019 and 2020.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on October 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

F2: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

F4: The stock options vested in five annual installments on March 14, 2011, 2012, 2013, 2014 and 2015.

F5: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F6: The stock options vested in four annual installments on May 22, 2013, 2014, 2015 and 2016.

F7: The stock options vested in four annual installments on May 21, 2014, 2015, 2016 and 2017.

F8: The stock options vested in four annual installments on May 20, 2015, 2016, 2017 and 2018.

F9: The stock options vest and become exercisable in two annual installments on August 18, 2018 and August 18, 2019.

F10: The stock options vest and become exercisable in four annual installments on October 5, 2016, 2017, 2018 and 2019.

F11: The stock options vest and become exercisable in four annual installments on April 28, 2017, 2018, 2019 and 2020.

TIVITY HEALTH, INC.

Report date June 28, 2022 · Filed June 29, 2022

Section 16 reporting ended · disclosed 2022-06-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-06-28 transaction · row 1
1 source row

Row 1 · 2022-06-28 · Disposition to issuer · Disposed 487,840 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of April 5, 2022 (the "Merger Agreement"), by and among Tivity Health OpCo Parent, Inc. (f/k/a Titan-Atlas Parent, Inc.), a Delaware corporation ("Parent"), Titan-Atlas Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent ("Merger Sub"), and Tivity Health, Inc. (the "Company"), each share of common stock, par value $0.001 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $32.50.

Common StockSEC Table I · non-derivativeIndirectBy Spouse as Trustee for Monarch Trust0 Reported balance After 2022-06-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-06-28 · Disposition to issuer · Disposed 15,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of April 5, 2022 (the "Merger Agreement"), by and among Tivity Health OpCo Parent, Inc. (f/k/a Titan-Atlas Parent, Inc.), a Delaware corporation ("Parent"), Titan-Atlas Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent ("Merger Sub"), and Tivity Health, Inc. (the "Company"), each share of common stock, par value $0.001 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $32.50.

Common StockSEC Table I · non-derivativeIndirectBy Self as Beneficiary of Vita Trust0 Reported balance After 2022-06-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-06-28 · Disposition to issuer · Disposed 240,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of April 5, 2022 (the "Merger Agreement"), by and among Tivity Health OpCo Parent, Inc. (f/k/a Titan-Atlas Parent, Inc.), a Delaware corporation ("Parent"), Titan-Atlas Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent ("Merger Sub"), and Tivity Health, Inc. (the "Company"), each share of common stock, par value $0.001 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $32.50.

Common StockSEC Table I · non-derivativeIndirectBy Self as Trustee for Sanfilippo Family Trust0 Reported balance After 2022-06-28 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2022-06-28 · Disposition to issuer · Disposed 18,131 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of April 5, 2022 (the "Merger Agreement"), by and among Tivity Health OpCo Parent, Inc. (f/k/a Titan-Atlas Parent, Inc.), a Delaware corporation ("Parent"), Titan-Atlas Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent ("Merger Sub"), and Tivity Health, Inc. (the "Company"), each share of common stock, par value $0.001 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $32.50.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of April 5, 2022 (the "Merger Agreement"), by and among Tivity Health OpCo Parent, Inc. (f/k/a Titan-Atlas Parent, Inc.), a Delaware corporation ("Parent"), Titan-Atlas Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent ("Merger Sub"), and Tivity Health, Inc. (the "Company"), each share of common stock, par value $0.001 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $32.50.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2019 Filed May 13, 2019 21:41 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 GrantCommon Stock 2,937 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-007845 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653.9925

F1 · kind: Grant of restricted stock units which become fully vested upon the earlier of (i) the first anniversary of the date of the grant of the award; or (ii) the date of the Company's 2020 annual meeting of stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death or disability. Should the reporting person terminate service for any other reason, a prorated number of the restricted stock units will vest.

Read SEC document
April 30, 2019 Filed May 1, 2019 20:40 UTC PAPA JOHNS INTERNATIONAL INC PZZA · Entity 5165 GrantCommon Stock 716.9925 $51.14 $36,667.00
Disclosure

SEC source: 0001225208-19-007499 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716.9925

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 290,910 Not disclosed Strike: $11.51 Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · derivative · entry 12

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 290,910 shares

Expires 2023-04-28

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F11 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments on April 28, 2017, 2018, 2019 and 2020.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 156,060 Not disclosed Strike: $10.55 Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · derivative · entry 11

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156,060 shares

Expires 2022-10-05

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F10 · derivative.exercise_date: The stock options vest and become exercisable in four annual installments on October 5, 2016, 2017, 2018 and 2019.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 50,000 Not disclosed Strike: $6.98 Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · derivative · entry 10

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-08-18

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F9 · derivative.exercise_date: The stock options vest and become exercisable in two annual installments on August 18, 2018 and August 18, 2019.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 110,760 Not disclosed Strike: $6.97 Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · derivative · entry 9

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,760 shares

Expires 2021-05-20

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F8 · derivative.exercise_date: The stock options vested in four annual installments on May 20, 2015, 2016, 2017 and 2018.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 105,366 Not disclosed Strike: $6.19 Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · derivative · entry 8

