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person · Reporting owner

ROWAN MARC J

Disclosed activity across 4 companies

Tapewire entity
48428
SEC CIK
0001032681

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apollo Global Management, Inc.APO · Entity 2956Director · Chief Executive Officer and · Member of a 10% owner groupMay 08, 2026May 11, 2026
Athene Holding Ltd.ATH · Entity 9807DirectorJanuary 01, 2022January 03, 2022
PlayAGS, Inc.AGS · Entity 7775410% ownerMarch 21, 2019March 25, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apollo Global Management, Inc.

Report date May 08, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,552,160 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Gift · Disposed 140,000 · Balance 1,552,160

Common StockSEC Table I · non-derivativeIndirectSee Footnote23,598,118 Reported balance Holding disclosure · report date 2026-05-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 23,598,118

F1: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the Reporting Person and which is owned by the Reporting Person, RWN Management, LLC, a family trust with a trust affiliated with Mr. Rowan and MJR-09FT-2A LLC.

Common StockSEC Table I · non-derivativeIndirectSee Footnote6,405,636 Reported balance Holding disclosure · report date 2026-05-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,405,636

F2: By RWN Management, LLC, an entity indirectly owned and controlled by the Reporting Person. Alchemy Group Holdings LLC is the managing member of RWN Management, LLC and is also indirectly owned and controlled by the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectSee Footnote400,000 Reported balance Holding disclosure · report date 2026-05-08 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 400,000

F3: By RWNM-VPF LLC, a wholly owned subsidiary of RWN Management, LLC.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,500,000 Reported balance Holding disclosure · report date 2026-05-08 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 1,500,000

F4: By MJR-VPF LLC, an entity owned and controlled by the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectSee Footnote600,000 Reported balance Holding disclosure · report date 2026-05-08 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 600,000

F5: By MJR 09FT-VPF LLC, an entity for which voting and investment control are exercised by the Reporting Person and which is wholly owned by a family trust controlled by Marc Rowan.

Common StockSEC Table I · non-derivativeIndirectSee Footnote2,902 Reported balance Holding disclosure · report date 2026-05-08 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,902

F6: By MJR-09FT-2A LLC, an entity for which voting and investment control are exercised by the Reporting Person and which is wholly owned by a family trust controlled by Marc Rowan.

Filing footnotes · ownership attribution and instrument terms

F1: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the Reporting Person and which is owned by the Reporting Person, RWN Management, LLC, a family trust with a trust affiliated with Mr. Rowan and MJR-09FT-2A LLC.

F2: By RWN Management, LLC, an entity indirectly owned and controlled by the Reporting Person. Alchemy Group Holdings LLC is the managing member of RWN Management, LLC and is also indirectly owned and controlled by the Reporting Person.

F3: By RWNM-VPF LLC, a wholly owned subsidiary of RWN Management, LLC.

F4: By MJR-VPF LLC, an entity owned and controlled by the Reporting Person.

F5: By MJR 09FT-VPF LLC, an entity for which voting and investment control are exercised by the Reporting Person and which is wholly owned by a family trust controlled by Marc Rowan.

F6: By MJR-09FT-2A LLC, an entity for which voting and investment control are exercised by the Reporting Person and which is wholly owned by a family trust controlled by Marc Rowan.

Athene Holding Ltd.

Report date January 01, 2022 · Filed January 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common SharesSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-01-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-01-01 · Disposition to issuer · Disposed 681,075 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

F3: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated March 8, 2021 (the "Merger Agreement") by and among the Issuer, Apollo Global Management, Inc., a Delaware corporation ("AGM"), Tango Holdings, Inc., a Delaware corporation and a direct wholly owned subsidiary of AGM ("HoldCo"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of HoldCo ("Company Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of HoldCo ("AGM Merger Sub"), effective January 1, 2022 (the "Effective Time"): (i) AGM merged with AGM Merger Sub, with AGM surviving such merger as a direct wholly owned subsidiary of HoldCo (the "AGM Merger"), (ii) the Issuer merged with Company Merger Sub, with the Issuer surviving such merger as a direct, wholly owned subsidiary of HoldCo (the "Company Merger" and, together with the AGM Merger, the "Mergers"), and (iii) the name of HoldCo was changed to "Apollo Global Management, Inc."

