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Maddock Kevin

Disclosed activity across 1 company

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48627
SEC CIK
0001717514

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rimini Street, Inc.RMNI · Entity 5475EVP,ChiefRecurringRev.OfficerMay 06, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rimini Street, Inc.

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect213,534 Ending reported balance After 2026-05-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-06 · Exercise / conversion · Acquired 16,194 · Balance 216,485

Row 2 · 2026-05-06 · Exercise / conversion · Acquired 4,534 · Balance 221,019

F1: Represents one-third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

Row 3 · 2026-05-06 · Sale · Disposed 5,845 · Balance 215,174

F2: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

Row 4 · 2026-05-06 · Sale · Disposed 1,640 · Balance 213,534

F3: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,195 Reported balance After 2026-05-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-06 · Exercise / conversion · Disposed 16,194 · Balance 16,195

F4: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Performance UnitsSEC Table II · derivative / convertible securityDirect4,534 Reported balance After 2026-05-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-06 · Exercise / conversion · Disposed 4,534 · Balance 4,534

F6: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents one-third of the total 13,602 "Earned Performance Units" (as previously reported by the Reporting Person on a Form 4 dated March 3, 2025) under the terms of the Issuer's 2013 Long-Term Incentive Plan based upon the Issuer's achievement against a target "Adjusted EBITDA" goal for fiscal year 2024 and the Issuer's achievement against a target "Total Revenue" performance goal for fiscal year 2024, effective as of February 27, 2025 (the date the Issuer filed its Annual Report on Form 10-K for the year ended December 31, 2024).

F2: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. The Reporting Person did not initiate the sale.

F3: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Performance Unit vesting events. The Reporting Person did not initiate the sale.

F4: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5: On May 6, 2024, the Reporting Person was granted 48,582 Restricted Stock Units, one-third of which vested on May 6, 2025 and one-third of which vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

F6: Each Performance Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F7: One-third of the "Earned Performance Units" vested on May 6, 2025, and one-third of the "Earned Performance Units" vested on May 6, 2026. The remaining one-third will vest on May 6, 2027, generally subject to the Reporting Person continuing to be a Service Provider (as such term is defined in the Issuer's 2013 Equity Incentive Plan) through the vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2020 Filed Oct 8, 2020 21:02 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000854 · doc4_6895.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:02 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 19,500 $1.19 $23,292.75
Disclosure

SEC source: 0001638599-20-000854 · doc4_6895.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 01:21 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 6,036 $5.21 $31,466.88
Disclosure

SEC source: 0001638599-20-000733 · doc4_6824.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,470

F1 · kind: Relates to shares withheld to pay withholding taxes incurred in connection with the Restricted Stock Unit vesting event previously reported on the Reporting Person's ownership report on Form 4 filed with the United States Securities and Exchange Commission on August 7, 2020. The number of shares withheld was not determinable until August 11, 2020.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 23:09 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 16,666 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000715 · doc4_6816.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 23:09 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000715 · doc4_6816.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

F2 · acquired: On August 6, 2019, the Reporting Person was granted 50,000 Restricted Stock Units, one-third of which vested on August 6, 2020. The remaining two-thirds vest ratably on August 6, 2021 and August 6, 2022, respectively, subject to the Reporting Person's continued service as an employee of the Issuer through the applicable vesting date.

Read SEC document
August 04, 2020 Filed Aug 5, 2020 00:26 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 5,000 $5.81 $29,050.00
Disclosure

SEC source: 0001638599-20-000688 · doc4_6804.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,840

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 23:36 UTC Rimini Street, Inc. RMNI · Entity 5475 GrantRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000703 · doc4_6807.xml · derivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 4, 2021, August 4, 2022 and August 4, 2023 subject to the Reporting Person's continued service to the Issuer through the applicable vesting date.

