Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kodiak Gas Services, Inc.KGS · Entity 510 | Director | May 07, 2026 | May 11, 2026 |
| Medtronic plcMDT · Entity 2888 | Director | April 27, 2026 | April 29, 2026 |
| PENTAIR plcPNR · Entity 3537 | Director · Chairman & Chief Exec. Officer | April 17, 2018 | April 19, 2018 |
| nVent Electric plcNVT · Entity 3202 | Director | May 17, 2024 | May 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kodiak Gas Services, Inc.
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,541 |
Reported balance
After 2026-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-07 · Grant · Acquired 2,135 · Balance 30,541 F1: The reported securities are restricted stock units that will vest and settle in shares of common stock on the earlier of May 7, 2027 and the next annual meeting of stockholders following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are restricted stock units that will vest and settle in shares of common stock on the earlier of May 7, 2027 and the next annual meeting of stockholders following the date of grant.
Medtronic plc
Report date April 27, 2026 · Filed April 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 49,205 |
Reported balance
After 2026-04-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-27 · Grant · Acquired 2,111 · Balance 49,205 F1: Represents an award of restricted stock units that vest on the one-year anniversary of the award date. F2: Includes 65 shares acquired through dividend reinvestment since the last report filed by the reporting person. |
| Ordinary SharesSEC Table I · non-derivative | Direct | 48,998 |
Reported balance
After 2026-04-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-04-28 · Tax withholding · Disposed 207 · Balance 48,998 F3: Represents shares withheld for payment of taxes upon the vesting of restricted stock units previously reported on Table I. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units that vest on the one-year anniversary of the award date.
F2: Includes 65 shares acquired through dividend reinvestment since the last report filed by the reporting person.
F3: Represents shares withheld for payment of taxes upon the vesting of restricted stock units previously reported on Table I.
PENTAIR plc
Report date April 17, 2018 · Filed April 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 33,055 |
Ending reported balance
After 2018-04-18 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-04-17 · Exercise / conversion · Acquired 50,000 · Balance 83,055 F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Row 2 · 2018-04-17 · Sale · Disposed 50,000 · Balance 33,055 F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Row 3 · 2018-04-18 · Exercise / conversion · Acquired 50,000 · Balance 83,055 F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Row 4 · 2018-04-18 · Sale · Disposed 50,000 · Balance 33,055 F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.78 · Expires 2019-01-02 | Direct | 255,253 |
Reported balance
After 2018-04-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-04-17 · Exercise / conversion · Disposed 50,000 · Balance 255,253 F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F4: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.78 · Expires 2019-01-02 | Direct | 205,253 |
Reported balance
After 2018-04-18 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-04-18 · Exercise / conversion · Disposed 50,000 · Balance 205,253 F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F4: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. |
| Common Shares - Deferral PlanSEC Table I · non-derivative | IndirectPlan Agent | 60,842.301 |
Reported balance
Holding disclosure · report date 2018-04-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,842.301 F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). F2: Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election. |
| Common Shares - ESOPSEC Table I · non-derivative | IndirectBy ESOP | 2,289.9979 |
Reported balance
Holding disclosure · report date 2018-04-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,289.9979 F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019.
F2: Shares of Pentair plc common stock will be delivered to the reporting person in accordance with their irrevocable deferral election.
F3: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transaction not required to be reported pursuant to Section 16(a).
F4: One-third of the stock options became exercisable on the first, second and third anniversary of the grant.
