Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| National Bank Holdings CorpNBHC · Entity 4575 | Director | May 06, 2026 | May 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
National Bank Holdings Corp
Report date May 06, 2026 · Filed May 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,385 |
Reported balance
After 2026-05-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-06 · Tax withholding · Disposed 613 · Balance 32,385 F1: Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025. |
| Common StockSEC Table I · non-derivative | Direct | 35,538 |
Reported balance
After 2026-05-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-07 · Grant · Acquired 3,153 · Balance 35,538 F2: This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid. F3: Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025.
F2: This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.
F3: Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2026 Filed May 8, 2026 20:27 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001300695-26-000002 · form4-05082026_080555.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,538 F2 · price: This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid. F3 · balance_after: Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting. Read SEC document |
| May 06, 2026 Filed May 8, 2026 20:27 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 613 | $42.96 | $26,334.48 |
DisclosureSEC source: 0001300695-26-000002 · form4-05082026_080555.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,385 F1 · shares: Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 22:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 414 | $37.20 | $15,400.80 |
DisclosureSEC source: 0001300695-25-000004 · form4-10292025_101031.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,998 F1 · shares: Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted to the reporting person on 04/30/2025, which was previously reported in Table I of reporting person's Form 4 filed on 05/01/2025. Read SEC document |
| April 30, 2025 Filed May 2, 2025 01:43 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-011709 · form4-05022025_010517.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,412 F1 · balance_after: Total includes 3,318 unvested shares of restricted stock awarded under the NBHC 2023 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2026 Annual Meeting of Shareholders. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 22:40 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 663 | $45.50 | $30,166.50 |
DisclosureSEC source: 0001415889-24-025785 · form4-10302024_101051.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,094 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 28, 2024. Read SEC document |
| August 22, 2024 Filed Aug 23, 2024 20:06 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 4,057 | $42.00 | $170,394.00 |
DisclosureSEC source: 0001415889-24-022125 · form4-08232024_080816.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,757 Read SEC document |
| May 01, 2024 Filed May 3, 2024 01:07 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 3,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012097 · form4-05032024_010504.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,814 F2 · shares: Total includes 3,589 unvested shares of restricted stock awarded under the NBHC 2023 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2025 Annual Meeting of Shareholders. Read SEC document |
| April 30, 2024 Filed May 3, 2024 01:07 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 795 | $32.73 | $26,020.35 |
DisclosureSEC source: 0001415889-24-012097 · form4-05032024_010504.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,225 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on April 30, 2024. Read SEC document |
| November 05, 2023 Filed Nov 7, 2023 23:37 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 795 | $32.28 | $25,662.60 |
DisclosureSEC source: 0001415889-23-014859 · form4-11072023_111154.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,020 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 5, 2023. Read SEC document |
| May 09, 2023 Filed May 10, 2023 22:12 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 4,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007741 · form4-05102023_100551.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,815 F1 · shares: Total includes 4,302 unvested shares of restricted stock awarded under the NBHC 2023 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2024 Annual Meeting of Shareholders. Read SEC document |
| October 30, 2022 Filed Nov 2, 2022 00:57 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 543 | $41.94 | $22,773.42 |
DisclosureSEC source: 0001415889-22-010965 · form4-11012022_051119.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,513 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2022. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:06 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 4,826 | $41.00 | $197,866.00 |
DisclosureSEC source: 0001415889-22-008016 · form4-07282022_020738.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,056 Read SEC document |
| May 03, 2022 Filed May 4, 2022 23:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004657 · form4-05042022_040503.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,882 F2 · balance_after: Total includes 2,938 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2023 Annual Meeting of Shareholders. Read SEC document |
| May 02, 2022 Filed May 4, 2022 23:44 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 511 | $37.03 | $18,922.33 |
DisclosureSEC source: 0001415889-22-004657 · form4-05042022_040503.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,944 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2022. Read SEC document |
| October 31, 2021 Filed Nov 3, 2021 00:13 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 510 | $43.37 | $22,118.70 |
DisclosureSEC source: 0001179110-21-009787 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,455 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2021. Read SEC document |
| May 04, 2021 Filed May 5, 2021 23:16 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004927 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,965 F2 · balance_after: Total includes 2,763 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2022 Annual Meeting of Shareholders. Read SEC document |
| May 03, 2021 Filed May 5, 2021 23:16 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 815 | $39.70 | $32,355.50 |
DisclosureSEC source: 0001179110-21-004927 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,202 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2021. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 21:43 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 4,910 | $40.40 | $198,364.00 |
DisclosureSEC source: 0001179110-21-004653 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,017 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 23:55 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 771 | $30.15 | $23,245.65 |
DisclosureSEC source: 0001179110-20-010773 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,927 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 1, 2020. Read SEC document |
| May 05, 2020 Filed May 6, 2020 22:17 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 4,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005527 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,698 F1 · balance_after: Total includes 4,408 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2021 Annual Meeting of Shareholders. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 23:04 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 510 | $35.89 | $18,303.90 |
