TapewireFind a company

person · Reporting owner

ROBERTS DAVID A

Disclosed activity across 4 companies

Tapewire entity
47521
SEC CIK
0001198752

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Horizon Global CorpHZN · Entity 117083DirectorMay 15, 2019May 17, 2019
SPX Technologies, Inc.SPXC · Entity 3543DirectorMay 12, 2026May 14, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Horizon Global Corp

Report date May 15, 2019 · Filed May 17, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,074 Reported balance After 2019-05-15 transaction · row 1
1 source row

Row 1 · 2019-05-15 · Grant · Acquired 44,199 · Balance 61,074

SPX Technologies, Inc.

Report date May 12, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,347 Reported balance After 2026-05-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-12 · Grant · Acquired 754 · Balance 41,347

F1: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2: Includes unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2: Includes unvested restricted stock units.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CARLISLE COMPANIES INC

Report date May 06, 2020 · Filed May 07, 2020

Section 16 reporting ended · disclosed 2020-05-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,051 Reported balance After 2020-05-06 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2020-05-06 · Exercise / conversion · Acquired 7,856 · Balance 43,051

F3: On May 6, 2020, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set forth in the issuer's Statement of Corporate Governance Guidelines and Principles.

F4: Not applicable.

Common StockSEC Table I · non-derivativeDirect35,195 Reported balance Holding disclosure · report date 2020-05-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 35,195

F1: On April 16, 2020, 40,000 shares were transferred to four separate Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee of two trusts and of which the reporting person's spouse is trustee of two trusts.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-05-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-05-06 · Conversion · Disposed 7,856 · Balance 0

F5: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F6: Includes 26 units acquired through a dividend reinvestment plan during the year.

F7: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

Common StockSEC Table I · non-derivativeIndirectSee Footnote 1167,258 Reported balance Holding disclosure · report date 2020-05-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 167,258

F2: Consists of (i) 81,534 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, inclusive of the shares referenced in Footnote 1, (ii) 50,598 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person's spouse is trustee, inclusive of the shares referenced in Footnote 1, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 24,532 shares held in a private foundation created by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: On April 16, 2020, 40,000 shares were transferred to four separate Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee of two trusts and of which the reporting person's spouse is trustee of two trusts.

F2: Consists of (i) 81,534 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, inclusive of the shares referenced in Footnote 1, (ii) 50,598 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person's spouse is trustee, inclusive of the shares referenced in Footnote 1, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 24,532 shares held in a private foundation created by the reporting person.

F3: On May 6, 2020, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set forth in the issuer's Statement of Corporate Governance Guidelines and Principles.

F4: Not applicable.

F5: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F6: Includes 26 units acquired through a dividend reinvestment plan during the year.

F7: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

FRANKLIN ELECTRIC CO INC

Report date June 08, 2020 · Filed June 09, 2020

Section 16 reporting ended · disclosed 2020-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common stockSEC Table I · non-derivativeDirect31,919.15 Reported balance After 2020-06-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-08 · Exercise / conversion · Acquired 5,567.15 · Balance 31,919.15

common stockSEC Table I · non-derivativeDirect31,919 Reported balance After 2020-06-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-06-08 · Other · Disposed 0.15 · Balance 31,919

F1: Partial shares paid out in cash.

F2: Includes 31,919 shares owned outright.

stock unitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-06-08 · Exercise / conversion · Disposed 5,567.15 · Balance 0

F3: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

Filing footnotes · ownership attribution and instrument terms

F1: Partial shares paid out in cash.

F2: Includes 31,919 shares owned outright.

F3: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 14, 2026 20:15 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 754 Not disclosed Not disclosed
Disclosure

SEC source: 0001198752-26-000002 · form4-05142026_040506.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,347

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:15 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 892 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-013111 · form4-05152025_040507.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,593

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:20 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 998 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-013344 · form4-05162024_040502.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,701

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:15 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 1,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-007812 · form4-05112023_040508.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,703

F1 · kind: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:38 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 2,882 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-22-002982 · edgar.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,933

F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan

F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan

F2 · balance_after: Includes unvested restricted stock units

Read SEC document
May 11, 2021 Filed May 13, 2021 23:26 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 2,068 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-005303 · edgar.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,051

