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Maddock Kevin

Disclosed activity across 1 company

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48627
SEC CIK
0001717514

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rimini Street, Inc.RMNI · Entity 5475EVP,ChiefRecurringRev.OfficerMay 06, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rimini Street, Inc.

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect213,534 Ending reported balance After 2026-05-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-06 · Exercise / conversion · Acquired 16,194 · Balance 216,485

Row 2 · 2026-05-06 · Exercise / conversion · Acquired 4,534 · Balance 221,019

F1: Represents one-third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Row 3 · 2026-05-06 · Sale · Disposed 5,845 · Balance 215,174

F2: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Row 4 · 2026-05-06 · Sale · Disposed 1,640 · Balance 213,534

F3: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,195 Reported balance After 2026-05-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-06 · Exercise / conversion · Disposed 16,194 · Balance 16,195

F4: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Performance UnitsSEC Table II · derivative / convertible securityDirect4,534 Reported balance After 2026-05-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-06 · Exercise / conversion · Disposed 4,534 · Balance 4,534

F6: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents one-third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F2: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F3: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F6: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2019 Filed Nov 5, 2019 22:22 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:22 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · derivative · entry 8

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,826

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:22 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.01 $22,040.15
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.02, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 22:22 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:22 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · derivative · entry 7

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,326

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:22 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $3.97 $21,855.90
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.97 to $3.98, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:22 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000939 · doc4_6339.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:40 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000932 · doc4_6335.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,826

Underlying: Common Stock · 4 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:40 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 4 $4.01 $16.04
Disclosure

SEC source: 0001638599-19-000932 · doc4_6335.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:40 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 4 $1.19 $4.78
Disclosure

SEC source: 0001638599-19-000932 · doc4_6335.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 20:40 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 995 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000932 · doc4_6335.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,830

Underlying: Common Stock · 995 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 20:40 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 995 $4.03 $4,009.85
Disclosure

SEC source: 0001638599-19-000932 · doc4_6335.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 20:40 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 995 $1.19 $1,188.53
Disclosure

SEC source: 0001638599-19-000932 · doc4_6335.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 21:35 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000930 · doc4_6334.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,825

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 21:35 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.02 $22,132.00
Disclosure

SEC source: 0001638599-19-000930 · doc4_6334.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.02 to $4.04, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 21:35 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000930 · doc4_6334.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:35 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000930 · doc4_6334.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,325

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:35 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.02 $22,104.50
Disclosure

SEC source: 0001638599-19-000930 · doc4_6334.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.03, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 21:35 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000930 · doc4_6334.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · derivative · entry 9

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,825

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.05 $22,284.35
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.03 to $4.10, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 23, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · derivative · entry 8

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,325

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.01 $22,074.80
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.03, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 22, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · derivative · entry 7

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,825

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $3.95 $21,724.45
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.92 to $4.00, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 21, 2019 Filed Oct 23, 2019 20:54 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000925 · doc4_6332.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 11, 2019 Filed Oct 11, 2019 21:21 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000918 · doc4_6328.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,325

Underlying: Common Stock · 4,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 11, 2019 Filed Oct 11, 2019 21:21 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 4,000 $4.26 $17,056.80
Disclosure

SEC source: 0001638599-19-000918 · doc4_6328.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.25 to $4.28, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 11, 2019 Filed Oct 11, 2019 21:21 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 4,000 $1.19 $4,778.00
Disclosure

SEC source: 0001638599-19-000918 · doc4_6328.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 21:21 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000918 · doc4_6328.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,325

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 21:21 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.26 $23,405.80
Disclosure

SEC source: 0001638599-19-000918 · doc4_6328.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.23 to $4.30, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 21:21 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000918 · doc4_6328.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 09, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · derivative · entry 9

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,825

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 09, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.38 $24,070.75
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.43, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 09, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · derivative · entry 8

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,325

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.16 $22,853.05
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.165, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · derivative · entry 7

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,825

Underlying: Common Stock · 5,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,500 $4.22 $23,224.85
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.25, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:50 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 5,500 $1.19 $6,569.75
Disclosure

SEC source: 0001638599-19-000916 · doc4_6327.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:33 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000908 · doc4_6321.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,325

Underlying: Common Stock · 16 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:33 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 16 $4.39 $70.24
Disclosure

SEC source: 0001638599-19-000908 · doc4_6321.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:33 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16 $1.19 $19.11
Disclosure

SEC source: 0001638599-19-000908 · doc4_6321.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 20:19 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,402 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000880 · doc4_6311.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,341

Underlying: Common Stock · 1,402 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 20:19 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,402 $4.83 $6,771.66
Disclosure

SEC source: 0001638599-19-000880 · doc4_6311.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,865

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 20, 2019 Filed Sep 23, 2019 20:19 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,402 $1.19 $1,674.69
Disclosure

SEC source: 0001638599-19-000880 · doc4_6311.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:19 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,244 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-19-000880 · doc4_6311.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,743

Underlying: Common Stock · 1,244 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.