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Oddie Andrew David

Disclosed activity across 1 company

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47974
SEC CIK
0001926483

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Funko, Inc.FNKO · Entity 2463CHIEF INTERNATIONAL OFFICERMay 08, 2026May 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Funko, Inc.

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CLASS A COMMON STOCKSEC Table I · non-derivativeDirect34,657 Reported balance After 2026-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-08 · Sale · Disposed 34,656 · Balance 34,657

F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2: The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2024 Filed Sep 25, 2024 20:34 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 10,800 $4.01 $43,308.00
Disclosure

SEC source: 0001704711-24-000146 · wk-form4_1727296446.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 51,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 22:46 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 300 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001704711-24-000142 · wk-form4_1726613201.xml · derivative · entry 6

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,682

Underlying: CLASS A COMMON STOCK · 300 shares

Expires 2030-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 22:46 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 300 $12.04 $3,612.00
Disclosure

SEC source: 0001704711-24-000142 · wk-form4_1726613201.xml · nonDerivative · entry 4

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,372

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 22:46 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 300 $4.01 $1,203.00
Disclosure

SEC source: 0001704711-24-000142 · wk-form4_1726613201.xml · nonDerivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 22:46 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionOption to Purchase Class A Common Stock · Derivative 5,531 $0.00 Strike: $4.01 $0.00
Disclosure

SEC source: 0001704711-24-000142 · wk-form4_1726613201.xml · derivative · entry 5

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,982

Underlying: CLASS A COMMON STOCK · 5,531 shares

Expires 2030-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 22:46 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 5,531 $12.00 $66,372.00
Disclosure

SEC source: 0001704711-24-000142 · wk-form4_1726613201.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,372

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 13, 2024 Filed Sep 17, 2024 22:46 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 5,531 $4.01 $22,179.31
Disclosure

SEC source: 0001704711-24-000142 · wk-form4_1726613201.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 20:47 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 16,719 $10.09 $168,764.93
Disclosure

SEC source: 0001704711-24-000120 · wk-form4_1718398027.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,372

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 22:09 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 16,690 $9.22 $153,821.72
Disclosure

SEC source: 0001704711-24-000092 · wk-form4_1717625376.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,091

Read SEC document
May 13, 2024 Filed May 14, 2024 21:19 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 9,603 $7.42 $71,227.37
Disclosure

SEC source: 0001704711-24-000085 · wk-form4_1715721545.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,781

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on May 12, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.24 to $7.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
May 12, 2024 Filed May 14, 2024 21:19 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 19,324 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000085 · wk-form4_1715721545.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,324

Underlying: CLASS A COMMON STOCK · 19,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On May 12, 2022, the Reporting Person was granted 57,971 RSUs, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On May 12, 2022, the Reporting Person was granted 57,971 RSUs, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
May 12, 2024 Filed May 14, 2024 21:19 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 19,324 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000085 · wk-form4_1715721545.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Read SEC document
April 30, 2024 Filed May 1, 2024 23:22 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 3,730 $5.97 $22,254.67
Disclosure

SEC source: 0001704711-24-000062 · wk-form4_1714605724.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,060

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on April 29, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.95 to $5.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:22 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 7,314 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000062 · wk-form4_1714605724.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 7,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 29,254 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 29,254 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
April 29, 2024 Filed May 1, 2024 23:22 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 7,314 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000062 · wk-form4_1714605724.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
April 22, 2024 Filed Apr 23, 2024 20:41 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 2,353 $6.21 $14,621.54
Disclosure

SEC source: 0001704711-24-000048 · wk-form4_1713904877.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,476

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on April 21, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
April 21, 2024 Filed Apr 23, 2024 20:41 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 4,908 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000048 · wk-form4_1713904877.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,909

Underlying: CLASS A COMMON STOCK · 4,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 19,633 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 19,633 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
April 21, 2024 Filed Apr 23, 2024 20:41 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 4,908 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000048 · wk-form4_1713904877.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 23:06 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 7,631 $6.09 $46,479.66
Disclosure

