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Xia Howard H.

Disclosed activity across 1 company

Tapewire entity
47814
SEC CIK
0001517296

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COHERENT CORP.COHR · Entity 1179DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COHERENT CORP.

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect50,298 Ending reported balance After 2026-05-11 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-05-11 · Exercise / conversion · Acquired 2,000 · Balance 52,298

Row 2 · 2026-05-11 · Sale · Disposed 500 · Balance 51,798

Row 3 · 2026-05-11 · Sale · Disposed 500 · Balance 51,298

Row 4 · 2026-05-11 · Sale · Disposed 500 · Balance 50,798

Row 5 · 2026-05-11 · Sale · Disposed 500 · Balance 50,298

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.67 · Expires 2026-08-20Direct0 Reported balance After 2026-05-11 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-11 · Exercise / conversion · Disposed 2,000 · Balance 0

F1: These options vested in four equal annual installments beginning on August 17, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: These options vested in four equal annual installments beginning on August 17, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2024 Filed May 23, 2024 17:13 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 1,000 $13.99 $13,990.00
Disclosure

SEC source: 0001562180-24-004335 · primarydocument.xml · nonDerivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2024 Filed May 23, 2024 17:13 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 1,000 $60.83 $60,830.00
Disclosure

SEC source: 0001562180-24-004335 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,916

Read SEC document
May 23, 2024 Filed May 23, 2024 17:13 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 1,000 $13.99 $13,990.00
Disclosure

SEC source: 0001562180-24-004335 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2024 Filed May 17, 2024 12:58 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionStock Options (Right to buy) · Derivative 1,000 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001562180-24-004124 · primarydocument.xml · derivative · entry 6

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2024-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2015

Read SEC document
May 16, 2024 Filed May 17, 2024 12:58 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 1,000 $59.00 $59,000.00
Disclosure

SEC source: 0001562180-24-004124 · primarydocument.xml · nonDerivative · entry 4

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,916

Read SEC document
May 16, 2024 Filed May 17, 2024 12:58 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 1,000 $13.99 $13,990.00
Disclosure

SEC source: 0001562180-24-004124 · primarydocument.xml · nonDerivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2024 Filed May 17, 2024 12:58 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionStock Options (Right to buy) · Derivative 1,000 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001562180-24-004124 · primarydocument.xml · derivative · entry 5

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires 2024-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2015

Read SEC document
May 15, 2024 Filed May 17, 2024 12:58 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 1,000 $58.00 $58,000.00
Disclosure

SEC source: 0001562180-24-004124 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,916

Read SEC document
May 15, 2024 Filed May 17, 2024 12:58 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 1,000 $13.99 $13,990.00
Disclosure

SEC source: 0001562180-24-004124 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 14, 2023 20:03 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionStock Options (Right to buy) · Derivative 3,440 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001562180-23-008366 · primarydocument.xml · derivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 3,440 shares

Expires 2024-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2015.

Read SEC document
December 14, 2023 Filed Dec 14, 2023 20:03 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 3,440 $42.80 $147,232.00
Disclosure

SEC source: 0001562180-23-008366 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,916

Read SEC document
December 14, 2023 Filed Dec 14, 2023 20:03 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 3,440 $13.99 $48,125.60
Disclosure

SEC source: 0001562180-23-008366 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 22:37 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001562180-23-008205 · primarydocument.xml · derivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,440

Underlying: Common Stock · 4,000 shares

Expires 2024-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vested in five equal annual installments beginning on August 16, 2015.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 22:37 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 4,000 $40.29 $161,160.00
Disclosure

SEC source: 0001562180-23-008205 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,916

Read SEC document
December 06, 2023 Filed Dec 7, 2023 22:37 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 4,000 $13.99 $55,960.00
Disclosure

SEC source: 0001562180-23-008205 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 6, 2023 00:13 UTC COHERENT CORP. COHR · Entity 1179 GrantCommon Stock 5,315 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006704 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,916

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on August 31, 2024.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 23:07 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionStock Options (Right to buy) · Derivative 2,270 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-23-002080 · primarydocument.xml · derivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,270 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 23:07 UTC COHERENT CORP. COHR · Entity 1179 SaleCommon Stock 2,270 $43.17 $98,006.80
Disclosure

SEC source: 0001562180-23-002080 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,601

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $43.17 to $43.175. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
March 01, 2023 Filed Mar 1, 2023 23:07 UTC COHERENT CORP. COHR · Entity 1179 Exercise / conversionCommon Stock 2,270 $19.37 $43,969.90
Disclosure

