Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Koppers Holdings Inc.KOP · Entity 5058 | Director | May 07, 2026 | May 11, 2026 |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB · Entity 1492 | Director | May 16, 2025 | May 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Koppers Holdings Inc.
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 83,834 |
Reported balance
After 2026-05-07 transaction · row 1
1 source rowRow 1 · 2026-05-07 · Exercise / conversion · Acquired 50 · Balance 83,834 F1: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-07 · Exercise / conversion · Disposed 50 · Balance 0 F2: These DERs were released in connection with the vesting of RSUs granted on May 8, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.
F2: These DERs were released in connection with the vesting of RSUs granted on May 8, 2025. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Report date May 16, 2025 · Filed May 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock - DirectSEC Table I · non-derivative | Direct | 605,400 |
Reported balance
After 2025-05-16 transaction · row 1
1 source rowRow 1 · 2025-05-16 · Grant · Acquired 953 · Balance 605,400 F1: Fair Market Value of the stock on May 16, 2025 was $204.77 per share. F2: Shares vest on the first anniversary of grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Fair Market Value of the stock on May 16, 2025 was $204.77 per share.
F2: Shares vest on the first anniversary of grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENESEE & WYOMING INC
Report date December 30, 2019 · Filed December 30, 2019
Section 16 reporting ended · disclosed 2019-12-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $.01 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-30 transaction · row 1
1 source rowRow 1 · 2019-12-30 · Disposition to issuer · Disposed 12,780 · Balance 0 F1: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. F2: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration.
F2: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Feb 22, 2022 22:40 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 3,000 | $97.15 | $291,450.00 |
DisclosureSEC source: 0001628280-22-003380 · wf-form4_164556960382853.xml · nonDerivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,640 Read SEC document |
| February 22, 2022 Filed Feb 22, 2022 22:40 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 52,877 | $96.78 | $5,117,436.06 |
DisclosureSEC source: 0001628280-22-003380 · wf-form4_164556960382853.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,640 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $96.10 to $97.00 inclusive. The reporting person undertakes to provide Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 20:22 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 30,800 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0001209191-21-064689 · doc4.xml · derivative · entry 3 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,800 shares Expires 2022-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 20:22 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 30,800 | $95.83 | $2,951,677.96 |
DisclosureSEC source: 0001209191-21-064689 · doc4.xml · nonDerivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,517 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $95.67 to $95.955 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 20:22 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 30,800 | $39.29 | $1,210,209.00 |
DisclosureSEC source: 0001209191-21-064689 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:13 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034488 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,517 F1 · price: Fair Market Value of the stock on May 19, 2021 was $77.705 per share. F2 · price: Shares vest first anniversary of grant date. Read SEC document |
| May 06, 2021 Filed May 7, 2021 19:38 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 3,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030850 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,014 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:22 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 1,762 | $77.27 | $136,149.74 |
DisclosureSEC source: 0001209191-21-022028 · doc4.xml · nonDerivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,457 F1 · shares: Shares were withheld from issuance to satisfy tax obligations. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 19:22 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 4,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022028 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,219 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:45 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Tax withholdingCommon Stock - Direct | 9,564 | $74.15 | $709,170.60 |
DisclosureSEC source: 0001209191-21-016113 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,168 F1 · shares: The amount of securities withheld by the Company to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:55 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Option · Derivative | 40,500 | $0.00 Strike: $28.70 | $0.00 |
DisclosureSEC source: 0001209191-20-059319 · doc4.xml · derivative · entry 3 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,500 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:55 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 40,500 | $73.12 | $2,961,360.00 |
DisclosureSEC source: 0001209191-20-059319 · doc4.xml · nonDerivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,732 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 ranging from $72.89 to $73.29 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:55 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 40,500 | $28.70 | $1,162,147.50 |
DisclosureSEC source: 0001209191-20-059319 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 18:49 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 2,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040125 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,732 F1 · price: The Fair Market Value of the shares on July 1, 2020 was $57.55. Read SEC document |
| May 19, 2020 Filed May 20, 2020 20:14 UTC | Koppers Holdings Inc. KOP · Entity 5058 | PurchaseCommon Stock | 3,250 | $15.36 | $49,920.00 |
DisclosureSEC source: 0001209191-20-030869 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,936 Read SEC document |