SEC source: 0001704711-24-000045 · wk-form4_1712271981.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,921

F1 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 29, 2024 persuant to a Rule 10b5-1 instruction letter entered into in June 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.08 to $6.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 23:15 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000037 · wk-form4_1712099742.xml · derivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F3 · derivative.exercise_date: On August 11, 2023, the Reporting Person was granted 15,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

F3 · derivative.expiration_date: On August 11, 2023, the Reporting Person was granted 15,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Read SEC document
March 29, 2024 Filed Apr 2, 2024 23:15 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 15,000 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000037 · wk-form4_1712099742.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF COMMERCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 22:26 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000026 · wk-form4_1710541590.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: CLASS A COMMON STOCK · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · derivative.exercise_date: The RSUs vest in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F4 · derivative.expiration_date: The RSUs vest in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 22:26 UTC Funko, Inc. FNKO · Entity 2463 GrantOption to Purchase Class A Common Stock · Derivative 125,900 $0.00 Strike: $6.37 $0.00
Disclosure

SEC source: 0001704711-24-000026 · wk-form4_1710541590.xml · derivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,900

Underlying: CLASS A COMMON STOCK · 125,900 shares

Expires 2034-03-13

F3 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 13, 2024 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 22:26 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 50,400 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000026 · wk-form4_1710541590.xml · derivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,400

Underlying: CLASS A COMMON STOCK · 50,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F2 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 23:13 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 2,337 $6.62 $15,469.54
Disclosure

SEC source: 0001704711-24-000023 · wk-form4_1710371589.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,552

F1 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 8, 2024 persuant to a Rule 10b5-1 instruction letter entered into in June 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.55 to $6.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
March 08, 2024 Filed Mar 8, 2024 23:58 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 4,700 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000017 · wk-form4_1709942322.xml · derivative · entry 5

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,399

Underlying: CLASS A COMMON STOCK · 4,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F6 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F6 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 08, 2024 Filed Mar 8, 2024 23:58 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 4,700 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000017 · wk-form4_1709942322.xml · nonDerivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 23:58 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 3,422 $6.41 $21,942.55
Disclosure

SEC source: 0001704711-24-000017 · wk-form4_1709942322.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,189

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 6, 2024 persuant to a Rule 10b5-1 instruction letter entered into in June 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.31 to $6.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 23:58 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 6,881 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000017 · wk-form4_1709942322.xml · derivative · entry 4

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,644

Underlying: CLASS A COMMON STOCK · 6,881 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On March 6, 2023, the Reporting Person was granted 27,525 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On March 6, 2023, the Reporting Person was granted 27,525 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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March 06, 2024 Filed Mar 8, 2024 23:58 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 6,881 $0.00 $0.00
Disclosure

SEC source: 0001704711-24-000017 · wk-form4_1709942322.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:34 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-042831 · ownership.xml · derivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.

Read SEC document
May 15, 2023 Filed May 16, 2023 20:06 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 9,588 $11.19 $107,321.36
Disclosure

SEC source: 0000950170-23-022461 · ownership.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,730

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on May 12, 2023 pursuant to a sell to cover instruction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:06 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 19,323 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-022461 · ownership.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,648

Underlying: Class A Common Stock · 19,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:06 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 19,323 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-022461 · ownership.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
May 01, 2023 Filed May 3, 2023 00:30 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 3,630 $9.66 $35,051.64
Disclosure

SEC source: 0000950170-23-016832 · ownership.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,995

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 29, 2023 pursuant to a sell to cover instruction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.38 to $9.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
April 29, 2023 Filed May 3, 2023 00:30 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 7,313 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-016832 · ownership.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,314