F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 18:14 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Exercise / conversionstock units · Derivative 5,567.15 $0.00 $0.00
Disclosure

SEC source: 0000038725-20-000156 · wf-form4_159172647738518.xml · derivative · entry 3

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 5,567.15 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

F3 · price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

F3 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

F3 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts has retired from the board and has elected to receive his deferred compensation in shares of Franklin common stock. The deferred compensation was for his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock and dividends received on such shares.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 18:14 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Othercommon stock 0.15 $56.29 $8.44
Disclosure

SEC source: 0000038725-20-000156 · wf-form4_159172647738518.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,919

F1 · shares: Partial shares paid out in cash.

F2 · balance_after: Includes 31,919 shares owned outright.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 18:14 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Exercise / conversioncommon stock 5,567.15 $56.29 $313,374.87
Disclosure

SEC source: 0000038725-20-000156 · wf-form4_159172647738518.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,919.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 22, 2020 16:12 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 17.85 $48.20 $860.37
Disclosure

SEC source: 0000038725-20-000138 · wf-form4_159016394104545.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567.15

Underlying: common stock · 17.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Roberts was credited with 17.85 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Roberts was credited with 17.85 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on May 6, 2020, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 21, 2020, Mr. Roberts was credited with 17.85 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:33 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 3,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-006209 · edgar.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,983

F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 06, 2020 Filed May 7, 2020 22:59 UTC CARLISLE COMPANIES INC CSL · Entity 982 ConversionRestricted Stock Units · Derivative 7,856 $111.98 $879,714.88
Disclosure

SEC source: 0000790051-20-000103 · wf-form4_158889233205479.xml · derivative · entry 4

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F6 · shares: Includes 26 units acquired through a dividend reinvestment plan during the year.

F7 · derivative.exercise_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F7 · derivative.expiration_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

Read SEC document
May 06, 2020 Filed May 7, 2020 22:59 UTC CARLISLE COMPANIES INC CSL · Entity 982 Exercise / conversionCommon Stock 7,856 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-20-000103 · wf-form4_158889233205479.xml · nonDerivative · entry 3

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: On May 6, 2020, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set forth in the issuer's Statement of Corporate Governance Guidelines and Principles.

F4 · price: Not applicable.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 18:58 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 14.37 $59.71 $858.03
Disclosure

SEC source: 0000038725-20-000030 · wf-form4_158231146626610.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549.3

Underlying: common stock · 14.37 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 20, 2020, Mr. Roberts was credited with 14.37 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 20, 2020, Mr. Roberts was credited with 14.37 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 20, 2020, Mr. Roberts was credited with 14.37 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 00:50 UTC CARLISLE COMPANIES INC CSL · Entity 982 GrantRestricted Stock Units · Derivative 1,425 $0.00 $0.00
Disclosure

SEC source: 0000790051-20-000056 · wf-form4_158095018715852.xml · derivative · entry 3

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,830

Underlying: Common Stock · 1,425 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F3 · shares: Represents a grant of units from the issuer for services as a director of the issuer.

F4 · derivative.exercise_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F4 · derivative.expiration_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F5 · balance_after: Includes 82 units acquired through dividend reinvestment during the prior year.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 14:00 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 15.01 $53.33 $800.48
Disclosure

SEC source: 0000038725-19-000252 · wf-form4_157417202180152.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,534.93

Underlying: common stock · 15.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 15, 2019, Mr. Roberts was credited with 15.01 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 15, 2019, Mr. Roberts was credited with 15.01 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 15, 2019, Mr. Roberts was credited with 15.01 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
November 05, 2019 Filed Dec 23, 2019 20:22 UTC CARLISLE COMPANIES INC CSL · Entity 982 GiftCommon Stock 6,315 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-19-000138 · wf-form4_157713255256466.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,365

F1 · price: On November 5, 2019, the reporting person gifted 6,315 shares to an educational institution.

F2 · balance_after: Includes 7,508 shares transferred to direct ownership from the termination of a Grantor Retained Annuity Trust on February 14, 2019, excludes 14,121 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and excludes 8,826 shares transferred to a Grantor Retained Annuity Trust on August 29, 2019 for the benefit of the reporting person's children of which the reporting person is trustee.