DisclosureSEC source: 0001179110-19-011532 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,290 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on November 5, 2019. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005880 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 F2 · balance_after: Total includes 2,916 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2020 Annual Meeting of Shareholders. Read SEC document |
| May 08, 2019 Filed May 10, 2019 21:11 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 445 | $37.63 | $16,745.35 |
DisclosureSEC source: 0001179110-19-005880 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,884 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 8, 2019. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 23:21 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,750 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005185 · edgar.xml · derivative · entry 3 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012. Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 23:21 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 4,668 | $37.49 | $175,003.32 |
DisclosureSEC source: 0001179110-19-005185 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,329 Read SEC document |
| April 24, 2019 Filed Apr 25, 2019 23:21 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 8,750 | $20.00 | $175,000.00 |
DisclosureSEC source: 0001179110-19-005185 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 22:04 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,750 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002519 · edgar.xml · derivative · entry 3 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 8,750 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 22:04 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 4,872 | $35.92 | $175,002.24 |
DisclosureSEC source: 0001179110-19-002519 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,247 Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 22:04 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 8,750 | $20.00 | $175,000.00 |
DisclosureSEC source: 0001179110-19-002519 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2018 Filed Oct 31, 2018 21:34 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 445 | $33.14 | $14,747.30 |
DisclosureSEC source: 0001179110-18-012421 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,369 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 29, 2018. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 21:15 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 3,771 | $39.50 | $148,954.50 |
DisclosureSEC source: 0001179110-18-011253 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,814 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010608 · edgar.xml · derivative · entry 4 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 7,500 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GiftCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010608 · edgar.xml · nonDerivative · entry 3 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,585 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 3,729 | $40.23 | $150,017.67 |
DisclosureSEC source: 0001179110-18-010608 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,335 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:24 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 7,500 | $20.00 | $150,000.00 |
DisclosureSEC source: 0001179110-18-010608 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,064 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 21:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 2,486 | $40.65 | $101,063.61 |
DisclosureSEC source: 0001179110-18-010328 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,564 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.60 to $40.71, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 22:53 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-010033 · edgar.xml · derivative · entry 3 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 5,000 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 22:53 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 2,514 | $39.78 | $100,006.92 |
DisclosureSEC source: 0001179110-18-010033 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,050 Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 22:53 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0001179110-18-010033 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 7, 2018 22:32 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 2,790 | $40.58 | $113,218.20 |
DisclosureSEC source: 0001179110-18-008258 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,564 Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006179 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,354 F2 · balance_after: Total includes 2,545 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2019 Annual Meeting of Shareholders. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:46 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 490 | $35.37 | $17,331.30 |
DisclosureSEC source: 0001179110-18-006179 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,809 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 1, 2018. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:58 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,333 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002278 · edgar.xml · derivative · entry 3 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 8,333 shares Expires 2019-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:58 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 4,944 | $33.71 | $166,662.24 |
DisclosureSEC source: 0001179110-18-002278 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,299 Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 21:58 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Exercise / conversionCommon Stock | 8,333 | $20.00 | $166,660.00 |
DisclosureSEC source: 0001179110-18-002278 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 22:28 UTC | National Bank Holdings Corp NBHC · Entity 4575 | SaleCommon Stock | 3,076 | $33.74 | $103,775.63 |
DisclosureSEC source: 0001179110-17-014952 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,910 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.729 to $33.74, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 23:27 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 489 | $32.64 | $15,960.96 |
DisclosureSEC source: 0001179110-17-013635 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,986 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 30, 2017. Read SEC document |
| July 26, 2017 Filed Nov 1, 2017 23:27 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013635 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,475 Read SEC document |
| May 03, 2017 Filed May 4, 2017 21:25 UTC | National Bank Holdings Corp NBHC · Entity 4575 | GrantCommon Stock | 2,799 | $32.15 | $89,987.85 |
DisclosureSEC source: 0001179110-17-006571 · edgar.xml · nonDerivative · entry 2 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,675 F2 · balance_after: Total includes 2,799 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2018 Annual Meeting of Shareholders. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:25 UTC | National Bank Holdings Corp NBHC · Entity 4575 | Tax withholdingCommon Stock | 756 | $31.65 | $23,927.40 |
DisclosureSEC source: 0001179110-17-006571 · edgar.xml · nonDerivative · entry 1 Dean Robert E · CIK 0001300695 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,876 F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on May 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.