Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KELLANOVAK · Entity 71752 | Vice Chairman | February 17, 2023 | February 22, 2023 |
| NEWELL BRANDS INC.NWL · Entity 4339 | Director | May 07, 2026 | May 11, 2026 |
| Twin Ridge Capital Acquisition Corp.TRCA · Entity 112957 | Director | March 03, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KELLANOVA
Report date February 17, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 23,464.138 |
Ending reported balance
After 2023-02-22 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2023-02-17 · Grant · Acquired 31,050 · Balance 52,048.172 F1: Settlement of performance rights granted February 21, 2020, in connection with the Company's 2020-2022 Executive Performance Plan, which are paid in stock. Row 2 · 2023-02-17 · Tax withholding · Disposed 11,549 · Balance 40,499.172 Row 3 · 2023-02-21 · Exercise / conversion · Acquired 8,876.966 · Balance 49,376.138 F2: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. Row 4 · 2023-02-21 · Tax withholding · Disposed 3,715 · Balance 45,661.138 Row 5 · 2023-02-22 · Sale · Disposed 22,197 · Balance 23,464.138 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.51 to $69.25, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-02-17 | Direct | 7,650 |
Reported balance
After 2023-02-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-02-17 · Grant · Acquired 7,650 · Balance 7,650 F2: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. F4: The restricted stock units vest on February 17, 2026, the third anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2023-02-21 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-21 · Exercise / conversion · Disposed 8,876.966 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Profit Sharing Plan | 296.474 |
Reported balance
Holding disclosure · report date 2023-02-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 296.474 |
| CommonSEC Table I · non-derivative | IndirectHeld in Trust by Spouse | 1,275 |
Reported balance
Holding disclosure · report date 2023-02-17 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 1,275 |
| CommonSEC Table I · non-derivative | IndirectHeld in Trusts by Spouse and Children | 51,471.0377 |
Reported balance
Holding disclosure · report date 2023-02-17 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 51,471.0377 |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of performance rights granted February 21, 2020, in connection with the Company's 2020-2022 Executive Performance Plan, which are paid in stock.
F2: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.51 to $69.25, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4: The restricted stock units vest on February 17, 2026, the third anniversary of the grant date.
NEWELL BRANDS INC.
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,418 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 30,418 · Balance 30,418 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-07 · Exercise / conversion · Disposed 30,418 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2: N/A |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 39,325 |
Reported balance
After 2026-05-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-07 · Grant · Acquired 39,325 · Balance 39,325 F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F3: The award shall vest in full upon the earlier of: (i) the first anniversary of the date of the grant of the award or (ii) the next annual meeting of the Company's stockholders, which is at least 50 weeks after the immediately preceding year's annual meeting of the Company's stockholders; provided the Reporting Person remains in continuous service on the Board until such vesting date. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock.
F2: N/A
F3: The award shall vest in full upon the earlier of: (i) the first anniversary of the date of the grant of the award or (ii) the next annual meeting of the Company's stockholders, which is at least 50 weeks after the immediately preceding year's annual meeting of the Company's stockholders; provided the Reporting Person remains in continuous service on the Board until such vesting date.
Twin Ridge Capital Acquisition Corp.
