Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUMMINS INCCMI · Entity 2961 | VP - Treasury & Tax | May 14, 2026 | May 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUMMINS INC
Report date May 14, 2026 · Filed May 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 8,315.639 |
Ending reported balance
After 2026-05-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-05-14 · Sale · Disposed 90 · Balance 8,955.639 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $712.66 - $712.7250. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. Row 2 · 2026-05-14 · Sale · Disposed 160 · Balance 8,795.639 Row 3 · 2026-05-14 · Sale · Disposed 480 · Balance 8,315.639 F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $710.3550 - $710.37. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated. |
| CommonSEC Table I · non-derivative | IndirectBy 401(k) Plan | 215.4668 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 215.4668 F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.12 · Expires 2030-04-06 | Direct | 1,330 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,330 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $169.83 · Expires 2030-06-01 | Direct | 270 |
Reported balance
Holding disclosure · report date 2026-05-14 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 270 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $712.66 - $712.7250. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $710.3550 - $710.37. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 5, 2018 18:17 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005233 · doc4.xml · nonDerivative · entry 1 JACKSON DONALD G · CIK 0001640059 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531.9379 Read SEC document |
| March 01, 2018 Filed Jan 18, 2019 16:10 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001019 · doc5.xml · nonDerivative · entry 1 JACKSON DONALD G · CIK 0001640059 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434.9379 F1 · shares: Reflects a negative adjustment of 1 share since the Reporting Person's last Form 4 to reflect an increase in the number of shares withheld to satisfy tax liabilities related to earned performance shares. The withholding transaction was exempt under Section 16b-3. Read SEC document |
| May 01, 2017 Filed May 3, 2017 18:21 UTC | CUMMINS INC CMI · Entity 2961 | GrantStock Option (Right-to-Buy) · Derivative | 2,810 | $0.00 Strike: $149.72 | $0.00 |
DisclosureSEC source: 0001225208-17-008947 · doc4.xml · derivative · entry 3 JACKSON DONALD G · CIK 0001640059 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,810 Underlying: Common · 2,810 shares Expires 2027-04-03 Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | Tax withholdingCommon | 38 | $152.85 | $5,808.30 |
DisclosureSEC source: 0001225208-17-005867 · doc4.xml · nonDerivative · entry 2 JACKSON DONALD G · CIK 0001640059 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72.941 F2 · kind: Shares withheld to satisfy tax liabilities relating to earned performance shares. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 17:09 UTC | CUMMINS INC CMI · Entity 2961 | GrantCommon | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005867 · doc4.xml · nonDerivative · entry 1 JACKSON DONALD G · CIK 0001640059 · VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110.941 F1 · balance_after: Reflects 4.329 shares that had been acquired in exempt transactions under an employee stock purchase plan and dividend reinvestment program but not previously reflected on a Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.