F2: Pursuant to the Merger Agreement, these Class A common shares, par value $0.001 per share, of the Issuer ("Class A Common Shares") converted automatically into the right to receive 1.149 shares of common stock, par value $0.00001 per share, of HoldCo ("HoldCo Shares"), with fractional shares paid out in cash. As of December 31, 2021, the closing market price of the Issuer's Class A Common Shares was $83.33 and the closing market price of AGM's Class A common stock was $72.43.

F3: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

PlayAGS, Inc.

Report date March 21, 2019 · Filed March 25, 2019

Jointly reported with AP Gaming VoteCo, LLC, Sambur David

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote8,208,076 Reported balance After 2019-03-21 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-03-21 · Sale · Disposed 4,000,000 · Balance 8,208,076

F1: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apollo Asset Management, Inc.

Report date December 31, 2021 · Filed January 04, 2022

Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-01-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-01-01 · Disposition to issuer · Disposed 1,500,000 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and formerly a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers").

F2: On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F3: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2022-01-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-01-01 · Disposition to issuer · Disposed 1,818,853 · Balance 0

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and formerly a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers").

F2: On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F4: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer for the benefit of the reporting person.

Apollo Operating Group UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-12-31 · Disposition to issuer · Disposed 24,500,000 · Balance 0

F5: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represented a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto, and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the AGM, AP Professional Holdings, L.P. and the other parties thereto (the "Seventh A&R Exchange Agreement").

F6: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, L.P., BRH Holdings, L.P. and the other parties thereto, affiliates of the reporting person (a) sold and transferred on December 31, 2021, to a wholly-owned consolidated subsidiary of AGM, a portion of certain of their AOG Units in exchange for an amount equal to $3.66 multiplied by the AOG Units held by such entity, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remaining portion of their AOG Units for a number of shares of common stock of Holdings equal to the AOG Units set forth in column 5 above.

F8: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F7: The AOG units were fully vested as of December 31, 2011 and do not expire.

F3: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

Apollo Operating Group UnitsSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2021-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-12-31 · Disposition to issuer · Disposed 6,481,402 · Balance 0

F5: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represented a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto, and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the AGM, AP Professional Holdings, L.P. and the other parties thereto (the "Seventh A&R Exchange Agreement").

F6: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, L.P., BRH Holdings, L.P. and the other parties thereto, affiliates of the reporting person (a) sold and transferred on December 31, 2021, to a wholly-owned consolidated subsidiary of AGM, a portion of certain of their AOG Units in exchange for an amount equal to $3.66 multiplied by the AOG Units held by such entity, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remaining portion of their AOG Units for a number of shares of common stock of Holdings equal to the AOG Units set forth in column 5 above.

F8: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F7: The AOG units were fully vested as of December 31, 2011 and do not expire.

F9: By RWNM AOG Holdings LLC, an entity indirectly owned and controlled by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: On January 1, 2022, pursuant to the Agreement and Plan of Merger, dated as of March 8, 2021 (the "Merger Agreement"), by and among Apollo Global Management, Inc., a Delaware corporation ("AGM"), Athene Holding Ltd, a Bermuda exempted company ("AHL"), Tango Holdings, Inc., a Delaware corporation and formerly a direct wholly owned subsidiary of AGM ("Holdings"), Blue Merger Sub, Ltd., a Bermuda exempted company and a direct wholly owned subsidiary of Holdings ("AHL Merger Sub"), and Green Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Holdings ("AGM Merger Sub"), AGM Merger Sub merged with and into AGM with AGM as the surviving corporation and a direct subsidiary of Holdings (the "AGM Merger"), and AHL Merger Sub merged with and into AHL with AHL as the surviving corporation and a direct subsidiary of Holdings (the "AHL Merger", and together with the AGM Merger, the "Mergers").