SEC source: 0001562180-23-002080 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2022 Filed Aug 30, 2022 18:38 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 3,855 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006368 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,601

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest on August 28, 2023.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 22:47 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionStock Options (Right to buy) · Derivative 6,000 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-22-003015 · primarydocument.xml · derivative · entry 4

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 6,000 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2022 Filed Mar 30, 2022 22:47 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 3,000 $74.90 $224,700.00
Disclosure

SEC source: 0001562180-22-003015 · primarydocument.xml · nonDerivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,746

Read SEC document
March 29, 2022 Filed Mar 30, 2022 22:47 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 3,000 $73.90 $221,700.00
Disclosure

SEC source: 0001562180-22-003015 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,746

Read SEC document
March 29, 2022 Filed Mar 30, 2022 22:47 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 6,000 $19.37 $116,220.00
Disclosure

SEC source: 0001562180-22-003015 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2021 Filed Aug 31, 2021 20:04 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 3,144 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005656 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,746

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2022.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:51 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to buy) · Derivative 3,620 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · derivative · entry 6

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,620 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:51 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 3,620 $58.77 $212,759.71
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 4

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,602

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:51 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 3,620 $18.93 $68,526.60
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:51 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to buy) · Derivative 5,000 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · derivative · entry 5

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,620

Underlying: Common Stock · 5,000 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:51 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 5,000 $58.38 $291,886.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,602

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:51 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 5,000 $18.93 $94,650.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 18:47 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 3,838 $0.00 $0.00
Disclosure

SEC source: 0001517296-20-000001 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,602

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2021.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 02:55 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionOption (Right to Buy) · Derivative 9,300 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-001138 · primarydocument.xml · derivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,300 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in five equal annual installments beginning on August 20, 2012.

Read SEC document
February 12, 2020 Filed Feb 13, 2020 02:55 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 9,300 $38.00 $353,400.00
Disclosure

SEC source: 0001562180-20-001138 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,764

Read SEC document
February 12, 2020 Filed Feb 13, 2020 02:55 UTC COHERENT CORP. IIVI · Entity 1179 Exercise / conversionCommon Stock 9,300 $17.53 $163,029.00
Disclosure

SEC source: 0001562180-20-001138 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:17 UTC COHERENT CORP. IIVI · Entity 1179 GrantOption (Right to Buy) · Derivative 5,812 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0001562180-19-004542 · primarydocument.xml · derivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,812

Underlying: Common Stock · 5,812 shares

Expires 2029-08-28

F2 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2020.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 20:17 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 2,325 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004542 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,764

F1 · shares: These shares represent a restricted stock unit award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2020.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 12:43 UTC COHERENT CORP. IIVI · Entity 1179 GrantOption (Right to Buy) · Derivative 4,020 $0.00 Strike: $49.90 $0.00
Disclosure

SEC source: 0001517296-18-000001 · primary_doc.xml · derivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,020

Underlying: Common Stock · 4,020 shares

Expires 2028-08-28

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 28, 2019.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 12:43 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0001517296-18-000001 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,439

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 28, 2019.

F2 · balance_after: Includes 4,000 shares previously reported as indirectly beneficially owned.

Read SEC document
November 22, 2017 Filed Nov 22, 2017 21:17 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 4,135 $51.58 $213,280.41
Disclosure

SEC source: 0001517296-17-000003 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,831

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $51.5709 to $51.6000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:08 UTC COHERENT CORP. IIVI · Entity 1179 GrantOption (Right to Buy) · Derivative 5,700 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001517296-17-000002 · primary_doc.xml · derivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Underlying: Common Stock · 5,700 shares

Expires 2027-08-18

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on August 18, 2018.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 20:08 UTC COHERENT CORP. IIVI · Entity 1179 GrantCommon Stock 2,280 $0.00 $0.00
Disclosure

SEC source: 0001517296-17-000002 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,966

F1 · shares: These shares represent a restricted stock award granted to the reporting person pursuant to the II-VI Incorporated Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 18, 2018.

Read SEC document
March 23, 2017 Filed Mar 23, 2017 21:08 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 4,310 $36.93 $159,146.75
Disclosure

SEC source: 0001517296-17-000001 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,686

F1 · price: Represents the weighted average of mulitple sale transactions ranging in price from $36.9250 to $36.9220. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 19:12 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 2,000 $30.90 $61,800.00
Disclosure

SEC source: 0001517296-16-000003 · primary_doc.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,996

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:12 UTC COHERENT CORP. IIVI · Entity 1179 SaleCommon Stock 2,000 $30.45 $60,893.20
Disclosure

SEC source: 0001517296-16-000003 · primary_doc.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,996

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.