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person · Reporting owner

Stromberg William J

Disclosed activity across 2 companies

Tapewire entity
48311
SEC CIK
0001352578

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GE HealthCare Technologies Inc.GEHC · Entity 1711DirectorMay 07, 2026May 12, 2026
PRICE T ROWE GROUP INCTROW · Entity 3212Director · Non-Executive COBFebruary 29, 2024March 01, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GE HealthCare Technologies Inc.

Report date May 07, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect18,916 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 3,586 · Balance 18,916

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units with respect to GE HealthCare Technologies Inc. ("GE HealthCare") common stock, of which 100% will vest on the earlier of: (i) the date of GE HealthCare's next annual meeting of stockholders and (ii) May 7, 2027. Settlement of vested restricted stock units may be deferred by the director, in which case, settlement will occur pursuant to the reporting person's applicable deferral election in accordance with GE HealthCare's Non-Employee Director Compensation and Benefits Plan.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of GE HealthCare common stock.

PRICE T ROWE GROUP INC

Report date February 29, 2024 · Filed March 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect413,835 Reported balance After 2024-02-29 transaction · row 1
1 source row

Row 1 · 2024-02-29 · Gift · Disposed 49,900 · Balance 413,835

Common StockSEC Table I · non-derivativeIndirect2016 Stromberg Family Trust101,900 Reported balance After 2024-02-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-02-29 · Gift · Acquired 49,900 · Balance 101,900

Common StockSEC Table I · non-derivativeIndirectLake Shore Partners LLC400,000 Reported balance Holding disclosure · report date 2024-02-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 400,000

Common StockSEC Table I · non-derivativeIndirectThe Stromberg Family Foundation54,000 Reported balance Holding disclosure · report date 2024-02-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 54,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2020 Filed Dec 15, 2020 17:27 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 2,352 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-20-007285 · primarydocument.xml · derivative · entry 4

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,352 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:27 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 2,956 $151.49 $447,804.44
Disclosure

SEC source: 0001562180-20-007285 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,185.575

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:27 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 3,500 $70.92 $248,220.00
Disclosure

SEC source: 0001562180-20-007285 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,141.575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 17:27 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 2,352 $80.95 $190,392.75
Disclosure

SEC source: 0001562180-20-007285 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,641.575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2020 Filed Jan 5, 2023 19:17 UTC Amendment PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 4,324 $151.49 $655,042.76
Disclosure

SEC source: 0001562180-23-000217 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · Non-Executive COB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,817.585

F1 · shares: On December 15, 2020, a Form 4 was filed with the incorrect number of shares disposed and therefore the incorrect number of shares owned after the transactions.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 15:37 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 7,284 $149.34 $1,087,792.56
Disclosure

SEC source: 0001562180-20-007227 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,289.575

Read SEC document
December 10, 2020 Filed Dec 28, 2020 15:51 UTC Amendment PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 7,101 $149.34 $1,060,463.34
Disclosure

SEC source: 0001562180-20-007463 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,472.585

F1 · shares: On December 14, 2020, a Form 4 was filed with the incorrect number of shares reported and therefore the incorrect number of shares owned after the transactions.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:18 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 17.322 $134.71 $2,333.36
Disclosure

SEC source: 0001562180-20-007162 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,573.575

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:18 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 19,260 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007162 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,556.253

F1 · shares: 12/8/2020 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 10, 2021. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 10, 2024.

Read SEC document
December 04, 2020 Filed Dec 10, 2020 22:18 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007162 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,296.253

Read SEC document
October 13, 2020 Filed Oct 14, 2020 14:17 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 14,000 $0.00 Strike: $70.92 $0.00
Disclosure

SEC source: 0001562180-20-006361 · primarydocument.xml · derivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 14,000 shares

Expires 2025-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 14:17 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 18.775 $129.03 $2,422.61
Disclosure

SEC source: 0001562180-20-006361 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,296.253

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 14:17 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 10,323 $144.18 $1,488,370.14
Disclosure

SEC source: 0001562180-20-006361 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,277.478

Read SEC document
October 13, 2020 Filed Oct 14, 2020 14:17 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 14,000 $70.92 $992,880.00
Disclosure

SEC source: 0001562180-20-006361 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,600.478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 13:04 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 8.379 $139.24 $1,166.68
Disclosure

SEC source: 0001562180-20-005786 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,600.478

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 13:04 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005786 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,592.099

Read SEC document
August 05, 2020 Filed Aug 6, 2020 15:47 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 14,349 $0.00 Strike: $80.95 $0.00
Disclosure

SEC source: 0001562180-20-005344 · primarydocument.xml · derivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,349 shares

Expires 2025-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 15:47 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 36.465 $127.03 $4,632.23
Disclosure

SEC source: 0001562180-20-005344 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,592.099

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
August 05, 2020 Filed Aug 6, 2020 15:47 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 11,252 $138.97 $1,563,690.44
Disclosure

SEC source: 0001562180-20-005344 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,555.634

Read SEC document
August 05, 2020 Filed Aug 6, 2020 15:47 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 14,349 $80.95 $1,161,541.51
Disclosure

SEC source: 0001562180-20-005344 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,807.634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 16:07 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 SaleCommon Stock 30,000 $121.80 $3,654,084.00
Disclosure

