TapewireFind a company

person · Reporting owner

FRIST ROBERT A JR

Disclosed activity across 1 company

Tapewire entity
48086
SEC CIK
0001217273

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HEALTHSTREAM INCHSTM · Entity 5059Director · CEO and Chairman · 10% ownerSeptember 29, 2026September 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HEALTHSTREAM INC

Report date September 29, 2026 · Filed September 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,908,516 Ending reported balance After 2026-09-29 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-29 · Exercise / conversion · Acquired 1,955 · Balance 3,908,993

F1: Shares acquired on vesting of restricted share units.

Row 2 · 2026-09-29 · Tax withholding · Disposed 477 · Balance 3,908,516

F2: Shares withheld for payment of tax liability.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,230 Reported balance After 2026-09-29 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-09-29 · Exercise / conversion · Disposed 1,055 · Balance 1,230

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F5: Not applicable.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,664 Reported balance After 2026-09-29 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-09-29 · Exercise / conversion · Disposed 512 · Balance 1,664

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 18, 2025, 20% vest on September 18, 2026, 30% vest on September 18, 2027, and the remaining 35% vest on September 18, 2028.

F5: Not applicable.

Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,198 Reported balance After 2026-09-29 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-09-29 · Exercise / conversion · Disposed 388 · Balance 2,198

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 24, 2026, 20% vest on September 24, 2027, 30% vest on September 24, 2028, and the remaining 35% vest on September 24, 2029.

F5: Not applicable.

Common StockSEC Table I · non-derivativeIndirectThe Carolyn Marie Frist 2005 Vested Trust10,000 Reported balance Holding disclosure · report date 2026-09-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 10,000

Common StockSEC Table I · non-derivativeIndirectThe Cate Merriman Frist 2005 Vested Trust10,000 Reported balance Holding disclosure · report date 2026-09-29 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 10,000

Common StockSEC Table I · non-derivativeIndirectThe Eleanor Knox Frist 2005 Vested Trust10,000 Reported balance Holding disclosure · report date 2026-09-29 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 10,000

Common StockSEC Table I · non-derivativeIndirectLouise Trust u/a/d 08-16-200718,335 Reported balance Holding disclosure · report date 2026-09-29 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 18,335

Common StockSEC Table I · non-derivativeIndirectMerriman Trust u/a/d 08-16-200718,334 Reported balance Holding disclosure · report date 2026-09-29 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 18,334

Common StockSEC Table I · non-derivativeIndirectMarie Trust u/a/d 08-16-200718,334 Reported balance Holding disclosure · report date 2026-09-29 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 18,334

Common StockSEC Table I · non-derivativeIndirectKnox Trust u/a/d 08-16-200718,334 Reported balance Holding disclosure · report date 2026-09-29 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 18,334

Common StockSEC Table I · non-derivativeIndirectBobby and Melissa Frist Children's 2012 GST-Exempt Trust995,000 Reported balance Holding disclosure · report date 2026-09-29 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 995,000

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired on vesting of restricted share units.

F2: Shares withheld for payment of tax liability.

F3: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F5: Not applicable.

F6: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 18, 2025, 20% vest on September 18, 2026, 30% vest on September 18, 2027, and the remaining 35% vest on September 18, 2028.

F7: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 24, 2026, 20% vest on September 24, 2027, 30% vest on September 24, 2028, and the remaining 35% vest on September 24, 2029.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2024 Filed Mar 25, 2024 20:22 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009230 · rdgdoc.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,001

Underlying: Common Stock · 1,715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:22 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 2,005 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009230 · rdgdoc.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:22 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 1,326 $26.43 $35,046.18
Disclosure

SEC source: 0001437749-24-009230 · rdgdoc.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,751,689

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:22 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 5,443 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-009230 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,753,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 23:22 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-24-008902 · rdgdoc.xml · derivative · entry 10

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock · 2,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 20, 2025, 20% vest on March 20, 2026, 30% vest on March 20, 2027, and the remaining 35% vest on March 20, 2028.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
January 03, 2024 Filed Feb 28, 2026 00:58 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock Holding 8,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-006163 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048,052

F1 · balance_after: Reflects the amount of securities directly beneficially owned by the reporting person as of the date hereof.