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,366 shares

Expires 2020-05-21

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F7 · derivative.exercise_date: The stock options vested in four annual installments on May 21, 2014, 2015, 2016 and 2017.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 200,000 Not disclosed Strike: $2.86 Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · derivative · entry 7

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2019-05-22

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F6 · derivative.exercise_date: The stock options vested in four annual installments on May 22, 2013, 2014, 2015 and 2016.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerStock Options (Right to Buy) · Derivative 250,000 Not disclosed Strike: $2.56 Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · derivative · entry 6

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2020-03-14

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F5 · price: Disposed of pursuant to the Merger Agreement, whereby at the Effective Time each outstanding and vested Issuer stock option other than any vested Issuer stock option that had an exercise price equal to or greater than the Merger Consideration (each such stock option, an "Underwater Option"), was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price applicable to such stock option (which exercise price was deducted first ratably from the stock and cash portions of the Merger Consideration to reduce the number of shares delivered to the Reporting Person).

F4 · derivative.exercise_date: The stock options vested in five annual installments on March 14, 2011, 2012, 2013, 2014 and 2015.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerCommon Stock 1,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · nonDerivative · entry 5

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 0

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerCommon Stock 1,080,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · nonDerivative · entry 4

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 0

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Read SEC document
October 15, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Disposition to issuerCommon Stock 825,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · nonDerivative · entry 3

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of December 17, 2017 (the "Merger Agreement," and the merger contemplated thereby, the "Merger"), by and among Pinnacle Entertainment, Inc. (the "Issuer"), Penn National Gaming, Inc. ("Penn") and Franchise Merger Sub, Inc.

F3 · price: Disposed of pursuant to the Merger Agreement, whereby at the effective time of the Merger (the "Effective Time") each share of Issuer common stock was cancelled and automatically converted into the right to receive $20 in cash, and 0.42 shares of Penn common stock (together, the "Merger Consideration"), with the fractional shares being paid in cash as provided in the Merger Agreement.

Read SEC document
October 01, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 26,263 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 1,080,067

F1 · kind: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on October 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
October 01, 2018 Filed Oct 16, 2018 12:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 26,263 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-055053 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,542

F1 · kind: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on October 1, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
August 29, 2018 Filed Sep 10, 2018 17:05 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 224,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050304 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 1,053,804

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on August 29, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
August 29, 2018 Filed Sep 10, 2018 17:05 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 224,607 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-050304 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,805

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on August 29, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 18:50 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001209191-18-048866 · doc4.xml · derivative · entry 5

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 200,000 shares

Expires 2020-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in five equal annual installments on March 14, 2011, 2012, 2013, 2014 and 2015.

Read SEC document
August 27, 2018 Filed Aug 29, 2018 18:50 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 87,691 $34.54 $3,028,847.14
Disclosure

SEC source: 0001209191-18-048866 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,412

Read SEC document
August 27, 2018 Filed Aug 29, 2018 18:50 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 200,000 $2.56 $512,000.00
Disclosure

SEC source: 0001209191-18-048866 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,164,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 16:58 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionStock Options (Right to Buy) · Derivative 200,000 $0.00 Strike: $2.56 $0.00
Disclosure

SEC source: 0001209191-18-048387 · doc4.xml · derivative · entry 5

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 200,000 shares

Expires 2020-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in five equal annual installments on March 14, 2011, 2012, 2013, 2014 and 2015.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 16:58 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 87,702 $34.50 $3,025,719.00
Disclosure

SEC source: 0001209191-18-048387 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,103

Read SEC document
August 23, 2018 Filed Aug 24, 2018 16:58 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Exercise / conversionCommon Stock 200,000 $2.56 $512,000.00
Disclosure

SEC source: 0001209191-18-048387 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:07 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 91,476 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044613 · doc4.xml · nonDerivative · entry 3

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 829,197

F2 · shares: On July 27, 2018, a Grantor Retained Annuity Trust distributed 91,476 shares of common stock to the Sanfilippo Family Trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person. The reporting person no longer has a reportable beneficial interest in 19,803 shares of common stock owned by his daughter, which were included in the reporting person's prior ownership reports.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:07 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 91,476 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044613 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 0

F2 · shares: On July 27, 2018, a Grantor Retained Annuity Trust distributed 91,476 shares of common stock to the Sanfilippo Family Trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person. The reporting person no longer has a reportable beneficial interest in 19,803 shares of common stock owned by his daughter, which were included in the reporting person's prior ownership reports.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:07 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 281,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-044613 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 91,476

F1 · shares: On July 27, 2018, a Grantor Retained Annuity Trust distributed 281,791 shares of common stock to the remaindermen of the trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.