nVent Electric plc
Report date May 17, 2024 · Filed May 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 10,245 |
Reported balance
After 2024-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-17 · Tax withholding · Disposed 1,547 · Balance 10,245 F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC | nVent Electric plc NVT · Entity 3202 | SaleOrdinary Shares | 104,462 | $26.77 | $2,796,343.28 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 4 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,730 F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $26.39 to $27.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionOrdinary Shares | 104,462 | $8.37 | $874,346.94 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC | nVent Electric plc NVT · Entity 3202 | SaleOrdinary Shares | 50,000 | $26.82 | $1,340,750.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,730 F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F3 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $26.50 to $27.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:25 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionOrdinary Shares | 50,000 | $8.37 | $418,500.00 |
DisclosureSEC source: 0001140361-18-029935 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,730 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionStock Option (right to buy) · Derivative | 1,494 | $0.00 Strike: $22.52 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 11 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,572 Underlying: Ordinary Shares · 1,494 shares Expires 2025-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionStock Option (right to buy) · Derivative | 1,967 | $0.00 Strike: $17.10 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 10 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,098 Underlying: Ordinary Shares · 1,967 shares Expires 2023-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionStock Option (right to buy) · Derivative | 2,918 | $0.00 Strike: $11.53 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 9 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,112 Underlying: Ordinary Shares · 2,918 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionStock Option (right to buy) · Derivative | 2,693 | $0.00 Strike: $12.49 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 8 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,970 Underlying: Ordinary Shares · 2,693 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionStock Option (right to buy) · Derivative | 2,983 | $0.00 Strike: $11.28 | $0.00 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · derivative · entry 7 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,192 Underlying: Ordinary Shares · 2,983 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is presently exercisable in full. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Tax withholdingOrdinary Shares | 6,380 | $26.36 | $168,176.80 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · nonDerivative · entry 6 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,730 Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionOrdinary Shares | 1,494 | $22.52 | $33,644.88 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · nonDerivative · entry 5 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionOrdinary Shares | 1,967 | $17.10 | $33,635.70 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · nonDerivative · entry 4 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionOrdinary Shares | 2,918 | $11.53 | $33,644.54 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · nonDerivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionOrdinary Shares | 2,693 | $12.49 | $33,635.57 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:40 UTC | nVent Electric plc NVT · Entity 3202 | Exercise / conversionOrdinary Shares | 2,983 | $11.28 | $33,648.24 |
DisclosureSEC source: 0001140361-18-026310 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 9, 2018 21:38 UTC | nVent Electric plc NVT · Entity 3202 | GrantOrdinary Shares - Restricted Stock Units | 5,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-022563 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,359.9 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the nVent Electric plc 2018 Omnibus Incentive Plan. Each restricted stock unit represents a right to receive one nVent Electric plc share upon vesting. F2 · balance_after: Includes 220,229.9 restricted stock units ("RSUs") as a result of each outstanding Pentair plc RSU being converted into an RSU denominated in nVent Electric plc ordinary shares in a manner intended to preserve the aggregate intrinsic value of the original Pentair plc RSU in connection with the spin-off of nVent Electric plc from Pentair plc. Read SEC document |
| May 01, 2018 Filed May 2, 2018 18:57 UTC | Medtronic plc MDT · Entity 2888 | Tax withholdingOrdinary Shares | 616 | $81.01 | $49,902.16 |
DisclosureSEC source: 0001127602-18-015914 · form4.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,527 Read SEC document |
| April 30, 2018 Filed May 2, 2018 18:57 UTC | Medtronic plc MDT · Entity 2888 | GrantOrdinary Shares | 2,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015914 · form4.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,143 F1 · kind: This restricted stock unit award will vest on the one year anniversary of the grant date. F2 · balance_after: This balance increased by 48 shares due to exempt transactions such as dividend reinvestment. Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 21:38 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $24.78 | $0.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · derivative · entry 8 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,253 Underlying: Common Shares · 50,000 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F4 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 21:38 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 50,000 | $72.00 | $3,600,000.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 4 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,055 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 21:38 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 50,000 | $24.78 | $1,239,000.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 21:38 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $24.78 | $0.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · derivative · entry 7 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,253 Underlying: Common Shares · 50,000 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. F4 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 21:38 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 50,000 | $71.00 | $3,550,000.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,055 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 21:38 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 50,000 | $24.78 | $1,239,000.00 |
DisclosureSEC source: 0001140361-18-019085 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2019. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 21:23 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 9,422 | $72.55 | $683,566.10 |
DisclosureSEC source: 0001140361-18-001043 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,055 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 23:59 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 4,818 | $70.80 | $341,114.40 |
DisclosureSEC source: 0001140361-18-000901 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,930 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:59 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 4,457 | $70.23 | $313,015.11 |