F2: On January 1, 2022, upon the consummation of the Mergers, (a) each share of common stock (other than shares held by AGM as treasury shares or by a subsidiary of AGM) or other equity interest of AGM was converted into one share of common stock or equivalent equity interest of Holdings, (b) AGM was renamed Apollo Asset Management, Inc. and (c) Holdings was renamed Apollo Global Management, Inc. As of December 31, 2021, the closing market price of AGM's Class A common stock was $72.43 and the closing market price of AHL's Class A common shares was $83.33.

F3: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

F4: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer for the benefit of the reporting person.

F5: Prior to the Mergers, each Apollo Operating Group ("AOG") unit represented a right to receive one share of Class A common stock of AGM, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto, and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the AGM, AP Professional Holdings, L.P. and the other parties thereto (the "Seventh A&R Exchange Agreement").

F6: In connection with that certain Exchange Implementation Agreement, dated December 31, 2021, by and among Holdings, AP Professional Holdings, L.P., BRH Holdings, L.P. and the other parties thereto, affiliates of the reporting person (a) sold and transferred on December 31, 2021, to a wholly-owned consolidated subsidiary of AGM, a portion of certain of their AOG Units in exchange for an amount equal to $3.66 multiplied by the AOG Units held by such entity, payable over a period of three years in equal quarterly installments and (b) exchanged on January 1, 2022, concurrently with the consummation of the Mergers, the remaining portion of their AOG Units for a number of shares of common stock of Holdings equal to the AOG Units set forth in column 5 above.

F7: The AOG units were fully vested as of December 31, 2011 and do not expire.

F8: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F9: By RWNM AOG Holdings LLC, an entity indirectly owned and controlled by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2020 Filed Feb 7, 2020 23:58 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 4,284 $48.19 $206,425.40
Disclosure

SEC source: 0000899243-20-003717 · doc4.xml · nonDerivative · entry 4

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,351,904

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.86 to $48.36, inclusive.

F2 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 23:58 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 151,228 $47.20 $7,138,264.06
Disclosure

SEC source: 0000899243-20-003717 · doc4.xml · nonDerivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,356,188

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.85 to $47.82, inclusive.

F2 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:58 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 18,754 $48.03 $900,818.38
Disclosure

SEC source: 0000899243-20-003717 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,507,416

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.01 to $48.07, inclusive.

F2 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 23:58 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 158,613 $47.78 $7,578,291.22
Disclosure

SEC source: 0000899243-20-003717 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,526,170

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.01 to $48.005, inclusive. Mr. Rowan undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) and footnotes (3) through (6) to this Form 4.

F2 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 01:08 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 8,300 $47.95 $397,983.34
Disclosure

SEC source: 0000899243-20-002946 · doc4.xml · nonDerivative · entry 5

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,684,783

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.90 to $48.045, inclusive.

F4 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer. RWN Management, LLC received such shares pursuant to an in-kind pro rata distribution without a change in pecuniary interest from MJR Foundation LLC prior to the sale reported herein.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 01:08 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 165,941 $47.36 $7,859,745.68
Disclosure

SEC source: 0000899243-20-002946 · doc4.xml · nonDerivative · entry 4

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,693,083

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.90 to $47.885, inclusive.

F4 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer. RWN Management, LLC received such shares pursuant to an in-kind pro rata distribution without a change in pecuniary interest from MJR Foundation LLC prior to the sale reported herein.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 01:08 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 34,705 $47.32 $1,642,306.54
Disclosure

SEC source: 0000899243-20-002946 · doc4.xml · nonDerivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,859,024

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.01 to $47.92, inclusive.

F4 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer. RWN Management, LLC received such shares pursuant to an in-kind pro rata distribution without a change in pecuniary interest from MJR Foundation LLC prior to the sale reported herein.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 01:08 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Common Stock 106,271 $46.60 $4,951,888.53
Disclosure

SEC source: 0000899243-20-002946 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,893,729

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.01 to $47.00, inclusive. Mr. Rowan undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3), (5), (6) and (7) to this Form 4.