Report date March 03, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252363) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252363) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001, will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination transaction on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WK Kellogg Co
Report date September 26, 2025 · Filed October 01, 2025
Section 16 reporting ended · disclosed 2025-10-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-09-26 transaction · row 1
1 source rowRow 1 · 2025-09-26 · Disposition to issuer · Disposed 3,923 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 10, 2025 (the "Merger Agreement"), by and among the Issuer, Ferrero International S.A. ("Parent"), and Frosty Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned indirect subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $23.00 per share in cash, without interest thereon (the "Per Share Price"). |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 0 |
Reported balance
After 2025-09-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-09-26 · Disposition to issuer · Disposed 79.949 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 10, 2025 (the "Merger Agreement"), by and among the Issuer, Ferrero International S.A. ("Parent"), and Frosty Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned indirect subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $23.00 per share in cash, without interest thereon (the "Per Share Price"). F2: Represents shares of Common Stock indirectly held by the Reporting Person's account in the WK Kellogg Co Savings and Investment Plan immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectHeld in Trust by Spouse | 0 |
Reported balance
After 2025-09-26 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-09-26 · Disposition to issuer · Disposed 318 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 10, 2025 (the "Merger Agreement"), by and among the Issuer, Ferrero International S.A. ("Parent"), and Frosty Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned indirect subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $23.00 per share in cash, without interest thereon (the "Per Share Price"). |
| Common StockSEC Table I · non-derivative | IndirectHeld in Trust by Spouse and Children | 0 |
Reported balance
After 2025-09-26 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-09-26 · Disposition to issuer · Disposed 12,867 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 10, 2025 (the "Merger Agreement"), by and among the Issuer, Ferrero International S.A. ("Parent"), and Frosty Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned indirect subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $23.00 per share in cash, without interest thereon (the "Per Share Price"). |
| Common StockSEC Table I · non-derivative | IndirectHeld in Trust for Self | 0 |
Reported balance
After 2025-09-26 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2025-09-26 · Disposition to issuer · Disposed 95,442 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 10, 2025 (the "Merger Agreement"), by and among the Issuer, Ferrero International S.A. ("Parent"), and Frosty Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned indirect subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $23.00 per share in cash, without interest thereon (the "Per Share Price"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-09-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-09-26 · Disposition to issuer · Disposed 746,552 · Balance 0 F3: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU"), including all dividend equivalents accrued or credited with respect to such RSU, that was outstanding and unvested as of immediately prior to the Effective Time was automatically cancelled and converted into the contingent right of the Reporting Person to receive an amount in cash (without interest and subject to applicable withholding taxes) (a "Converted RSU Cash Award") equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU. Each Converted RSU Cash Award will be paid on the applicable vesting date(s) that applied to the corresponding RSU, subject to the Reporting Person's continued employment or service through such date or, if earlier, upon a qualifying termination of employment. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 245,046 |
Reported balance
After 2025-09-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-09-26 · Grant · Acquired 245,046 · Balance 245,046 F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU"), including all dividend equivalents accrued or credited with respect to such PSU, that was outstanding and unvested as of immediately prior to the Effective Time was automatically cancelled and converted into the contingent right of the Reporting Person to receive an amount in cash (without interest and subject to applicable withholding taxes) (a "Converted PSU Cash Award") equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such PSU determined assuming achievement at 140% of target performance. Each Converted PSU Cash Award will be paid at the end of the applicable performance period that applied to the corresponding PSU, subject to the Reporting Person's continued employment or service through such date or, if earlier, upon a qualifying termination of employment. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-09-26 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-09-26 · Disposition to issuer · Disposed 245,046 · Balance 0 F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU"), including all dividend equivalents accrued or credited with respect to such PSU, that was outstanding and unvested as of immediately prior to the Effective Time was automatically cancelled and converted into the contingent right of the Reporting Person to receive an amount in cash (without interest and subject to applicable withholding taxes) (a "Converted PSU Cash Award") equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such PSU determined assuming achievement at 140% of target performance. Each Converted PSU Cash Award will be paid at the end of the applicable performance period that applied to the corresponding PSU, subject to the Reporting Person's continued employment or service through such date or, if earlier, upon a qualifying termination of employment. |
| Dividend Equivalent UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-09-26 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-09-26 · Disposition to issuer · Disposed 49,161.72 · Balance 0 F3: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU"), including all dividend equivalents accrued or credited with respect to such RSU, that was outstanding and unvested as of immediately prior to the Effective Time was automatically cancelled and converted into the contingent right of the Reporting Person to receive an amount in cash (without interest and subject to applicable withholding taxes) (a "Converted RSU Cash Award") equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU. Each Converted RSU Cash Award will be paid on the applicable vesting date(s) that applied to the corresponding RSU, subject to the Reporting Person's continued employment or service through such date or, if earlier, upon a qualifying termination of employment. F5: The reduction in the total number of dividend equivalent units ("DEUs") reported in the Form 4 filed by the Reporting Person on 12/17/2024 was inadvertently overstated by 2,877.96 DEUs. Accordingly, the total number of DEUs reported as disposed herein has been increased by 2,877.96 DEUs to correct the overstatement in such filing. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 10, 2025 (the "Merger Agreement"), by and among the Issuer, Ferrero International S.A. ("Parent"), and Frosty Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly owned indirect subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.0001 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $23.00 per share in cash, without interest thereon (the "Per Share Price").