Read SEC document
December 12, 2023 Filed Dec 13, 2023 21:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock Holding 8,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-034328 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,747,572

Read SEC document
December 12, 2023 Filed Feb 28, 2026 00:57 UTC Amendment HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock Holding 10,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-006162 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,048,052

F1 · shares: The original Form 4, filed December 13, 2023, is being amended by this Form 4 Amendment solely to correct an administrative error, which incorrectly reported 8,500 shares were transferred by gift, while the correct amount is 10,500.

F2 · balance_after: Reflects the amount of securities directly beneficially owned by the reporting person as of the date hereof.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:19 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029275 · rdgdoc.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,717

Underlying: Common Stock · 479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:19 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 117 $25.14 $2,941.38
Disclosure

SEC source: 0001437749-23-029275 · rdgdoc.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,756,072

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
October 27, 2023 Filed Oct 27, 2023 23:19 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 479 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029275 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,756,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
September 20, 2023 Filed Sep 21, 2023 21:35 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 3,515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-026545 · rdgdoc.xml · derivative · entry 10

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,515

Underlying: Common Stock · 3,515 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on September 20, 2024, 20% vest on September 20, 2025, 30% vest on September 20, 2026, and the remaining 35% vest on September 20, 2027.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 971 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 15

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,716

Underlying: Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,005

Underlying: Common Stock · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 1,340 $26.25 $35,175.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,755,710

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 20:27 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 5,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,757,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 22, 2023 Filed Mar 24, 2023 20:27 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 2,857 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-23-007817 · rdgdoc.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 22, 2024, 20% vest on March 22, 2025, 30% vest on March 22, 2026, and the remaining 35% vest on March 22, 2027.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 21:24 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock Holding 6,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-029454 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,751,550

Read SEC document
October 27, 2022 Filed Oct 28, 2022 20:14 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 3,196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-025075 · rdgdoc.xml · derivative · entry 10

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,196

Underlying: Common Stock · 3,196 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 27, 2023, 20% vest on October 27, 2024, 30% vest on October 27, 2025, and the remaining 35% vest on October 27, 2026.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 26, 2022 Filed May 31, 2022 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 6,471 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-013915 · rdgdoc.xml · derivative · entry 10

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,471

Underlying: Common Stock · 6,471 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · date: The RSUs were approved by the Compensation Committee of the Board of Directors on March 23, 2022, subject to shareholder approval of the 2022 Omnibus Incentive Plan under which the RSUs were granted. HealthStream's shareholders approved the plan on May 26, 2022.

F3 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 23, 2023, 20% vest on March 23, 2024, 30% vest on March 23, 2025, and the remaining 35% vest on March 23, 2026.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 858 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006733 · rdgdoc.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,859

Underlying: Common Stock · 858 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,146 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006733 · rdgdoc.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724

Underlying: Common Stock · 1,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,430 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006733 · rdgdoc.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,864 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006733 · rdgdoc.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock Holding 1,291 $19.94 $25,742.54
Disclosure

SEC source: 0001437749-22-006733 · rdgdoc.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,758,350

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:18 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock Holding 5,298 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-006733 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,759,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
December 29, 2021 Filed Dec 29, 2021 22:46 UTC HEALTHSTREAM INC HSTM · Entity 5059 Disposition to issuerCommon Stock Holding 93,607 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-029423 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,762,843

F1 · shares: On December 29, 2021, Robert A. Frist, Jr., the chief executive officer and chairman of HealthStream, Inc. (the "Company"), contributed 86,494 of his shares of Company common stock to the Company without any consideration paid to Mr. Frist. This contribution is for the benefit of over 1,000 employees, excluding executives, vice presidents, or associate vice presidents. The Company has approved the grant of that same number of shares contributed by Mr. Frist under its 2016 Omnibus Incentive Plan to these employees. It is contemplated that these shares, which will not be subject to any vesting conditions, will be issued on December 29, 2021. In addition, on December 29, 2021, Mr. Frist contributed an additional 7,113 shares to the Company, without consideration paid to Mr. Frist, which amount is equivalent to the estimated Company costs associated with the equity grants, such as administrative expenses and employer payroll taxes, which will be associated with the grants.

