Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| J C PENNEY CO INCJCP · Entity 16599 | Director | June 15, 2020 | June 16, 2020 |
| MASCO CORP /DE/MAS · Entity 3389 | Director | May 08, 2026 | May 12, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Director | December 08, 2025 | December 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
J C PENNEY CO INC
Report date June 15, 2020 · Filed June 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock of 50 cents Par ValueSEC Table I · non-derivative | Direct | 255,632 |
Reported balance
After 2020-06-15 transaction · row 1
1 source rowRow 1 · 2020-06-15 · Sale · Disposed 262,258 · Balance 255,632 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.36 to $0.37, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.36 to $0.37, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4.
MASCO CORP /DE/
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,487 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 2,650 · Balance 16,487 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,929 |
Reported balance
Holding disclosure · report date 2026-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,929 |
ROCKWELL AUTOMATION, INC
Report date December 08, 2025 · Filed December 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,049 |
Reported balance
After 2025-12-08 transaction · row 1
1 source rowRow 1 · 2025-12-08 · Grant · Acquired 498 · Balance 7,049 F1: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 12, 2026 20:20 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005155 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,487 Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:09 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 2,006 | $63.66 | $127,701.96 |
DisclosureSEC source: 0001225208-26-003477 · doc4.xml · nonDerivative · entry 2 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,929 F1 · kind: The reporting person contributed Masco Corporation common stock to an exchange fund in exchange for shares of the exchange fund. F1 · price: The reporting person contributed Masco Corporation common stock to an exchange fund in exchange for shares of the exchange fund. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 20:09 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 14,729 | $63.66 | $937,648.14 |
DisclosureSEC source: 0001225208-26-003477 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,837 F1 · kind: The reporting person contributed Masco Corporation common stock to an exchange fund in exchange for shares of the exchange fund. F1 · price: The reporting person contributed Masco Corporation common stock to an exchange fund in exchange for shares of the exchange fund. Read SEC document |
| December 08, 2025 Filed Dec 11, 2025 00:32 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001088534-25-000007 · wk-form4_1765413134.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,049 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| November 28, 2025 Filed Dec 1, 2025 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 2,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001088534-25-000005 · wk-form4_1764628941.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,551 Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 20:20 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GiftCommon Stock | 10,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005712 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,566 F1 · balance_after: Reflects 3,060 shares of Common Stock that were previously held directly by the Reporting Person's individual account and which were transferred to Trust. Read SEC document |
| May 09, 2025 Filed May 13, 2025 20:23 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005029 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,495 Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000134 · wk-form4_1733519095.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,594 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| May 10, 2024 Filed May 14, 2024 20:37 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 2,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-005998 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,595 Read SEC document |
| February 14, 2024 Filed Feb 16, 2024 21:34 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GiftCommon Stock | 5,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002312 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,105 Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:10 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 716 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000154 · wk-form4_1701810590.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,920 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:29 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 3,040 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005844 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,439 Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 16:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 770 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000153 · wf-form4_167086430260338.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,204 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:15 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 2,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007074 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,399 Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 01:12 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000121 · wf-form4_163901236285574.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,434 F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| May 12, 2021 Filed May 14, 2021 20:14 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 2,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008162 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,469 Read SEC document |
| February 02, 2021 Filed Feb 3, 2021 18:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-21-000347 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,013 F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 13:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-001561 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,854 F1 · shares: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan. Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 20:17 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GiftCommon Stock | 16,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010638 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,889 Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 22:20 UTC | J C PENNEY CO INC JCP · Entity 16599 | SaleCommon Stock of 50 cents Par Value | 262,258 | $0.36 | $95,461.91 |
DisclosureSEC source: 0001567619-20-012231 · doc1.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,632 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.36 to $0.37, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| May 13, 2020 Filed May 15, 2020 19:45 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 3,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007800 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,121 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 16:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-20-000407 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,364 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 18:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 663 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002147 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,166 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 20:49 UTC | J C PENNEY CO INC JCP · Entity 16599 | PurchaseCommon Stock of 50 cents Par Value | 230,000 | $0.79 | $181,930.00 |