Read SEC document
May 23, 2018 Filed Jun 4, 2018 19:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 3,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035359 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 737,721

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 23, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
May 23, 2018 Filed Jun 4, 2018 19:11 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 3,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035359 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,805

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 23, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
May 20, 2018 Filed May 22, 2018 17:12 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 Tax withholdingCommon Stock 2,326 $34.30 $79,781.80
Disclosure

SEC source: 0001209191-18-032351 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,389

Read SEC document
May 03, 2018 Filed May 15, 2018 17:12 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 32,998 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030260 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 734,137

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
May 03, 2018 Filed May 15, 2018 17:12 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 32,998 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030260 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,715

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 3, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
February 27, 2018 Filed Mar 16, 2018 16:57 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 38,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020246 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 701,139

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on February 27, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
February 27, 2018 Filed Mar 16, 2018 16:57 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 38,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020246 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,713

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on February 27, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
January 26, 2018 Filed Jan 26, 2018 18:02 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GrantCommon Stock 111,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005694 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,298

Read SEC document
January 26, 2018 Filed Jan 26, 2018 18:02 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GrantCommon Stock 56,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005694 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818,298

F1 · kind: The securities reported are restricted stock with performance conditions which are subject to a performance period from January 1, 2018 to December 31, 2020.

F1 · shares: The securities reported are restricted stock with performance conditions which are subject to a performance period from January 1, 2018 to December 31, 2020.

Read SEC document
January 05, 2018 Filed Jan 10, 2018 18:40 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-003165 · doc4.xml · nonDerivative · entry 5

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 662,554

F3 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on January 5, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
January 05, 2018 Filed Jan 10, 2018 18:40 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-003165 · doc4.xml · nonDerivative · entry 4

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 762,298

F3 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on January 5, 2018. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
January 04, 2018 Filed Jan 10, 2018 18:40 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 14,803 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-003165 · doc4.xml · nonDerivative · entry 3

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 19,803

F2 · shares: On January 4, 2018, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 14,803 shares of common stock to the reporting person's daughter, who shares the reporting person's household, pursuant to the terms of the Grantor Retained Annuity Trust. The reporting person no longer has a reportable beneficial interest in 3,000 shares and 2,500 shares of common stock owned by his other daughters, which were included in the reporting person's prior ownership reports.

Read SEC document
January 04, 2018 Filed Jan 10, 2018 18:40 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 14,803 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-003165 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 373,267

F2 · shares: On January 4, 2018, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 14,803 shares of common stock to the reporting person's daughter, who shares the reporting person's household, pursuant to the terms of the Grantor Retained Annuity Trust. The reporting person no longer has a reportable beneficial interest in 3,000 shares and 2,500 shares of common stock owned by his other daughters, which were included in the reporting person's prior ownership reports.

Read SEC document
January 04, 2018 Filed Jan 10, 2018 18:40 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 44,411 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-003165 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 388,070

F1 · shares: On January 4, 2018, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 44,411 shares of common stock, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:13 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 26,264 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057197 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 622,554

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on October 12, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:13 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 26,264 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057197 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,298

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on October 12, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:06 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 PurchaseCommon Stock 21,600 $18.85 $407,160.00
Disclosure

SEC source: 0001209191-17-053209 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 596,290

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.80 to $19.00, inclusive. The reporting person undertakes to provide to Pinnacle Entertainment, Inc., any security holder of Pinnacle Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 17:16 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-050329 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 574,690

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on August 23, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
August 23, 2017 Filed Aug 25, 2017 17:16 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-050329 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,562

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on August 23, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

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July 27, 2017 Filed Jul 28, 2017 16:35 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 126,733 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046597 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 474,690

F1 · shares: On July 27, 2017, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 126,733 shares of common stock to the Sanfilippo Family Trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.

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July 27, 2017 Filed Jul 28, 2017 16:35 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 126,733 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046597 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 432,481

F1 · shares: On July 27, 2017, a Grantor Retained Annuity Trust for the benefit of the reporting person and his children distributed 126,733 shares of common stock to the Sanfilippo Family Trust, pursuant to the terms of the Grantor Retained Annuity Trust. These shares were previously reported as indirectly beneficially owned by the reporting person.

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May 26, 2017 Filed Jun 7, 2017 16:46 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 12,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038323 · doc4.xml · nonDerivative · entry 4

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 347,957

F2 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 26, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

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May 26, 2017 Filed Jun 7, 2017 16:46 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 12,531 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038323 · doc4.xml · nonDerivative · entry 3

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,562

F2 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 26, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

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May 08, 2017 Filed Jun 7, 2017 16:46 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 32,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038323 · doc4.xml · nonDerivative · entry 2

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanfilippo Family Trust

Disclosed balance after: 335,426

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 8, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

Read SEC document
May 08, 2017 Filed Jun 7, 2017 16:46 UTC Pinnacle Entertainment, Inc. PNK · Entity 162958 GiftCommon Stock 32,997 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-038323 · doc4.xml · nonDerivative · entry 1

SANFILIPPO ANTHONY MICHAEL · CIK 0001257587 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,093

F1 · shares: This transaction involved a gift of shares by the reporting person to the Sanfilippo Family Trust, a living trust, on May 8, 2017. These shares were previously reported as directly beneficially owned by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.