Read SEC document
November 04, 2019 Filed Mar 5, 2020 20:05 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Giftcommon stock 17,049 $0.00 $0.00
Disclosure

SEC source: 0000038725-20-000073 · wf-form5_158343871267480.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse's trust

Disclosed balance after: 0

F1 · shares: Shares gifted

Read SEC document
August 15, 2019 Filed Aug 16, 2019 15:51 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 17.84 $44.72 $797.80
Disclosure

SEC source: 0000038725-19-000209 · wf-form4_156597069337937.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,519.92

Underlying: common stock · 17.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On August 15, 2019, Mr. Roberts was credited with 17.84 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On August 15, 2019, Mr. Roberts was credited with 17.84 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On August 15, 2019, Mr. Roberts was credited with 17.84 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
August 04, 2019 Filed Aug 6, 2019 15:23 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantcommon stock 9,717 $46.51 $451,937.67
Disclosure

SEC source: 0000038725-19-000197 · wf-form4_156510501651188.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,352

F1 · shares: Vest of restricted shares

F2 · balance_after: Includes 26,352 shares owned outright.

Read SEC document
July 01, 2019 Filed Jul 9, 2019 22:02 UTC CARLISLE COMPANIES INC CSL · Entity 982 GiftCommon Stock 14,254 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-19-000099 · wf-form4_156270970832087.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,054

F1 · price: On July 1, 2019, the reporting person gifted 14,254 shares to a private foundation previously created by the reporting person.

F2 · balance_after: Includes 8,911 shares reclassified as direct ownership that were transferred on July 8, 2019 from Grantor Retained Annuity Trusts that are held in trust for the benefit of the reporting person's children for which the reporting person is trustee, as referenced in Footnote 3.

Read SEC document
June 27, 2019 Filed Jun 27, 2019 20:56 UTC CARLISLE COMPANIES INC CSL · Entity 982 SaleCommon Stock 28,571 $137.74 $3,935,369.54
Disclosure

SEC source: 0000790051-19-000097 · wf-form4_156166898919804.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 120,371

F1 · price: This transaction was executed in multiple trades at prices ranging from $137.22 to $138.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Consists of (i) 78,957 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 20,542 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 10,278 shares held in a private foundation created by the reporting person.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:21 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 17.1 $46.52 $795.49
Disclosure

SEC source: 0000038725-19-000148 · wf-form4_155812446248611.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,502.08

Underlying: common stock · 17.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Roberts was credited with 17.10 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Roberts was credited with 17.10 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 16, 2019, Mr. Roberts was credited with 17.10 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:35 UTC Horizon Global Corp HZN · Entity 117083 GrantCommon Stock 44,199 $0.00 $0.00
Disclosure

SEC source: 0001637655-19-000093 · wf-form4_155812891806682.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,074

Read SEC document
May 10, 2019 Filed May 14, 2019 20:16 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 3,963 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-006006 · edgar.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,042

F1 · kind: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX Corporation 2019 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 03, 2019 Filed May 6, 2019 18:50 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantcommon stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0000038725-19-000134 · wf-form4_155716861302489.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,352

F1 · shares: Shares vest immediately as payment for the 2019 Stock Award.

F2 · balance_after: Includes 9,717 restricted shares that vest 5 years after the 8/4/2014 grant date and 16,635 shares owned outright.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 14:52 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 15.61 $50.80 $792.99
Disclosure

SEC source: 0000038725-19-000017 · wf-form4_155058792772162.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,484.98

Underlying: common stock · 15.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 15, 2019, Mr. Roberts was credited with 15.61 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 15, 2019, Mr. Roberts was credited with 15.61 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 15, 2019, Mr. Roberts was credited with 15.61 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
February 14, 2019 Filed Feb 14, 2019 23:27 UTC CARLISLE COMPANIES INC CSL · Entity 982 SaleCommon Stock 3,610 $121.50 $438,615.00
Disclosure

SEC source: 0000790051-19-000072 · wf-form4_155018684951658.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 1

Disclosed balance after: 152,577

F1 · balance_after: Consists of (i) 107,528 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 24,177 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 10,278 shares held in a private foundation created by the reporting person.

