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person · Reporting owner

LOCKHART H EUGENE

Disclosed activity across 2 companies

Tapewire entity
47938
SEC CIK
0001193875

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625DirectorSeptember 08, 2021September 09, 2021
Huron Consulting Group Inc.HURN · Entity 4332DirectorMay 08, 2026May 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALKAMI TECHNOLOGY, INC.

Report date September 08, 2021 · Filed September 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote346,783 Reported balance After 2021-09-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-09-08 · Sale · Disposed 2,385 · Balance 346,783

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.05. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Shares held by MissionOG Fund II, L.P.

F3: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Common StockSEC Table I · non-derivativeIndirectSee footnotes216,146 Reported balance After 2021-09-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-09-08 · Sale · Disposed 1,446 · Balance 216,146

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6: Shares held by MissionOG Parallel Fund II, L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.05. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: Shares held by MissionOG Fund II, L.P.

F3: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F4: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.03. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Shares held by MissionOG Parallel Fund II, L.P.

Huron Consulting Group Inc.

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,662 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 1,500 · Balance 9,662

F1: Consists of restricted stock units granted to the reporting person on May 8, 2026, all of which will vest on the first anniversary of the award.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units granted to the reporting person on May 8, 2026, all of which will vest on the first anniversary of the award.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 12, 2021 Filed Jul 16, 2021 14:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 948 $35.97 $34,099.56
Disclosure

SEC source: 0001193875-21-000006 · wf-form4_162644626276624.xml · nonDerivative · entry 2

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 457,893

F1 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P.

F5 · ownership.nature: The price reported is a straight average sale price. The sale prices ranged from $35.95 to $35.99. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
July 12, 2021 Filed Jul 16, 2021 14:37 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 SaleCommon Stock 36,563 $35.53 $1,299,083.39
Disclosure

SEC source: 0001193875-21-000006 · wf-form4_162644626276624.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 458,841

F1 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F2 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: This transaction is pursuant to a 10b5-1 plan executed by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P.

F4 · ownership.nature: The price reported is a straight average sale price. The sale prices ranged from $34.94 to $35.95. Reporting Person provided Issuer full information regarding the number of shares sold at each separate price.

Read SEC document
May 07, 2021 Filed May 11, 2021 12:19 UTC Huron Consulting Group Inc. HURN · Entity 4332 GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-009485 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,690

F1 · shares: Huron Consulting Group Inc. awarded restricted stock to reporting person.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries E Preferred Stock · Derivative 134,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · derivative · entry 12

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 134,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · derivative.exercise_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries D Preferred Stock · Derivative 169,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · derivative · entry 11

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 169,185 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries A Preferred Stock · Derivative 5,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · derivative · entry 10

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 5,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries E Preferred Stock · Derivative 168,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · derivative · entry 9

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 168,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · derivative.exercise_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · derivative.expiration_date: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries D Preferred Stock · Derivative 320,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · derivative · entry 8

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 320,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.exercise_date: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · derivative.expiration_date: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionSeries A Preferred Stock · Derivative 6,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · derivative · entry 7

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Common Stock · 6,513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 134,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · nonDerivative · entry 6

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 308,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 169,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · nonDerivative · entry 5

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 174,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 5,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · nonDerivative · entry 4

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 5,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F3 · ownership.nature: Shares held by MissionOG Parallel Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 168,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · nonDerivative · entry 3

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 495,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F6 · price: Each share of Series E Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 320,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · nonDerivative · entry 2

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 326,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F5 · price: Each share of Series D Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 16, 2021 Filed Apr 16, 2021 20:48 UTC ALKAMI TECHNOLOGY, INC. ALKT · Entity 1625 ConversionCommon Stock 6,513 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-008227 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F1 · price: Each share of Series A Preferred Stock was automatically converted on a 1-for-1 basis into Common Stock immediately prior to the closing of the Issuer's initial public offering.

F2 · ownership.nature: Shares held by MissionOG Fund II, L.P.