F2: Represents shares of Common Stock indirectly held by the Reporting Person's account in the WK Kellogg Co Savings and Investment Plan immediately prior to the Effective Time.
F3: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU"), including all dividend equivalents accrued or credited with respect to such RSU, that was outstanding and unvested as of immediately prior to the Effective Time was automatically cancelled and converted into the contingent right of the Reporting Person to receive an amount in cash (without interest and subject to applicable withholding taxes) (a "Converted RSU Cash Award") equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU. Each Converted RSU Cash Award will be paid on the applicable vesting date(s) that applied to the corresponding RSU, subject to the Reporting Person's continued employment or service through such date or, if earlier, upon a qualifying termination of employment.
F4: Upon the terms and subject to the conditions set forth in the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU"), including all dividend equivalents accrued or credited with respect to such PSU, that was outstanding and unvested as of immediately prior to the Effective Time was automatically cancelled and converted into the contingent right of the Reporting Person to receive an amount in cash (without interest and subject to applicable withholding taxes) (a "Converted PSU Cash Award") equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such PSU determined assuming achievement at 140% of target performance. Each Converted PSU Cash Award will be paid at the end of the applicable performance period that applied to the corresponding PSU, subject to the Reporting Person's continued employment or service through such date or, if earlier, upon a qualifying termination of employment.
F5: The reduction in the total number of dividend equivalent units ("DEUs") reported in the Form 4 filed by the Reporting Person on 12/17/2024 was inadvertently overstated by 2,877.96 DEUs. Accordingly, the total number of DEUs reported as disposed herein has been increased by 2,877.96 DEUs to correct the overstatement in such filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2019 Filed Feb 5, 2020 16:24 UTC | KELLANOVA K · Entity 71752 | GiftCommon | 158 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001699 · doc5.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,039.2214 Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 16:34 UTC | KELLANOVA K · Entity 71752 | Tax withholdingCommon | 4,702 | $62.21 | $292,511.42 |
DisclosureSEC source: 0001225208-19-013647 · doc4.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,852.2214 F2 · balance_after: Excludes dividends reinvested after January 1, 2019. Read SEC document |
| October 17, 2019 Filed Oct 18, 2019 16:34 UTC | KELLANOVA K · Entity 71752 | GrantCommon | 10,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013647 · doc4.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,554.2214 F1 · shares: Vesting and settlement of performance-based restricted stock units granted October 4, 2017. F2 · balance_after: Excludes dividends reinvested after January 1, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:34 UTC | KELLANOVA K · Entity 71752 | GrantStock Option · Derivative | 73,660 | $0.00 Strike: $56.73 | $0.00 |
DisclosureSEC source: 0001225208-19-003729 · doc4.xml · derivative · entry 5 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,660 Underlying: Common · 73,660 shares Expires 2029-02-22 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 22, 2020. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:34 UTC | KELLANOVA K · Entity 71752 | GrantRestricted Stock Units · Derivative | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003729 · doc4.xml · derivative · entry 4 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,690 Underlying: Common · 3,690 shares Expires 2022-02-22 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. F3 · derivative.exercise_date: The restricted stock units vest on February 22, 2022, the third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest on February 22, 2022, the third anniversary of the grant date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:34 UTC | KELLANOVA K · Entity 71752 | Tax withholdingCommon | 3,074 | $56.73 | $174,388.02 |
DisclosureSEC source: 0001225208-19-003729 · doc4.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,894.2214 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:34 UTC | KELLANOVA K · Entity 71752 | GrantCommon | 10,540 | $56.73 | $597,934.20 |
DisclosureSEC source: 0001225208-19-003729 · doc4.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,968.2214 F1 · shares: Settlement of performance rights granted February 19, 2016, in connection with the Company's 2016-2018 Executive Performance Plan, which are payable in stock. Read SEC document |