DisclosureSEC source: 0001140361-18-000901 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,219 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:35 UTC | PENTAIR plc PNR · Entity 3537 | GiftCommon Shares | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-047490 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 439,115 Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:33 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 220,000 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-023130 · doc1.xml · derivative · entry 7 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 220,000 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:33 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 220,000 | $66.03 | $14,525,896.00 |
DisclosureSEC source: 0001140361-17-023130 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,012 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $66.00 to $66.45. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| May 26, 2017 Filed May 31, 2017 21:33 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 220,000 | $34.18 | $7,519,600.00 |
DisclosureSEC source: 0001140361-17-023130 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Since the date of the reporting person's last ownership form, 85,774 shares previously reported as directly beneficially owned by the reporting person have been transferred and are now indirectly beneficially owned by Trust. Read SEC document |
| May 02, 2017 Filed May 4, 2017 19:56 UTC | Medtronic plc MDT · Entity 2888 | Tax withholdingOrdinary Shares | 650 | $84.75 | $55,087.50 |
DisclosureSEC source: 0001127602-17-016848 · form4.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,911 Read SEC document |
| May 01, 2017 Filed May 3, 2017 19:57 UTC | Medtronic plc MDT · Entity 2888 | GrantOrdinary Shares | 2,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016597 · form4.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,561 F1 · security: This balance increased by 13 shares due to exempt transactions. F2 · kind: This restricted stock unit award will vest on the one year anniversary of the grant date. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:00 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110,325 | $0.00 Strike: $34.18 | $0.00 |
DisclosureSEC source: 0001140361-17-017403 · doc1.xml · derivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Underlying: Common Shares · 110,325 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. F2 · derivative.exercise_date: One-third of the stock options became exercisable on the first, second and third anniversary of the grant. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:00 UTC | PENTAIR plc PNR · Entity 3537 | SaleCommon Shares | 110,325 | $65.00 | $7,171,125.00 |
DisclosureSEC source: 0001140361-17-017403 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,786 F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 21:00 UTC | PENTAIR plc PNR · Entity 3537 | Exercise / conversionCommon Shares | 110,325 | $34.18 | $3,770,908.50 |
DisclosureSEC source: 0001140361-17-017403 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on January 2, 2018. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:29 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,525 | $62.71 | $95,632.75 |
DisclosureSEC source: 0001140361-17-012570 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,786 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:01 UTC | Medtronic plc MDT · Entity 2888 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,109 | $0.00 Strike: $27.38 | $0.00 |
DisclosureSEC source: 0001127602-17-010412 · form4.xml · derivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 15,109 shares Expires 2017-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: In the Merger, Covidien options outstanding as of closing were converted into options to buy shares of New Medtronic. This option to purchase 15,109 New Medtronic ordinary shares for $27.38 per share was received in the Merger and represents the conversion of 10,521 Covidien ordinary shares for $39.32 per share, which were fully vested at the time of the Merger. The conversion ratio and exercise price was calculated according to the terms of the Transaction Agreement, which does not allow for options on fractional shares of New Medtronic. Other than as to the number of underlying shares and the exercise price, this New Medtronic stock option has the same terms and conditions as the original Covidien stock option. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:01 UTC | Medtronic plc MDT · Entity 2888 | Exercise / conversionOrdinary Shares | 15,109 | $27.38 | $413,684.42 |
DisclosureSEC source: 0001127602-17-010412 · form4.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This balance increased by 35 shares due to exempt transactions such as dividend reinvestment. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 22:48 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 1,679 | $58.93 | $98,943.47 |
DisclosureSEC source: 0001140361-17-002571 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,774 F1 · kind: Shares surrendered to pay FICA taxes on unvested restricted stock units due to retirement eligibility. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 22:26 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 8,279 | $58.15 | $481,423.85 |
DisclosureSEC source: 0001140361-17-001036 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,774 F1 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:09 UTC | PENTAIR plc PNR · Entity 3537 | GrantEmployee Stock Option (right to buy) · Derivative | 186,000 | $0.00 Strike: $57.95 | $0.00 |
DisclosureSEC source: 0001140361-17-000883 · doc1.xml · derivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,000 Underlying: Common Shares · 186,000 shares Expires 2027-01-03 F4 · kind: Employee stock option granted under the Pentair Ltd. 2012 Stock and Incentive Plan. F5 · derivative.exercise_date: One-third of the stock options become exercisable on the first, second, and third anniversary of the grant. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:09 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 20,322 | $57.95 | $1,177,659.90 |
DisclosureSEC source: 0001140361-17-000883 · doc1.xml · nonDerivative · entry 2 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,243 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 02:09 UTC | PENTAIR plc PNR · Entity 3537 | GrantCommon Shares - Restricted Stock Units | 39,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-000883 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,730 F1 · kind: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 22:24 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 2,737 | $58.78 | $160,880.86 |
DisclosureSEC source: 0001140361-16-088919 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,757 F1 · kind: Shares surrendered to pay FICA taxes on unvested restricted stock units due to retirement eligibility. F2 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 21:24 UTC | PENTAIR plc PNR · Entity 3537 | Tax withholdingCommon Shares | 31,381 | $63.28 | $1,985,789.68 |
DisclosureSEC source: 0001140361-16-081262 · doc1.xml · nonDerivative · entry 3 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,757 F3 · kind: Shares surrendered to pay taxes applicable to vesting of restricted stock units. F4 · balance_after: End-of-period holdings reflect the vesting of restricted stock units that were previously reported. F2 · balance_after: Since the date of the reporting person's last ownership form, 2,622 shares previously reported as directly held common shares have been transferred and are now indirectly beneficially owned by Trust. Read SEC document |
| August 30, 2016 Filed Sep 30, 2016 21:24 UTC | PENTAIR plc PNR · Entity 3537 | GiftCommon Shares | 13,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-081262 · doc1.xml · nonDerivative · entry 1 HOGAN RANDALL J · CIK 0001189049 · Director · Chairman & Chief Exec. Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F1 · balance_after: Since the date of the reporting person's last ownership form, 2,770 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.