F4 · ownership.nature: The Reporting Person serves as Managing Partner and Chairman of MissionOG and may be deemed to have beneficial ownership of the shares held by MissionOG Fund II, L.P. and MissionOG Parallel Fund II, L.P. The Reporting Person disclaims beneficial ownership of all such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 08, 2020 Filed May 12, 2020 16:28 UTC Huron Consulting Group Inc. HURN · Entity 4332 GrantCommon Stock 3,767 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-009556 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,690

F1 · shares: Huron Consulting Group Inc. awarded restricted stock to reporting person.

Read SEC document
May 03, 2019 Filed May 7, 2019 19:34 UTC Huron Consulting Group Inc. HURN · Entity 4332 GrantCommon Stock 3,425 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-009982 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,923

F1 · shares: Huron Consulting Group Inc. awarded restricted stock to reporting person.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 18:11 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 98 $47.03 $4,608.94
Disclosure

SEC source: 0001567619-19-008295 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,498

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:42 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 10 $50.60 $506.00
Disclosure

SEC source: 0001567619-19-000455 · doc1.xml · nonDerivative · entry 2

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,596

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 17:42 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 88 $49.96 $4,396.48
Disclosure

SEC source: 0001567619-19-000455 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,606

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.52 to $50.42. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:05 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 98 $49.18 $4,819.64
Disclosure

SEC source: 0001567619-18-003627 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,694

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

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July 02, 2018 Filed Jul 3, 2018 19:18 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 98 $40.95 $4,013.10
Disclosure

SEC source: 0001140361-18-031228 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,792

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

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May 04, 2018 Filed May 8, 2018 17:10 UTC Huron Consulting Group Inc. HURN · Entity 4332 GrantCommon Stock 4,920 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-022110 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,890

F1 · shares: Huron Consulting Group Inc. awarded restricted stock to reporting person.

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April 02, 2018 Filed Apr 3, 2018 19:32 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 190 $37.94 $7,208.60
Disclosure

SEC source: 0001140361-18-016733 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,970

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.75 to $38.15. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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January 02, 2018 Filed Jan 4, 2018 14:40 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 190 $40.78 $7,748.20
Disclosure

SEC source: 0001140361-18-000657 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,160

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.60 to $40.95. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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October 02, 2017 Filed Oct 4, 2017 14:37 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 90 $35.10 $3,159.00
Disclosure

SEC source: 0001140361-17-037539 · doc1.xml · nonDerivative · entry 2

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,350

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

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October 02, 2017 Filed Oct 4, 2017 14:37 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 100 $32.40 $3,240.00
Disclosure

SEC source: 0001140361-17-037539 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,440

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

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July 03, 2017 Filed Jul 6, 2017 13:45 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 189 $42.87 $8,102.43
Disclosure

SEC source: 0001140361-17-027269 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,540

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.55 to $43.25. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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May 05, 2017 Filed May 9, 2017 16:38 UTC Huron Consulting Group Inc. HURN · Entity 4332 GrantCommon Stock 3,820 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019014 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,729

F1 · shares: Huron Consulting Group Inc. awarded restricted stock to reporting person.

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April 03, 2017 Filed Apr 5, 2017 15:26 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 3,271 $41.52 $135,811.92
Disclosure

SEC source: 0001140361-17-014762 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,909

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.15 to $42.05. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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January 03, 2017 Filed Jan 5, 2017 21:14 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 271 $48.66 $13,186.86
Disclosure

SEC source: 0001140361-17-000695 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,180

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

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October 03, 2016 Filed Oct 5, 2016 17:06 UTC Huron Consulting Group Inc. HURN · Entity 4332 SaleCommon Stock 270 $59.47 $16,056.90
Disclosure

SEC source: 0001140361-16-081929 · doc1.xml · nonDerivative · entry 1

LOCKHART H EUGENE · CIK 0001193875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,451

F1 · kind: Automatic sale pursuant to a 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.17 to $59.58. The undersigned undertakes to provide Huron Consulting Group Inc. ("Huron"), any security holder of Huron or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.