DisclosureSEC source: 0001567619-19-018061 · doc1.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,890 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.774 to $0.800, inclusive. The reporting person undertakes to provide any security holder of J. C. Penney Company, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote to this Form 4. Read SEC document |
| May 30, 2019 Filed May 31, 2019 20:13 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 170,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012514 · doc1.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,890 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2019 Long-Term Incentive Plan. Read SEC document |
| May 10, 2019 Filed May 14, 2019 19:30 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 3,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-007923 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,611 F1 · price: N/A Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:38 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionNon-Employee Director Stock Option · Derivative | 9,117 | Not disclosed Strike: $8.79 | Not disclosed |
DisclosureSEC source: 0001225208-19-004897 · doc4.xml · derivative · entry 4 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,117 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 12, 2010. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:38 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 9,117 | $39.56 | $360,622.94 |
DisclosureSEC source: 0001225208-19-004897 · doc4.xml · nonDerivative · entry 2 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,921 Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 21:38 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 9,117 | $8.79 | $80,159.40 |
DisclosureSEC source: 0001225208-19-004897 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:00 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000454 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,503 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| December 12, 2018 Filed Jan 15, 2019 21:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GiftCommon Stock | 8,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000861 · doc5.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,921 Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 15:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002280 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,268 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 20:40 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 61,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027106 · doc1.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,435 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2018 Long-Term Incentive Plan. Read SEC document |
| May 11, 2018 Filed May 15, 2018 14:00 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 3,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009285 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,329 F1 · price: N/A Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 20:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionNon-Employee Director Stock Option · Derivative | 9,117 | Not disclosed Strike: $16.25 | Not disclosed |
DisclosureSEC source: 0001225208-18-006596 · doc4.xml · derivative · entry 5 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,117 shares Expires 2018-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 13, 2009. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 20:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 5,577 | $41.85 | $233,404.70 |
DisclosureSEC source: 0001225208-18-006596 · doc4.xml · nonDerivative · entry 3 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,649 Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 20:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 3,540 | $41.85 | $148,153.60 |
DisclosureSEC source: 0001225208-18-006596 · doc4.xml · nonDerivative · entry 2 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,226 Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 20:56 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 9,117 | $16.25 | $148,158.54 |
DisclosureSEC source: 0001225208-18-006596 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,766 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 213 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000515 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| December 21, 2017 Filed Jan 17, 2018 21:13 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GiftCommon Stock | 8,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001124 · doc5.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,649 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 512 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002833 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,549 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| May 24, 2017 Filed May 25, 2017 20:43 UTC | J C PENNEY CO INC JCP · Entity 16599 | GrantCommon Stock of 50 cents Par Value | 32,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022356 · doc1.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,452 F1 · shares: Annual grant of restricted stock units pursuant to the Company's 2016 Long-Term Incentive Plan. Read SEC document |
| May 12, 2017 Filed May 16, 2017 14:06 UTC | MASCO CORP /DE/ MAS · Entity 3389 | GrantCommon Stock | 3,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009840 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,799 F1 · price: N/A Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 22:24 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionNon-Employee Director Stock Option · Derivative | 9,117 | Not disclosed Strike: $26.65 | Not disclosed |
DisclosureSEC source: 0001225208-17-004392 · doc4.xml · derivative · entry 5 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,117 shares Expires 2017-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing May 8, 2008. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 22:24 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 7,168 | $33.89 | $242,953.63 |
DisclosureSEC source: 0001225208-17-004392 · doc4.xml · nonDerivative · entry 3 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,229 Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 22:24 UTC | MASCO CORP /DE/ MAS · Entity 3389 | SaleCommon Stock | 1,949 | $33.89 | $66,059.80 |
DisclosureSEC source: 0001225208-17-004392 · doc4.xml · nonDerivative · entry 2 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,397 Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 22:24 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionCommon Stock | 9,117 | $26.65 | $242,957.11 |
DisclosureSEC source: 0001225208-17-004392 · doc4.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 22:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000490 · form.xml · nonDerivative · entry 1 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,037 F1 · shares: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan. Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 20:12 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Exercise / conversionNon-Employee Director Stock Option · Derivative | 36,468 | Not disclosed Strike: $25.48 | Not disclosed |
DisclosureSEC source: 0001225208-16-041287 · doc4.xml · derivative · entry 5 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,468 shares Expires 2016-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. F3 · price: Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3. F2 · derivative.exercise_date: This option became exercisable in five equal annual installments commencing December 5, 2007. F1 · derivative.underlying_shares: In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value. Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 20:12 UTC | MASCO CORP /DE/ MAS · Entity 3389 | Tax withholdingCommon Stock | 30,811 | $30.12 | $927,965.70 |
DisclosureSEC source: 0001225208-16-041287 · doc4.xml · nonDerivative · entry 3 PAYNE LISA A · CIK 0001088534 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,229 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.