| May 06, 2020 Filed May 7, 2020 19:14 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 8,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027620 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,686 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 23:35 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 17,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020350 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 697,560 Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 19:56 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Options · Derivative | 11,892 | $0.00 Strike: $78.33 | $0.00 |
DisclosureSEC source: 0001209191-20-008226 · doc4.xml · derivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,892 Underlying: Common Stock · 11,892 shares Expires 2030-02-07 F2 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2021. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 19:56 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 11,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-008226 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,310 F1 · price: Fair Market Value of the Stock on February 7, 2020 was $78.33 per share. Read SEC document |
| December 30, 2019 Filed Dec 30, 2019 16:50 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | Disposition to issuerClass A Common Stock, $.01 par value | 12,780 | $112.00 | $1,431,360.00 |
DisclosureSEC source: 0001209191-19-062141 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. F2 · kind: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger. F2 · shares: Included in the table above are a total of 2,275 Stock Units which were accelerated in connection with the Merger. F1 · price: On December 30, 2019, in connection with the acquisition of Genesee & Wyoming Inc. ("G&W") by Brookfield Infrastructure and GIC, pursuant to an Agreement and Plan of Merger, dated as of July 1, 2019, among G&W, DJP XX, LLC ("Parent") and MKM XXII Corp. ("Merger Sub"), Merger Sub was merged with and into G&W (the "Merger") with G&W surviving the Merger as a wholly-owned subsidiary of Parent. Pursuant to the Merger Agreement, upon completion of the Merger, each share of G&W common stock (other than certain excluded shares) was converted into the right to receive $112.00 in cash (the "Merger Consideration") and time-based vesting conditions of each unvested deferred stock unit, restricted stock unit, phantom stock unit, restricted share or similar stock right ("Stock Units") were deemed satisfied and accelerated in full and each Stock Unit was cancelled and entitled the holder to receive the Merger Consideration. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 17:33 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 177 | $110.67 | $19,588.59 |
DisclosureSEC source: 0001209191-19-051855 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,780 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:23 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $01 par value | 301 | $98.57 | $29,669.57 |
DisclosureSEC source: 0001209191-19-040282 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,603 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| May 22, 2019 Filed May 24, 2019 17:15 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 1,161 | $86.07 | $99,927.27 |
DisclosureSEC source: 0001209191-19-032776 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,302 F1 · shares: This restricted stock award was granted under the Fourth Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest on the date of the next annual meeting of the Company. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:10 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | PurchaseCommon Stock - Direct | 10,000 | $65.26 | $652,600.00 |
DisclosureSEC source: 0001209191-19-031989 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,418 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices within $1.00 at prices ranging from $65.16 to $65.29 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 02, 2019 Filed May 6, 2019 15:27 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 3,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027619 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,252 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| March 31, 2019 Filed Apr 2, 2019 17:09 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 284 | $86.88 | $24,673.92 |
DisclosureSEC source: 0001209191-19-022648 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,141 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 13:12 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 18,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020911 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658,418 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:00 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Options · Derivative | 11,200 | $0.00 Strike: $70.64 | $0.00 |
DisclosureSEC source: 0001209191-19-018052 · doc4.xml · derivative · entry 4 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,200 Underlying: Common Stock · 11,200 shares Expires 2029-03-06 F3 · derivative.exercise_date: Options vest 33.3% per year beginning March 1, 2020. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:00 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018052 · doc4.xml · nonDerivative · entry 3 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,687 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. F2 · balance_after: Includes 12 shares received by the reporting person in a distribution by General Electric Company ("GE") to its stockholders of shares of the issuer's common stock in connection with the issuer's previously announced combination with GE's transportation business. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:00 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018052 · doc4.xml · nonDerivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,687 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:00 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 11,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-018052 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,687 F1 · price: Fair Market Value of the stock on March 6, 2019 was $70.64 per share. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:55 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 317 | $73.80 | $23,394.60 |
DisclosureSEC source: 0001209191-19-001076 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,857 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| November 19, 2018 Filed Nov 19, 2018 19:00 UTC | Koppers Holdings Inc. KOP · Entity 5058 | PurchaseCommon Stock | 5,000 | $20.75 | $103,750.00 |
