Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASURE SOFTWARE INCASUR · Entity 734 | Director · Chairman & CEO | May 07, 2026 | May 11, 2026 |
| Clearfield, Inc.CLFD · Entity 5688 | Director | February 23, 2024 | February 27, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASURE SOFTWARE INC
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Asure Software, Inc. Common Stock ($0.01 par value)SEC Table I · non-derivative | Direct | 1,547,362 |
Ending reported balance
After 2026-05-07 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-05-07 · Exercise / conversion · Acquired 60,000 · Balance 1,587,622 Row 2 · 2026-05-07 · Tax withholding · Disposed 54,768 · Balance 1,532,854 F1: These shares represent the payment of exercise price and tax liability associated with the exercise of stock options that were originally granted on May 13, 2021. Row 3 · 2026-05-07 · Exercise / conversion · Acquired 90,000 · Balance 1,622,854 Row 4 · 2026-05-07 · Tax withholding · Disposed 75,492 · Balance 1,547,362 F2: These shares represent the payment of exercise price and tax liability associated with the exercise of stock options that were originally granted on March 16, 2022. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.86 · Expires 2026-05-13 | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-07 · Exercise / conversion · Disposed 60,000 · Balance 0 F3: Represents grant of employee stock options that vested 1/3rd on the first anniversary of the grant date of May 13, 2021, (the "Grant Date") and the remaining 2/3rds vested over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.74 · Expires 2027-03-16 | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-05-07 · Exercise / conversion · Disposed 90,000 · Balance 0 F4: Represents grant of employee stock options that vested 1/3rd on the first anniversary of the grant date of March 16, 2022, (the "Grant Date") and the remaining 2/3rds vested over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent the payment of exercise price and tax liability associated with the exercise of stock options that were originally granted on May 13, 2021.
F2: These shares represent the payment of exercise price and tax liability associated with the exercise of stock options that were originally granted on March 16, 2022.
F3: Represents grant of employee stock options that vested 1/3rd on the first anniversary of the grant date of May 13, 2021, (the "Grant Date") and the remaining 2/3rds vested over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.
F4: Represents grant of employee stock options that vested 1/3rd on the first anniversary of the grant date of March 16, 2022, (the "Grant Date") and the remaining 2/3rds vested over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date.
Clearfield, Inc.
Report date February 23, 2024 · Filed February 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,407 |
Reported balance
After 2024-02-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-02-23 · Grant · Acquired 2,039 · Balance 43,407 F1: Restrictions on Restricted Stock lapse the first business day prior to the 2025 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Restrictions on Restricted Stock lapse the first business day prior to the 2025 Annual Meeting of Shareholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2020 Filed Aug 4, 2020 15:29 UTC | Clearfield, Inc. CLFD · Entity 5688 | SaleCommon Stock | 806 | $19.01 | $15,322.06 |
DisclosureSEC source: 0000796505-20-000015 · primary_doc.xml · nonDerivative · entry 3 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by spouse Disclosed balance after: 14,659 Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 12:37 UTC Amendment | Clearfield, Inc. CLFD · Entity 5688 | SaleCommon Stock | 806 | $19.01 | $15,322.06 |
DisclosureSEC source: 0000796505-20-000016 · primary_doc.xml · nonDerivative · entry 3 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by spouse Disclosed balance after: 14,659 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 15:29 UTC | Clearfield, Inc. CLFD · Entity 5688 | SaleCommon Stock | 1,285 | $18.97 | $24,376.45 |
DisclosureSEC source: 0000796505-20-000015 · primary_doc.xml · nonDerivative · entry 2 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by spouse Disclosed balance after: 15,465 Read SEC document |
| July 31, 2020 Filed Aug 5, 2020 12:37 UTC Amendment | Clearfield, Inc. CLFD · Entity 5688 | SaleCommon Stock | 1,285 | $18.97 | $24,376.45 |
DisclosureSEC source: 0000796505-20-000016 · primary_doc.xml · nonDerivative · entry 2 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by spouse Disclosed balance after: 15,465 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:37 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $6.43 | $0.00 |
DisclosureSEC source: 0001185185-20-000941 · form4-goepel060418.xml · derivative · entry 2 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock ($0.01 par value) · 150,000 shares Expires 2025-06-30 F2 · derivative.exercise_date: Represents grant of employee stock options that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal monthly installments with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:37 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantAsure Software, Inc. Common Stock ($0.01 par value) | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-20-000941 · form4-goepel060418.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,888 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 22:46 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | PurchaseCommon Stock | 13 | $4.95 | $64.35 |