Read SEC document
December 20, 2021 Filed Jan 12, 2022 22:31 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock Holding 8,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-000819 · rdgdoc.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754,343

Read SEC document
May 04, 2021 Filed May 4, 2021 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 PurchaseCommon Stock 5,000 $24.83 $124,150.00
Disclosure

SEC source: 0001209191-21-029940 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856,450

F2 · price: This transaction was executed in multiple trades at prices ranging from $24.63 to $24.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 03, 2021 Filed May 4, 2021 21:04 UTC HEALTHSTREAM INC HSTM · Entity 5059 PurchaseCommon Stock 4,000 $24.81 $99,240.00
Disclosure

SEC source: 0001209191-21-029940 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,851,450

F1 · price: This transaction was executed in multiple trades at prices ranging from $24.675 to $25.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 12:51 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 5,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · derivative · entry 15

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

Underlying: Common Stock · 5,717 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F9 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2022, 20% vest on March 17, 2023, 30% vest on March 17, 2024, and the remaining 35% vest on March 17, 2025.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 12:51 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,870

Underlying: Common Stock · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 12:51 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097

Underlying: Common Stock · 952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 12:51 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,597 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864

Underlying: Common Stock · 1,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 12:51 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 12:51 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock 1,389 $23.52 $32,669.28
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847,450

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 12:51 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 5,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021649 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,848,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
December 28, 2020 Filed Feb 25, 2021 21:26 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014324 · doc5.xml · nonDerivative · entry 3

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Bobby and Melissa Frist Children's 2012 GST-Exempt Trust

Disclosed balance after: 595,000

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 28, 2020 Filed Feb 25, 2021 21:26 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014324 · doc5.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,843,731

F1 · kind: This transaction involved a gift of securities by the reporting person to a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 16, 2020 Filed Feb 25, 2021 21:26 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-014324 · doc5.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003,731

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 715 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 14

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,049

Underlying: Common Stock · 715 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F8 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2020, 20% vest on March 15, 2021, 30% vest on March 15, 2022, and the remaining 35% vest on March 15, 2023.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 13

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,461

Underlying: Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F7 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 15, 2019, 20% vest on March 15, 2020, 30% vest on March 15, 2021, and the remaining 35% vest on March 15, 2022.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,458 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 12

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Stock · 1,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F6 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 16, 2018, 20% vest on March 16, 2019, 30% vest on March 16, 2020, and the remaining 35% vest on March 16, 2021.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionRestricted Share Units · Derivative 1,982 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,982 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F4 · derivative.exercise_date: The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 17, 2017, 20% vest on March 17, 2018, 30% vest on March 17, 2019, and the remaining 35% vest on March 17, 2020.

F5 · derivative.expiration_date: Not applicable.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC HEALTHSTREAM INC HSTM · Entity 5059 Tax withholdingCommon Stock 1,272 $23.04 $29,306.88
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · nonDerivative · entry 2

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,012,231

F2 · shares: Shares withheld for payment of tax liability.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 12:52 UTC HEALTHSTREAM INC HSTM · Entity 5059 Exercise / conversionCommon Stock 5,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019891 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,013,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on vesting of restricted share units.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 18:54 UTC HEALTHSTREAM INC HSTM · Entity 5059 GrantRestricted Share Units · Derivative 5,729 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018421 · doc4.xml · derivative · entry 11

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729

Underlying: Common Stock · 5,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The RSUs are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on March 11, 2021, 20% vest on March 11, 2022, 30% vest on March 11, 2023, and the remaining 35% vest on March 11, 2024.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
December 30, 2019 Filed Dec 31, 2019 01:15 UTC HEALTHSTREAM INC HSTM · Entity 5059 GiftCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-062190 · doc4.xml · nonDerivative · entry 1

FRIST ROBERT A JR · CIK 0001217273 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008,283

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.