Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AdvanSix Inc.ASIX · Entity 5548 | Director | March 31, 2023 | April 03, 2023 |
| American Water Works Company, Inc.AWK · Entity 3169 | Director | May 13, 2026 | May 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AdvanSix Inc.
Report date March 31, 2023 · Filed April 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 128,262 |
Reported balance
After 2023-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-31 · Grant · Acquired 620 · Balance 128,262 F1: Represents the allocation of deferred compensation to the reporting person's deferred stock unit fund account under the AdvanSix Inc. Deferred Compensation Plan. Each unit allocated under the stock unit fund represents the economic equivalent of one share of common stock. Units are paid out in shares of AdvanSix Inc. common stock upon distribution. F2: Includes a total of 326 shares representing stock units credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as amended and restated, and deferred stock units under the AdvanSix Inc. Deferred Compensation Plan, which were acquired in transactions exempt from reporting under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the allocation of deferred compensation to the reporting person's deferred stock unit fund account under the AdvanSix Inc. Deferred Compensation Plan. Each unit allocated under the stock unit fund represents the economic equivalent of one share of common stock. Units are paid out in shares of AdvanSix Inc. common stock upon distribution.
F2: Includes a total of 326 shares representing stock units credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as amended and restated, and deferred stock units under the AdvanSix Inc. Deferred Compensation Plan, which were acquired in transactions exempt from reporting under Rule 16a-11.
American Water Works Company, Inc.
Report date May 13, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,395 |
Reported balance
After 2026-05-13 transaction · row 1
1 source rowRow 1 · 2026-05-13 · Grant · Acquired 1,374 · Balance 11,395 F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted immediately into shares of Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted immediately into shares of Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2018 Filed May 8, 2018 20:16 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 684 | $36.52 | $24,979.68 |
DisclosureSEC source: 0001673985-18-000057 · wf-form4_152581051181839.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,507 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $35.70 to $36.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 21:09 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 714 | $34.95 | $24,954.30 |
DisclosureSEC source: 0001673985-18-000040 · wf-form4_152365372763951.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,823 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.89 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 06, 2018 Filed Apr 6, 2018 21:04 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 685 | $36.50 | $25,002.50 |
DisclosureSEC source: 0001673985-18-000038 · wf-form4_152304862780858.xml · nonDerivative · entry 2 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,109 F2 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017. F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $36.25 to $36.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 20:22 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 715 | $34.97 | $25,003.55 |
DisclosureSEC source: 0001673985-18-000028 · wf-form4_152209571092200.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,911 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $34.85 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 15, 2018 Filed Apr 6, 2018 21:04 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 513 | $36.49 | $18,719.37 |
DisclosureSEC source: 0001673985-18-000038 · wf-form4_152304862780858.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,424 F1 · shares: Represents the allocation of deferred compensation to the reporting person's deferred stock unit fund account under the AdvanSix Inc. Deferred Compensation Plan. Each unit allocated under the stock unit fund represents the economic equivalent of one share of common stock. Units are paid out in shares of AdvanSix Inc. common stock upon distribution. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:20 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 574 | $43.51 | $24,974.74 |
DisclosureSEC source: 0001673985-18-000026 · wf-form4_152063039277551.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,196 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $43.50 to $43.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 14, 2017 Filed Dec 14, 2017 21:22 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 625 | $40.00 | $25,000.00 |
DisclosureSEC source: 0001673985-17-000063 · wf-form4_151328651750477.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,622 Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 21:28 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 577 | $43.28 | $24,972.56 |
DisclosureSEC source: 0001673985-17-000061 · wf-form4_151216369585471.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,997 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $43.27 to $43.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| November 01, 2017 Filed Nov 1, 2017 20:23 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 539 | $46.41 | $25,014.99 |
DisclosureSEC source: 0001673985-17-000047 · wf-form4_150956776774410.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,420 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $46.34 to $46.43, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:27 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 625 | $39.93 | $24,956.25 |
DisclosureSEC source: 0001673985-17-000045 · wf-form4_150706242748328.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,881 F1 · kind: The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 20:13 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 782 | $31.94 | $24,977.08 |
DisclosureSEC source: 0001673985-17-000035 · wf-form4_150429680891207.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,256 F1 · kind: The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. Read SEC document |
| August 01, 2017 Filed Aug 1, 2017 20:46 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 744 | $33.56 | $24,968.64 |
DisclosureSEC source: 0001673985-17-000027 · wf-form4_150162037026197.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,474 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $33.51 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 20:32 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 791 | $31.57 | $24,971.87 |
DisclosureSEC source: 0001673985-17-000025 · wf-form4_149928673174208.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,730 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $31.36 to $31.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:11 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 2,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001673985-17-000018 · wf-form4_149643428834025.xml · nonDerivative · entry 2 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,939 F3 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on June 1, 2018. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:11 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 845 | $29.53 | $24,952.85 |
DisclosureSEC source: 0001673985-17-000018 · wf-form4_149643428834025.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,203 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $29.15 to $29.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:18 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 764 | $32.68 | $24,967.52 |
DisclosureSEC source: 0000950117-17-000338 · cfp_24270.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 F1 · kind: The purchase reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2016. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 22:37 UTC | AdvanSix Inc. ASIX · Entity 5548 | PurchaseCommon Stock, par value $0.01 | 2,500 | $19.25 | $48,125.00 |
DisclosureSEC source: 0000950117-16-001471 · cfp_24140.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,594 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 01:22 UTC | AdvanSix Inc. ASIX · Entity 5548 | GrantCommon Stock, par value $0.01 | 6,094 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-16-002318 · form4.xml · nonDerivative · entry 1 Marberry Michael · CIK 0001557769 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,094 F1 · shares: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, which will vest in full on October 3, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.