DisclosureSEC source: 0001209191-18-059124 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,316 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 17:06 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 228 | $91.61 | $20,887.08 |
DisclosureSEC source: 0001209191-18-053274 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,540 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 20:41 UTC | Koppers Holdings Inc. KOP · Entity 5058 | PurchaseCommon Stock | 5,000 | $35.88 | $179,400.00 |
DisclosureSEC source: 0001209191-18-046819 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,316 Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Options · Derivative | 54,000 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0001209191-18-044353 · doc4.xml · derivative · entry 7 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,000 shares Expires 2020-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionNon-Qualified Stock Option · Derivative | 50,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001209191-18-044353 · doc4.xml · derivative · entry 6 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 300 | $110.82 | $33,246.60 |
DisclosureSEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 5 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,475 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $110.815 to $110.83 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 12,900 | $110.46 | $1,424,934.00 |
DisclosureSEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 4 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,775 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $109.80 to $110.755 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 90,800 | $109.00 | $9,897,200.00 |
DisclosureSEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 3 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,675 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at a prices ranging from $108.79 to $109.78 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 54,000 | $19.10 | $1,031,562.00 |
DisclosureSEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 19:54 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | Exercise / conversionCommon Stock - Direct | 50,000 | $14.50 | $725,000.00 |
DisclosureSEC source: 0001209191-18-044353 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 16:18 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 260 | $80.48 | $20,924.80 |
DisclosureSEC source: 0001209191-18-041026 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,312 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Fourth Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
| May 29, 2018 Filed May 30, 2018 18:44 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 4,116 | $97.27 | $400,363.32 |
DisclosureSEC source: 0001209191-18-034096 · doc4.xml · nonDerivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,475 F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $97.12 to $97.38 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| May 29, 2018 Filed May 30, 2018 18:44 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | SaleCommon Stock - Direct | 60,884 | $96.68 | $5,886,100.73 |
DisclosureSEC source: 0001209191-18-034096 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,591 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $96.11 to $97.10 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| May 23, 2018 Filed May 25, 2018 13:49 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 1,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033419 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,052 F1 · shares: This restricted stock award was granted under the Fourth Amended and Restated 2004 Omnibus Incentive Plan of Genesee & Wyoming Inc. (the "Company"). The shares subject to the restricted stock award will vest in two equal installments on the dates of the next two annual meetings of the Company. Read SEC document |
| May 18, 2018 Filed May 22, 2018 19:42 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantNon-Qualified Stock Option · Derivative | 20,000 | $0.00 Strike: $94.87 | $0.00 |
DisclosureSEC source: 0001209191-18-032261 · doc4.xml · derivative · entry 2 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2028-05-18 F2 · derivative.exercise_date: 25% of options granted vest upon completion of the Company's announced combination with GE Transportation, which remains subject to customary closing conditions as of the date of the filing of this Form 4. The remaining 75% of options granted vest upon the conclusion of the recipient's service on the Board of Directors of the Company. Read SEC document |
| May 18, 2018 Filed May 22, 2018 19:42 UTC | WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 | GrantCommon Stock - Direct | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-032261 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663,475 F1 · price: Fair Market Value of the stock on May 18, 2018 was $94.87 per share. Read SEC document |
| May 08, 2018 Filed May 9, 2018 21:32 UTC | Koppers Holdings Inc. KOP · Entity 5058 | GrantCommon Stock | 2,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-028949 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,316 F1 · security: The reporting person was awarded time-based restricted stock units. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 16:43 UTC | GENESEE & WYOMING INC GWR · Entity 152834 | GrantClass A Common Stock, $.01 par value | 298 | $70.14 | $20,901.72 |
DisclosureSEC source: 0001209191-18-023049 · doc4.xml · nonDerivative · entry 1 NEUPAVER ALBERT J · CIK 0001190210 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,751 F1 · shares: These are deferred stock units acquired pursuant to the deferred stock arrangements for non-employee directors in accordance with the terms of the Third Amended and Restated 2004 Omnibus Incentive Plan ("Omnibus Plan") of Genesee & Wyoming Inc. (the "Company"). The deferred stock units are converted into shares of the Company's Class A Common Stock on a one-for-one basis upon distribution. Distribution of shares of Class A Common Stock occurs the first day of the calendar month after a director's service on the Company's Board of Directors terminates or upon another date or dates designated by the director pursuant to the Omnibus Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.