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Burke Kathleen Flaherty

Disclosed activity across 1 company

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48076
SEC CIK
0001775435

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MKS INCMKSI · Entity 110EVP, GC & SecretaryMay 11, 2026May 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MKS INC

Report date May 11, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,439.485 Reported balance After 2026-05-11 transaction · row 1
1 source row

Row 1 · 2026-05-11 · Sale · Disposed 4,355 · Balance 49,439.485

F1: This transaction was executed in multiple trades at prices ranging from $319.715 to $320.670. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $319.715 to $320.670. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 4,945.499 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · derivative · entry 8

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,292.267

Underlying: Common Stock · 4,945.499 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2025, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 4,912 $122.15 $600,000.80
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · nonDerivative · entry 7

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,410.021

F2 · kind: These shares were withheld by MKS Instruments, Inc. to satisfy the tax withholding obligations triggered by the vesting of RSUs and do not represent a discretionary trade by the reporting person.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · nonDerivative · entry 6

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,322.021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 3,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · nonDerivative · entry 5

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,453.021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · nonDerivative · entry 4

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,845.021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · nonDerivative · entry 3

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,200.021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,016.78 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · nonDerivative · entry 2

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,913.021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 20:05 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,032.561 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005323 · form4.xml · nonDerivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,896.241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 05, 2024 Filed Feb 6, 2024 19:46 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 10,824.859 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-003529 · form4.xml · derivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,346.768

Underlying: Common Stock · 10,824.859 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 5, 2024, and thereafter vest in three equal annual installments beginning on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 16:21 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 5,377.067 $101.40 $545,238.90
Disclosure

SEC source: 0001127602-23-022181 · form4.xml · nonDerivative · entry 2

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,737.608

F2 · price: This transaction was executed in multiple trades at prices ranging from $101.350 to $101.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 07, 2023 Filed Aug 8, 2023 16:21 UTC MKS INC MKSI · Entity 110 SaleCommon Stock 6,186 $101.08 $625,303.77
Disclosure

SEC source: 0001127602-23-022181 · form4.xml · nonDerivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,114.675

F1 · price: This transaction was executed in multiple trades at prices ranging from $101.080 to $101.260. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · derivative · entry 14

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521.909

Underlying: Common Stock · 1,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · derivative · entry 13

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,166.909

Underlying: Common Stock · 2,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · derivative · entry 12

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,452.909

Underlying: Common Stock · 1,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · derivative · entry 11

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,468.909

Underlying: Common Stock · 2,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,281.101 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · derivative · entry 10

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,501.909

Underlying: Common Stock · 1,281.101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,844.625 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · derivative · entry 9

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,783.01

Underlying: Common Stock · 1,844.625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 5,608.735 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · derivative · entry 8

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,627.635

Underlying: Common Stock · 5,608.735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2024, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 3,474 $100.29 $348,407.46
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · nonDerivative · entry 7

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,150.579

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · nonDerivative · entry 6

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,624.579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · nonDerivative · entry 5

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,979.579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · nonDerivative · entry 4

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,693.579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · nonDerivative · entry 3

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,677.579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,281.101 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · nonDerivative · entry 2

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,644.579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 19:59 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,844.625 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005507 · form4.xml · nonDerivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,363.478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 20:37 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 6,859.756 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-004172 · form4.xml · derivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018.9

Underlying: Common Stock · 6,859.756 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on February 8, 2023, and thereafter vest in three equal annual installments beginning on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,179.029 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-024523 · form4.xml · derivative · entry 3

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,159.144

Underlying: Common Stock · 2,179.029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019.

F3 · derivative.expiration_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:47 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 967 $84.58 $81,788.86
Disclosure

SEC source: 0001127602-22-024523 · form4.xml · nonDerivative · entry 2

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,442.168

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
October 28, 2022 Filed Oct 31, 2022 20:47 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,179.029 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-024523 · form4.xml · nonDerivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,409.168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
April 29, 2022 Filed May 2, 2022 20:23 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 4,935.076 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-012840 · form4.xml · derivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338.173

Underlying: Common Stock · 4,935.076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2023, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · derivative · entry 13

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,403.097

Underlying: Common Stock · 1,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · derivative · entry 12

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,419.097

Underlying: Common Stock · 2,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 21, 2022, and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · derivative · entry 11

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,451.097

Underlying: Common Stock · 1,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · derivative · entry 10

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,732.097

Underlying: Common Stock · 1,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,574.183 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · derivative · entry 9

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,576.097

Underlying: Common Stock · 1,574.183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,290.831 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · derivative · entry 8

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,150.28

Underlying: Common Stock · 1,290.831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 27, 2020, and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 27, 2020, and thereafter vest in three equal annual installments beginning on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 3,708 $152.55 $565,655.40
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · nonDerivative · entry 7

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,128.924

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · nonDerivative · entry 6

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,836.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · nonDerivative · entry 5

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,820.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · nonDerivative · entry 4

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,788.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · nonDerivative · entry 3

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,507.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,574.183 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · nonDerivative · entry 2

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,663.924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:39 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 1,290.831 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-005309 · form4.xml · nonDerivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,089.741

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
January 21, 2022 Filed Jan 24, 2022 21:34 UTC MKS INC MKSI · Entity 110 GrantRestricted Stock Unit · Derivative 6,097.561 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-22-001953 · form4.xml · derivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,441.111

Underlying: Common Stock · 6,097.561 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs were subject to performance criteria, achievement of which was determined on January 21, 2022 and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs were subject to performance criteria, achievement of which was determined on January 21, 2022 and thereafter vest in three equal annual installments beginning on February 15, 2022, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 21:23 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 2,179.029 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-027839 · form4.xml · derivative · entry 3

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,343.55

Underlying: Common Stock · 2,179.029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019.

F3 · derivative.expiration_date: These RSUs vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant, October 28, 2019.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 21:23 UTC MKS INC MKSI · Entity 110 Tax withholdingCommon Stock 967 $145.74 $140,930.58
Disclosure

SEC source: 0001127602-21-027839 · form4.xml · nonDerivative · entry 2

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,731.539

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 21:23 UTC MKS INC MKSI · Entity 110 Exercise / conversionCommon Stock 2,179.029 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-027839 · form4.xml · nonDerivative · entry 1

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,698.539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 23:56 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006352 · form4.xml · derivative · entry 14

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,522.579

Underlying: Common Stock · 1,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 23:56 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006352 · form4.xml · derivative · entry 13

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,802.579

Underlying: Common Stock · 1,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs were subject to performance criteria, the achievement of which was determined on January 25, 2021, and thereafter vest in three equal annual installments beginning on February 15, 2021, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 23:56 UTC MKS INC MKSI · Entity 110 Exercise / conversionRestricted Stock Unit · Derivative 1,574.183 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006352 · form4.xml · derivative · entry 12

Burke Kathleen Flaherty · CIK 0001775435 · Sr. VP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,646.579

Underlying: Common Stock · 1,574.183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2020, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.