Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Executive Vice President | May 17, 2019 | May 20, 2019 |
| Goldman Sachs Real Estate Diversified Income FundGSRXH · Entity 53576 | Director | January 01, 2024 | January 03, 2024 |
| STEPAN COSCL · Entity 4733 | Director | May 08, 2026 | May 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 17, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,092.4491 |
Reported balance
After 2019-05-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-17 · Exercise / conversion · Acquired 5,400 · Balance 28,092.4491 |
| Common StockSEC Table I · non-derivative | Direct | 22,692.4491 |
Reported balance
After 2019-05-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-05-17 · Sale · Disposed 5,400 · Balance 22,692.4491 F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $89.47 · Expires 2021-02-08 | Direct | 37,706 |
Reported balance
After 2019-05-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-17 · Exercise / conversion · Disposed 5,400 · Balance 37,706 F2: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011). |
| Common StockSEC Table I · non-derivative | IndirectBy 401k/paesop Trust | 1,163 |
Reported balance
Holding disclosure · report date 2019-05-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,163 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under 3M's General Employee Stock Purchase Plan.
F2: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).
Goldman Sachs Real Estate Diversified Income Fund
Report date January 01, 2024 · Filed January 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2024-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
STEPAN CO
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,637 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 2,566 · Balance 18,637 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2017 Filed Feb 15, 2017 19:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 100 | $181.77 | $18,177.40 |
DisclosureSEC source: 0001127602-17-006212 · form4.xml · nonDerivative · entry 6 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,063 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 201 | $181.77 | $36,535.77 |
DisclosureSEC source: 0001127602-17-006212 · form4.xml · nonDerivative · entry 5 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,163 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 62 | $181.76 | $11,269.12 |
DisclosureSEC source: 0001127602-17-006212 · form4.xml · nonDerivative · entry 4 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,364 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 576 | $181.75 | $104,688.00 |
DisclosureSEC source: 0001127602-17-006212 · form4.xml · nonDerivative · entry 3 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,426 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 1,796 | $181.74 | $326,408.99 |
DisclosureSEC source: 0001127602-17-006212 · form4.xml · nonDerivative · entry 2 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,002 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:06 UTC | 3M CO MMM · Entity 1275 | SaleCommon Stock | 76 | $181.74 | $13,812.24 |
DisclosureSEC source: 0001127602-17-006212 · form4.xml · nonDerivative · entry 1 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,798 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:24 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 48,264 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004851 · form4a.xml · derivative · entry 4 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,264 Underlying: Common Stock · 48,264 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:24 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004851 · form4a.xml · nonDerivative · entry 2 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,874 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 10, 2017 00:24 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004851 · form4a.xml · nonDerivative · entry 1 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,938 F1 · balance_after: Due to a computational error caused by a third-party vendor's filing software, the reporting person is refiling a report filed earlier today, solely to correct total holdings reported in Column 5 of Table 1. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:13 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 48,264 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-004746 · form4.xml · derivative · entry 4 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,264 Underlying: Common Stock · 48,264 shares Expires 2027-02-08 F4 · security: This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:13 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004746 · form4.xml · nonDerivative · entry 2 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,579 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 20:13 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004746 · form4.xml · nonDerivative · entry 1 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,579 F1 · shares: Represents shares of 3M common stock that will be delivered imminently pursuant to the terms of a performance share award made to the reporting person on March 3, 2014. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The number of shares withheld for taxes are estimated and will be revised by amendment, if necessary. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:20 UTC Amendment | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 48,264 | $0.00 Strike: $175.76 | $0.00 |
DisclosureSEC source: 0001127602-17-007803 · form4a.xml · derivative · entry 4 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,264 Underlying: Common Stock · 48,264 shares Expires 2027-02-08 Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:20 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 4,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007803 · form4a.xml · nonDerivative · entry 2 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,890.7782 F1 · shares: On February 9, 2017, the reporting person reported the imminent delivery of a number of shares of 3M Common Stock earned as a result of the 2014 performance shares awarded to the reporting person under the 3M Long-Term Incentive Plan. The number of shares to be withheld from this delivery for the payment of withholding taxes was estimated at that time. This amendment is being filed to update the Form 4 with the number of shares actually received after withholding taxes. Read SEC document |
| February 07, 2017 Filed Feb 22, 2017 23:20 UTC Amendment | 3M CO MMM · Entity 1275 | GrantCommon Stock | 8,358.608 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007803 · form4a.xml · nonDerivative · entry 1 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,937.7782 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:59 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 24,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-061864 · form4.xml · derivative · entry 4 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F4 · derivative.exercise_date: The restricted stock units will vest 100% five years from the grant date (9-1-2011). F4 · derivative.expiration_date: The restricted stock units will vest 100% five years from the grant date (9-1-2011). Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:59 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 11,813 | $179.98 | $2,126,103.74 |
DisclosureSEC source: 0001127602-16-061864 · form4.xml · nonDerivative · entry 2 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,468 F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 15:59 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 24,507 | $179.98 | $4,410,769.86 |
DisclosureSEC source: 0001127602-16-061864 · form4.xml · nonDerivative · entry 1 Delgado Joaquin · CIK 0001465913 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.