SEC source: 0001562180-20-004109 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · 2016 Stromberg Family Trust

Disclosed balance after: 15,000

F2 · price: The range of prices for this transaction were $121.71 to $122.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 16:07 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 14.571 $120.10 $1,750.02
Disclosure

SEC source: 0001562180-20-004109 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,458.634

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
May 18, 2020 Filed May 19, 2020 14:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 44.704 $104.29 $4,662.26
Disclosure

SEC source: 0001562180-20-003713 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,444.063

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
May 18, 2020 Filed May 19, 2020 14:57 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003713 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,399.359

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:25 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 15.219 $114.99 $1,750.05
Disclosure

SEC source: 0001562180-20-001959 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,399.359

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:25 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 4,444 $118.01 $524,436.44
Disclosure

SEC source: 0001562180-20-001959 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,384.14

F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2020.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 14:25 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 3,369 $118.01 $397,575.69
Disclosure

SEC source: 0001562180-20-001959 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,828.14

F1 · shares: These shares were withheld to pay for taxes on Performance Stock Units that vested on 2/28/2020.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 22:45 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 48,354 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001179 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,197.14

F1 · shares: On February 12, 2020, the Executive Compensation and Management Development Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on February 28, 2020.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 15:59 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000914 · primarydocument.xml · nonDerivative · entry 4

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,843.14

Read SEC document
February 04, 2020 Filed Feb 6, 2020 15:59 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 17,936 $0.00 Strike: $78.44 $0.00
Disclosure

SEC source: 0001562180-20-000914 · primarydocument.xml · derivative · entry 7

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,936 shares

Expires 2024-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 15:59 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 13,767 $136.81 $1,883,463.27
Disclosure

SEC source: 0001562180-20-000914 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,843.14

Read SEC document
February 04, 2020 Filed Feb 6, 2020 15:59 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 17,936 $78.44 $1,406,933.92
Disclosure

SEC source: 0001562180-20-000914 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,610.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 15:59 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 12.994 $134.68 $1,750.02
Disclosure

SEC source: 0001562180-20-000914 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,674.14

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 1,434 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · derivative · entry 10

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,434 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 16,654 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · derivative · entry 9

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,654 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 3,587 share(s) on 10-Dec-2015, 3,587 share(s) on 09-Dec-2016, 3,588 share(s) on 08-Dec-2017, 3,587 share(s) on 10-Dec-2018, 2,305 share(s) on 10-Dec-2019

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 1,282 $0.00 Strike: $77.94 $0.00
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · derivative · entry 8

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,282 shares

Expires 2024-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 17.335 $121.92 $2,113.50
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · nonDerivative · entry 5

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,661.146

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 14,034 $126.02 $1,768,564.68
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · nonDerivative · entry 4

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,643.811

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 16,654 $77.94 $1,298,084.37
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,677.811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 1,434 $69.67 $99,907.93
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,023.811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:32 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 1,282 $77.94 $99,924.59
Disclosure

SEC source: 0001562180-20-000280 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,589.811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 23:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 4,499 $122.35 $550,452.65
Disclosure

SEC source: 0001562180-19-006061 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,307.811

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December 03, 2019 Filed Dec 5, 2019 21:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 37.801 $116.88 $4,418.13
Disclosure

SEC source: 0001562180-19-005913 · primarydocument.xml · nonDerivative · entry 2

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,806.811

F2 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

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December 03, 2019 Filed Dec 5, 2019 21:05 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 23,388 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005913 · primarydocument.xml · nonDerivative · entry 1

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,769.01

F1 · shares: 12/3/2019 - The restricted stock unit award is settled in shares of common stock upon vesting. The awards vest in three annual installments beginning on December 10, 2020. As previously disclosed in the Company's 2019 Proxy Statement, in addition to this time-based award, the officer was also granted a performance-based award, which if earned, would vest in two annual installments beginning on December 8, 2023.

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September 06, 2019 Filed Sep 10, 2019 12:52 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 19,064 $0.00 Strike: $69.67 $0.00
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · derivative · entry 10

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,064 shares

Expires 2023-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

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September 06, 2019 Filed Sep 10, 2019 12:52 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionStock Option · Derivative 20,499 $0.00 Strike: $70.29 $0.00
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · derivative · entry 9

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,499 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.

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September 06, 2019 Filed Sep 10, 2019 12:52 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 GrantCommon Stock 24.902 $113.78 $2,833.32
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 6

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,381.01

F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.

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September 06, 2019 Filed Sep 10, 2019 12:52 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 16,316 $115.62 $1,886,455.92
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 5

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,356.108

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September 06, 2019 Filed Sep 10, 2019 12:52 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Tax withholdingCommon Stock 15,121 $115.62 $1,748,290.02
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 4

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,672.108

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September 06, 2019 Filed Sep 10, 2019 12:52 UTC PRICE T ROWE GROUP INC TROW · Entity 3212 Exercise / conversionCommon Stock 20,499 $70.29 $1,440,782.46
Disclosure

SEC source: 0001562180-19-004702 · primarydocument.xml · nonDerivative · entry 3

Stromberg William J · CIK 0001352578 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,793.108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.