Underlying: Class A Common Stock · 7,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 29, 2020, the Reporting Person was granted 29,254 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 29, 2020, the Reporting Person was granted 29,254 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
April 29, 2023 Filed May 3, 2023 00:30 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 7,313 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-016832 · ownership.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 23:02 UTC Funko, Inc. FNKO · Entity 2463 SaleCLASS A COMMON STOCK 2,437 $9.09 $22,155.74
Disclosure

SEC source: 0000899243-23-011686 · doc4.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,312

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on April 21, 2023 pursuant to a sell to cover instruction.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 23:02 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 4,908 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011686 · doc4.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,817

Underlying: Class A Common Stock · 4,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On April 21, 2021, the Reporting Person was granted 19,633 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On April 21, 2021, the Reporting Person was granted 19,633 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 23:02 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionCLASS A COMMON STOCK 4,908 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-011686 · doc4.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

Read SEC document
March 09, 2023 Filed Mar 11, 2023 01:44 UTC Funko, Inc. FNKO · Entity 2463 SaleClass A Common Stock 2,334 $8.47 $19,770.85
Disclosure

SEC source: 0000899243-23-008195 · doc4.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,841

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 8, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.41 to $8.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 01:44 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 4,699 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008195 · doc4.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,099

Underlying: Class A Common Stock · 4,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 08, 2023 Filed Mar 11, 2023 01:44 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionClass A Common Stock 4,699 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008195 · doc4.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 00:58 UTC Funko, Inc. FNKO · Entity 2463 GrantOption to Purchase Class A Common Stock · Derivative 34,400 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0000899243-23-007415 · doc4.xml · derivative · entry 5

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,400

Underlying: Class A Common Stock · 34,400 shares

Expires 2033-03-06

F7 · derivative.exercise_date: The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 6, 2023 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 00:58 UTC Funko, Inc. FNKO · Entity 2463 GrantRestricted Stock Units · Derivative 27,525 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007415 · doc4.xml · derivative · entry 4

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,525

Underlying: Class A Common Stock · 27,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F6 · derivative.exercise_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F6 · derivative.expiration_date: The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 00:58 UTC Funko, Inc. FNKO · Entity 2463 SaleClass A Common Stock 570 $9.84 $5,607.60
Disclosure

SEC source: 0000899243-23-007415 · doc4.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,476

F2 · shares: Shares were sold to cover taxes upon the vesting of RSUs on March 4, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.83 to $9.84, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document
March 04, 2023 Filed Mar 8, 2023 00:58 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 1,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007415 · doc4.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F5 · derivative.exercise_date: On March 4, 2019, the Reporting Person was granted 4,570 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

F5 · derivative.expiration_date: On March 4, 2019, the Reporting Person was granted 4,570 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 4, 2019, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Read SEC document
March 04, 2023 Filed Mar 8, 2023 00:58 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionClass A Common Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007415 · doc4.xml · nonDerivative · entry 1

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Read SEC document
July 30, 2022 Filed Aug 11, 2022 21:00 UTC Funko, Inc. FNKO · Entity 2463 Exercise / conversionRestricted Stock Units · Derivative 2,395 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-028391 · doc4.xml · derivative · entry 3

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

F4 · derivative.exercise_date: The original grant of 9,580 RSUs has vested in four equal installments on each of the first through fourth anniversaries of July 30, 2018.

F4 · derivative.expiration_date: The original grant of 9,580 RSUs has vested in four equal installments on each of the first through fourth anniversaries of July 30, 2018.

Read SEC document
July 30, 2022 Filed Aug 11, 2022 21:00 UTC Funko, Inc. FNKO · Entity 2463 SaleClass A Common Stock 1,187 $26.30 $31,218.10
Disclosure

SEC source: 0000899243-22-028391 · doc4.xml · nonDerivative · entry 2

Oddie Andrew David · CIK 0001926483 · CHIEF REVENUE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,903

F2 · shares: Shares were sold to cover taxes upon the vesting of restricted stock units on July 30, 2022 pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.