| January 01, 2019 Filed Feb 8, 2019 16:30 UTC | KELLANOVA K · Entity 71752 | OtherCommon | 8.2669 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002103 · doc5.xml · nonDerivative · entry 3 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Profit Sharing Plan Disclosed balance after: 256.761 F3 · kind: Shares increased to the filer's Company Stock Fund account under the Kellogg Company Savings and Investment Plan during 2018. Read SEC document |
| January 01, 2019 Filed Feb 8, 2019 16:30 UTC | KELLANOVA K · Entity 71752 | OtherCommon | 1.2777 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002103 · doc5.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,428.2214 F1 · kind: Shares acquired under the Company's Dividend Reinvestment Plan in 2018. F2 · balance_after: Includes shares acquired under the Company's 2002 Employee Stock Purchase Plan in 2018. Read SEC document |
| November 02, 2018 Filed Feb 8, 2019 16:30 UTC | KELLANOVA K · Entity 71752 | GiftCommon | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002103 · doc5.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,426.9436 Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 16:21 UTC | KELLANOVA K · Entity 71752 | Exercise / conversionStock Option · Derivative | 67,700 | $0.00 Strike: $52.53 | $0.00 |
DisclosureSEC source: 0001225208-18-012395 · doc4.xml · derivative · entry 4 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 67,700 shares Expires 2022-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Mr. Pilnick took a portion of the after tax proceeds of the option exercise in Kellogg stock, increasing his share ownership by 1,045 shares. F4 · derivative.exercise_date: The option vested in three equal annual installments beginning February 17, 2013. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 16:21 UTC | KELLANOVA K · Entity 71752 | SaleCommon | 66,655 | $72.25 | $4,815,937.06 |
DisclosureSEC source: 0001225208-18-012395 · doc4.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,507.9436 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.59, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1 · balance_after: Excludes dividends reinvested after January 1, 2018. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 16:21 UTC | KELLANOVA K · Entity 71752 | Exercise / conversionCommon | 67,700 | $52.53 | $3,556,281.00 |
DisclosureSEC source: 0001225208-18-012395 · doc4.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,162.9436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Excludes dividends reinvested after January 1, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 17:15 UTC | KELLANOVA K · Entity 71752 | SaleCommon | 4,400 | $67.55 | $297,198.88 |
DisclosureSEC source: 0001225208-18-004413 · doc4.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,462.9436 F1 · kind: Mr. Pilnick retained 10% of the after-tax stock proceeds related to the Company's recently-settled 2015 - 2017 Executive Performance Plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.54 to $67.55, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:18 UTC | KELLANOVA K · Entity 71752 | GrantStock Option · Derivative | 60,600 | $0.00 Strike: $69.66 | $0.00 |
DisclosureSEC source: 0001225208-18-003558 · doc4.xml · derivative · entry 5 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,600 Underlying: Common · 60,600 shares Expires 2028-02-16 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 16, 2019. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:18 UTC | KELLANOVA K · Entity 71752 | GrantRestricted Stock Units · Derivative | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-003558 · doc4.xml · derivative · entry 4 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Underlying: Common · 2,700 shares Expires 2021-02-16 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. F3 · derivative.exercise_date: The restricted stock units vest on February 16, 2021, the third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest on February 16, 2021, the third anniversary of the grant date. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:18 UTC | KELLANOVA K · Entity 71752 | Tax withholdingCommon | 2,911 | $69.66 | $202,780.26 |
DisclosureSEC source: 0001225208-18-003558 · doc4.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,862.9436 Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 16:18 UTC | KELLANOVA K · Entity 71752 | GrantCommon | 7,800 | $69.66 | $543,348.00 |
DisclosureSEC source: 0001225208-18-003558 · doc4.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,773.9436 F1 · shares: Settlement of performance rights granted February 20, 2015, in connection with the Company's 2015-2017 Executive Performance Plan, which are payable in stock. Read SEC document |
| January 01, 2018 Filed Feb 9, 2018 16:24 UTC | KELLANOVA K · Entity 71752 | OtherCommon | 7.398 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002421 · doc5.xml · nonDerivative · entry 3 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Profit Sharing Plan Disclosed balance after: 248.494 F3 · kind: Shares increased to the filer's Company Stock Fund account under the Kellogg Company Savings and Investment Plan during 2017. Read SEC document |