F4 · ownership.nature: By RWN Management, LLC, an entity directly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer. RWN Management, LLC received such shares pursuant to an in-kind pro rata distribution without a change in pecuniary interest from MJR Foundation LLC prior to the sale reported herein.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:08 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionApollo Operating Group units · Derivative 5,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-002946 · doc4.xml · derivative · entry 7

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black, Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto (the "Agreement Among Principals"), and the Sixth Amended and Restated Exchange Agreement, dated September 5, 2019, by and among the Issuer and the other parties thereto (the "Sixth A&R Exchange Agreement").

F10 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F9 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F9 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 01:08 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionClass A Common Stock 5,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-002946 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black, Joshua Harris, AP Professional Holdings, L.P., BRH Holdings L.P. and the other parties thereto (the "Agreement Among Principals"), and the Sixth Amended and Restated Exchange Agreement, dated September 5, 2019, by and among the Issuer and the other parties thereto (the "Sixth A&R Exchange Agreement").

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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September 06, 2019 Filed Sep 9, 2019 20:55 UTC Apollo Asset Management, Inc. APO · Entity 123302 GiftClass A Common Stock 449,147 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-023132 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,550,853

F3 · ownership.nature: By MJR Foundation Holdings LLC, an entity directly and indirectly wholly owned by the reporting person, which holds the shares of Class A common stock of the Issuer for the benefit of the reporting person and an entity wholly owned by the reporting person. MJR Foundation Holdings LLC received such shares pursuant to an in kind pro rata distribution without a change in pecuniary interest from MJR Foundation LLC prior to the gift reported herein.

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September 05, 2019 Filed Sep 9, 2019 20:55 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionApollo Operating Group units · Derivative 5,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023132 · doc4.xml · derivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following the Conversion (as defined in the Remarks), each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Fifth A&R Exchange Agreement"), which was further amended and restated on September 5, 2019.

F5 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F4 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F4 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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September 05, 2019 Filed Sep 9, 2019 20:55 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionClass A Common Stock 5,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-023132 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following the Conversion (as defined in the Remarks), each Apollo Operating Group ("AOG") unit represents a right to receive one share of Class A common stock of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Fifth A&R Exchange Agreement"), which was further amended and restated on September 5, 2019.

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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March 21, 2019 Filed Mar 25, 2019 20:12 UTC PlayAGS, Inc. AGS · Entity 77754 SaleCommon stock, par value $0.01 per share 4,000,000 $25.50 $102,000,000.00
Disclosure

SEC source: 0001104659-19-017136 · a4.xml · nonDerivative · entry 1

AP Gaming VoteCo, LLC · CIK 0001729060 · 10% owner

ROWAN MARC J · CIK 0001032681 · 10% owner

Sambur David · CIK 0001433999 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,208,076

F1 · ownership.nature: See Exhibit 99.1

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August 15, 2018 Filed Aug 15, 2018 21:01 UTC PlayAGS, Inc. AGS · Entity 77754 SaleCommon stock, par value $0.01 per share 825,000 $28.01 $23,105,692.50
Disclosure

SEC source: 0001104659-18-052304 · a4.xml · nonDerivative · entry 2

AP Gaming VoteCo, LLC · CIK 0001729060 · 10% owner

ROWAN MARC J · CIK 0001032681 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,208,076

F1 · ownership.nature: See Exhibit 99.1

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August 13, 2018 Filed Aug 15, 2018 21:01 UTC PlayAGS, Inc. AGS · Entity 77754 SaleCommon stock, par value $0.01 per share 5,500,000 $28.01 $154,037,950.00
Disclosure

SEC source: 0001104659-18-052304 · a4.xml · nonDerivative · entry 1

AP Gaming VoteCo, LLC · CIK 0001729060 · 10% owner

ROWAN MARC J · CIK 0001032681 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,033,076

F1 · ownership.nature: See Exhibit 99.1

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May 10, 2018 Filed May 16, 2018 21:16 UTC PlayAGS, Inc. AGS · Entity 77754 SaleClass A Common Shares 4,675,000 $21.50 $100,512,500.00
Disclosure

SEC source: 0001104659-18-033858 · a4.xml · nonDerivative · entry 1

AP Gaming VoteCo, LLC · CIK 0001729060 · 10% owner

ROWAN MARC J · CIK 0001032681 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,533,076

F1 · shares: This amount includes 425,000 shares of common stock sold by the reporting person pursuant to the underwriters' exercise of an over-allotment option, which closed on May 14, 2018, in connection with the offering pursuant to which the reporting stockholder sold the shares listed above.