DisclosureSEC source: 0000884144-20-000026 · wf-form4_158474438325086.xml · nonDerivative · entry 2 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,888 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 22:46 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | PurchaseCommon Stock | 9,987 | $5.25 | $52,431.75 |
DisclosureSEC source: 0000884144-20-000026 · wf-form4_158474438325086.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,875 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 22:20 UTC | Clearfield, Inc. clfd · Entity 5688 | GrantCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-20-000008 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,627 F1 · shares: Restrictions on restricted stock lapse the first business day prior to the 2021 Annual Meeting of Shareholders. F2 · balance_after: Includes 21,370 shares held jointly with spouse. Read SEC document |
| November 26, 2019 Filed Feb 27, 2020 22:44 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Tax withholdingCommon Stock | 209 | $8.26 | $1,726.34 |
DisclosureSEC source: 0000884144-20-000009 · wf-form4_158284345003600.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,888 F1 · kind: Transaction represents the withholding of shares, at the value of $8.26 per share, to satisfy the tax withholding obligations following the vesting of 833 shares of restricted stock on November 24, 2019. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:42 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock | 1,214 | $13.12 | $15,927.68 |
DisclosureSEC source: 0000796505-19-000015 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,461 F1 · shares: Includes 21,370 shares held jointly with spouse Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionStock Option (Option to Buy) · Derivative | 50,000 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · derivative · entry 4 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionStock Option (Option to Buy) · Derivative | 30,000 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · derivative · entry 3 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionCommon Stock | 50,000 | $5.31 | $265,500.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · nonDerivative · entry 2 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 22:56 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | Exercise / conversionCommon Stock | 30,000 | $5.76 | $172,800.00 |
DisclosureSEC source: 0000884144-19-000004 · wf-form4_156202177716483.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 19:34 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-19-000004 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,247 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2020 Annual Meeting of Shareholders. F2 · balance_after: Includes 21,370 shares held jointly with spouse. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 21:05 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001185185-18-001573 · ownership.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,097 F1 · shares: Represents grant of restricted stock units that vest 1/3rd on the first anniversary of the Grant Date and the remaining 2/3rds vest over a period of two years in equal quarterly installments, with the last such vesting date being the third anniversary of the Grant Date. Read SEC document |
| May 16, 2018 Filed Jun 5, 2018 01:59 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0001185185-18-001069 · form4-goepel060418.xml · derivative · entry 5 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock ($0.01 par value) · 50,000 shares Expires 2022-12-15 F4 · date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. F4 · derivative.exercise_date: The option grant was subject to shareholder approval of a new equity plan which was attained on May 16, 2018. The option vests in four equal annual installments beginning December 15, 2018. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 16:33 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock | 847 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-18-000006 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,379 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2019 Annual Meeting of Shareholders. F2 · balance_after: Includes 21,370 shares held jointly with spouse. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 22:31 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | GrantEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $9.86 | $0.00 |
DisclosureSEC source: 0001185185-17-000888 · form4-goepel041017.xml · derivative · entry 4 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock ($0.01 par value) · 50,000 shares Expires 2022-04-06 F3 · derivative.exercise_date: Such options shall vest over a 4 year period following issuance such that 25% of the shares shall vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 22:17 UTC | Clearfield, Inc. CLFD · Entity 5688 | GrantCommon Stock | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0000796505-17-000008 · primary_doc.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,532 F1 · shares: Restrictions on Restricted Stock lapse the first business day prior to the 2018 Annual Meeting of Shareholders. F2 · balance_after: Includes 21,370 shares held jointly with spouse. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 16:43 UTC | ASURE SOFTWARE INC ASUR · Entity 734 | PurchaseAsure Software, Inc. Common Stock ($0.01 par value) | 10,000 | $8.00 | $80,000.00 |
DisclosureSEC source: 0001185185-16-005917 · form4-goepel120916.xml · nonDerivative · entry 1 Goepel Patrick · CIK 0001472118 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 660,097 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.