| January 01, 2018 Filed Feb 9, 2018 16:24 UTC | KELLANOVA K · Entity 71752 | OtherCommon | 1.1274 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002421 · doc5.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,973.9436 F1 · kind: Shares acquired under the Company's Dividend Reinvestment Plan in 2017. F2 · balance_after: Includes shares acquired under the Company's 2002 Employee Stock Purchase Plan in 2017. Read SEC document |
| November 06, 2017 Filed Feb 9, 2018 16:24 UTC | KELLANOVA K · Entity 71752 | GiftCommon | 75 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-002421 · doc5.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,972.8162 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:21 UTC | KELLANOVA K · Entity 71752 | GrantStock Option · Derivative | 54,100 | $0.00 Strike: $72.90 | $0.00 |
DisclosureSEC source: 0001225208-17-004112 · doc4.xml · derivative · entry 5 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,100 Underlying: Common · 54,100 shares Expires 2027-02-17 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 17, 2018. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:21 UTC | KELLANOVA K · Entity 71752 | GrantRestricted Stock Units · Derivative | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004112 · doc4.xml · derivative · entry 4 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common · 2,400 shares Expires 2020-02-17 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock. F3 · derivative.exercise_date: The restricted stock units vest on February 17, 2020, the third anniversary of the grant date. F3 · derivative.expiration_date: The restricted stock units vest on February 17, 2020, the third anniversary of the grant date. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:21 UTC | KELLANOVA K · Entity 71752 | Tax withholdingCommon | 723 | $72.90 | $52,706.70 |
DisclosureSEC source: 0001225208-17-004112 · doc4.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,047.8162 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:21 UTC | KELLANOVA K · Entity 71752 | GrantCommon | 2,240 | $72.90 | $163,296.00 |
DisclosureSEC source: 0001225208-17-004112 · doc4.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,770.8162 F1 · shares: Settlement of performance rights granted February 21, 2014, in connection with the Company's 2014-2016 Executive Performance Plan, which are payable in stock. Read SEC document |
| January 01, 2017 Filed Feb 7, 2017 16:48 UTC | KELLANOVA K · Entity 71752 | OtherCommon | 18.802 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002607 · doc5.xml · nonDerivative · entry 3 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Profit Sharing Plan Disclosed balance after: 241.096 F3 · kind: Shares increased to the filer's Company Stock Fund account under the Kellogg Company Savings and Investment Plan during 2016. Read SEC document |
| January 01, 2017 Filed Feb 7, 2017 16:48 UTC | KELLANOVA K · Entity 71752 | OtherCommon | 0.9738 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002607 · doc5.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,530.8162 F1 · kind: Shares acquired under the Company's Dividend Reinvestment Plan in 2016. F2 · balance_after: Includes shares acquired under the Company's 2002 Employee Stock Purchase Plan in 2016. Read SEC document |
| November 30, 2016 Filed Feb 7, 2017 16:48 UTC | KELLANOVA K · Entity 71752 | GiftCommon | 136 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002607 · doc5.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,529.8424 Read SEC document |
| November 03, 2016 Filed Nov 3, 2016 17:02 UTC | KELLANOVA K · Entity 71752 | SaleCommon | 5,036 | $74.88 | $377,119.85 |
DisclosureSEC source: 0001225208-16-041130 · doc4.xml · nonDerivative · entry 3 PILNICK GARY H · CIK 0001261320 · Vice Chairman, Corp Dev & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,665.8424 F3 · shares: Mr. Pilnick retained a portion of his performance-based restricted stock award, increasing his share ownership by approximately 560 shares. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.06, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F2 · balance_after: Excludes dividends reinvested after January 1, 2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:02 UTC | KELLANOVA K · Entity 71752 | Tax withholdingCommon | 4,904 | $75.21 | $368,829.84 |
DisclosureSEC source: 0001225208-16-041130 · doc4.xml · nonDerivative · entry 2 PILNICK GARY H · CIK 0001261320 · Vice Chairman, Corp Dev & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,701.8424 F2 · balance_after: Excludes dividends reinvested after January 1, 2016. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 17:02 UTC | KELLANOVA K · Entity 71752 | GrantCommon | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041130 · doc4.xml · nonDerivative · entry 1 PILNICK GARY H · CIK 0001261320 · Vice Chairman, Corp Dev & CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,605.8424 F1 · shares: Settlement of performance-based restricted stock units granted September 20, 2013, which vested November 1, 2016. F2 · balance_after: Excludes dividends reinvested after January 1, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.