F2 · ownership.nature: See Exhibit 99.1.

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May 12, 2017 Filed May 15, 2017 15:36 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionApollo Operating Group units · Derivative 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-013045 · doc4.xml · derivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Shares · 2,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated as of April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").

F4 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F3 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F3 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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May 12, 2017 Filed May 15, 2017 15:36 UTC Apollo Asset Management, Inc. APO · Entity 123302 GiftClass A Shares 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-013045 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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May 12, 2017 Filed May 15, 2017 15:36 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionClass A Shares 2,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-013045 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated as of April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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May 04, 2017 Filed May 4, 2017 23:09 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Shares 149,354 $26.08 $3,895,734.80
Disclosure

SEC source: 0000899243-17-011925 · doc4.xml · nonDerivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.46, inclusive.

F2 · ownership.nature: By MJR Foundation (Cayman) LLC, which is wholly owned directly and indirectly by MJR Foundation LLC. MJR Foundation (Cayman) LLC and MJR Foundation LLC are estate planning vehicles for which voting and investment control are exercised by the reporting person.

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May 03, 2017 Filed May 4, 2017 23:09 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Shares 346,043 $26.50 $9,168,478.49
Disclosure

SEC source: 0000899243-17-011925 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 149,354

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.38 to $26.75, inclusive.

F2 · ownership.nature: By MJR Foundation (Cayman) LLC, which is wholly owned directly and indirectly by MJR Foundation LLC. MJR Foundation (Cayman) LLC and MJR Foundation LLC are estate planning vehicles for which voting and investment control are exercised by the reporting person.

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May 02, 2017 Filed May 4, 2017 23:09 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Shares 565,900 $26.76 $15,142,974.69
Disclosure

SEC source: 0000899243-17-011925 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 495,397

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.95, inclusive. The reporting person undertakes to provide to Apollo Global Management, LLC (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.

F2 · ownership.nature: By MJR Foundation (Cayman) LLC, which is wholly owned directly and indirectly by MJR Foundation LLC. MJR Foundation (Cayman) LLC and MJR Foundation LLC are estate planning vehicles for which voting and investment control are exercised by the reporting person.

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May 01, 2017 Filed May 2, 2017 14:31 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionApollo Operating Group units · Derivative 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011354 · doc4.xml · derivative · entry 3

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Shares · 1,250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated as of April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").

F4 · price: Pursuant to Instruction 4(c)(iii), this response has been left blank.

F3 · derivative.exercise_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F3 · derivative.expiration_date: The AOG units were fully vested as of December 31, 2011 and do not expire.

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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May 01, 2017 Filed May 2, 2017 14:31 UTC Apollo Asset Management, Inc. APO · Entity 123302 SaleClass A Shares 188,703 $26.82 $5,060,165.30
Disclosure

SEC source: 0000899243-17-011354 · doc4.xml · nonDerivative · entry 2

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,061,297

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.60 to $26.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: By MJR Foundation (Cayman) LLC, which is wholly owned directly and indirectly by MJR Foundation LLC. MJR Foundation (Cayman) LLC and MJR Foundation LLC are estate planning vehicles for which voting and investment control are exercised by the reporting person.

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May 01, 2017 Filed May 2, 2017 14:31 UTC Apollo Asset Management, Inc. APO · Entity 123302 Exercise / conversionClass A Shares 1,250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-011354 · doc4.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director · Senior Managing Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris (the "Agreement Among Principals"), and the Fifth Amended and Restated Exchange Agreement, dated as of April 28, 2017, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").

F2 · ownership.nature: By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.