Read SEC document
July 22, 2020 Filed Jul 22, 2020 21:49 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,744 $5.28 $14,488.32
Disclosure

SEC source: 0001638599-20-000674 · doc4_6797.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,840

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.29, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 21:49 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 31,301 $5.29 $165,676.19
Disclosure

SEC source: 0001638599-20-000674 · doc4_6797.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,584

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.32, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 21:49 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 15,735 $5.23 $82,229.54
Disclosure

SEC source: 0001638599-20-000674 · doc4_6797.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,885

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.1712 to $5.28, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.

F1 · acquired: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:00 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000586 · doc4_6749.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 100 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:00 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 100 $4.55 $455.00
Disclosure

SEC source: 0001638599-20-000586 · doc4_6749.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:00 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 100 $1.19 $119.45
Disclosure

SEC source: 0001638599-20-000586 · doc4_6749.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · derivative · entry 12

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,000 $4.54 $9,080.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 9

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,000 $4.60 $4,600.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 8

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 7

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · derivative · entry 11

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,000 $4.66 $9,320.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 6

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,000 $4.66 $4,660.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · derivative · entry 10

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,000 $4.55 $9,100.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,000 $4.55 $4,550.00
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,620

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:47 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000538 · doc4_6733.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
May 11, 2020 Filed May 11, 2020 22:15 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 2,933 $4.16 $12,208.03
Disclosure

SEC source: 0001638599-20-000445 · doc4_6680.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,620

Read SEC document
May 07, 2020 Filed May 11, 2020 22:15 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000445 · doc4_6680.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer.

F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer.

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May 07, 2020 Filed May 11, 2020 22:15 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000445 · doc4_6680.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
May 04, 2020 Filed May 5, 2020 23:02 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · derivative · entry 7

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 04, 2020 Filed May 5, 2020 23:02 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,000 $4.40 $4,400.00
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 5

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 04, 2020 Filed May 5, 2020 23:02 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:02 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:02 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,000 $4.30 $8,600.00
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:02 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,000 $4.43 $4,430.00
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:02 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000409 · doc4_6654.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · derivative · entry 4

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 1,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 2,000 $3.78 $7,560.00
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,000 $3.78 $3,780.00
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:23 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,000 $1.19 $1,194.50
Disclosure

SEC source: 0001638599-20-000365 · doc4_6630.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · EVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:51 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000226 · doc4_6552.xml · derivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,600

Underlying: Common Stock · 1,300 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:51 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 1,300 $5.09 $6,617.00
Disclosure

SEC source: 0001638599-20-000226 · doc4_6552.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:51 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,300 $1.19 $1,552.85
Disclosure

SEC source: 0001638599-20-000226 · doc4_6552.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:57 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · derivative · entry 6

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 3,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:57 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 3,500 $5.09 $17,815.00
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 18, 2020 Filed Feb 18, 2020 21:57 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 3,500 $1.19 $4,180.75
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:57 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionRestricted Stock Unit · Derivative 1,692 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · derivative · entry 5

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

F5 · derivative.exercise_date: On February 13, 2019, the reporting person was granted 1,692 Restricted Stock Units, 100% of which vested on February 13, 2020.

F5 · derivative.expiration_date: On February 13, 2019, the reporting person was granted 1,692 Restricted Stock Units, 100% of which vested on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:57 UTC Rimini Street, Inc. RMNI · Entity 5475 Tax withholdingCommon Stock 715 $4.80 $3,431.36
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 2

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,220

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:57 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionCommon Stock 1,692 Not disclosed Not disclosed
Disclosure

SEC source: 0001638599-20-000185 · doc4_6528.xml · nonDerivative · entry 1

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 22:46 UTC Rimini Street, Inc. RMNI · Entity 5475 SaleCommon Stock 3 $5.09 $15.27
Disclosure

SEC source: 0001638599-20-000134 · doc4_6502.xml · nonDerivative · entry 3

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,243

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:46 UTC Rimini Street, Inc. RMNI · Entity 5475 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $1.19 $0.00
Disclosure

SEC source: 0001638599-20-000134 · doc4_6502.xml · derivative · entry 4

Maddock Kevin · CIK 0001717514 · SVP, Global Sales - Recurring

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Common Stock · 3,500 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The full exercise price is $1.19459 but due to space limitations could not be entered above.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.