Read SEC document
February 05, 2019 Filed Feb 6, 2019 20:32 UTC CARLISLE COMPANIES INC CSL · Entity 982 GrantRestricted Stock Units · Derivative 2,076 $0.00 $0.00
Disclosure

SEC source: 0000790051-19-000034 · wf-form4_154948510416949.xml · derivative · entry 3

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,323

Underlying: Common Stock · 2,076 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F3 · shares: Represents a grant of units from the issuer for services as a director of the issuer.

F4 · derivative.exercise_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F4 · derivative.expiration_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F5 · balance_after: Includes 59 units acquired through dividend reinvestment during the prior year.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 18:08 UTC Amendment CARLISLE COMPANIES INC CSL · Entity 982 GiftCommon Stock 10,278 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-18-000157 · wf-form4a_154593409093627.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,762

F1 · price: On December 26, 2018, the reporting person gifted 10,278 shares to a private foundation created by the reporting person.

F2 · balance_after: Includes 8 shares acquired in the issuer's defined contribution plan during the year. All shares that were held in the issuer's defined contribution plan were transferred to an Individual Retirement Account in the name of the reporting person on July 26, 2018.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 17:51 UTC CARLISLE COMPANIES INC CSL · Entity 982 GiftCommon Stock 10,278 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-18-000155 · wf-form4_154593309352518.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,762

F1 · price: On December 26, 2018, the reporting person gifted 10,278 shares to a private foundation created by the reporting person.

F2 · balance_after: Includes 8 shares acquired in the issuer's defined contribution plan during the year. All shares that were held in the issuer's defined contribution plan were transferred to an Individual Retirement Account in the name of the reporting person on July 26, 2018.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 16:10 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 14.5 $45.15 $654.68
Disclosure

SEC source: 0000038725-18-000204 · wf-form4_154238461549522.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,469.37

Underlying: common stock · 14.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 15, 2018, Mr. Roberts was credited with 14.50 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 15, 2018, Mr. Roberts was credited with 14.50 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 15, 2018, Mr. Roberts was credited with 14.50 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 17:55 UTC CARLISLE COMPANIES INC CSL · Entity 982 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,533 Not disclosed Strike: $18.57 Not disclosed
Disclosure

SEC source: 0000790051-18-000142 · wf-form4_153694769840086.xml · derivative · entry 4

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,533 shares

Expires 2019-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The transaction is the exercise of a derivative security.

F4 · derivative.exercise_date: The option vested in three equal annual installments beginning on February 4, 2010.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 17:55 UTC CARLISLE COMPANIES INC CSL · Entity 982 SaleCommon Stock 36,533 $127.52 $4,658,688.16
Disclosure

SEC source: 0000790051-18-000142 · wf-form4_153694769840086.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,032

F2 · price: This transaction was executed in multiple trades at prices ranging from $127.28 to $127.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 17:55 UTC CARLISLE COMPANIES INC CSL · Entity 982 Exercise / conversionCommon Stock 36,533 $18.57 $678,417.81
Disclosure

SEC source: 0000790051-18-000142 · wf-form4_153694769840086.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: See Footnote 3. Excludes 57,142 shares transferred to two Grantor Retained Annuity Trusts created on February 26, 2018 for the benefit of the reporting person's children of which the reporting person is trustee and includes (i) 14,107 shares transferred from three separate Grantor Retained Annuity Trusts upon distribution from these trusts of which the reporting person is trustee and (ii) 4,206 shares transferred from a Grantor Retained Annuity Trust upon distribution from this trust of which the reporting person's spouse is trustee.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 15:05 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 13.57 $48.10 $652.72
Disclosure

SEC source: 0000038725-18-000171 · wf-form4_153477753800167.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,454.86

Underlying: common stock · 13.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On August 16, 2018, Mr. Roberts was credited with 13.57 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On August 16, 2018, Mr. Roberts was credited with 13.57 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On August 16, 2018, Mr. Roberts was credited with 13.57 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 17, 2018 Filed May 18, 2018 13:09 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 14.22 $45.80 $651.28
Disclosure

SEC source: 0000038725-18-000125 · wf-form4_152664888107879.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,441.29

Underlying: common stock · 14.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Roberts was credited with 14.22 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Roberts was credited with 14.22 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On May 17, 2018, Mr. Roberts was credited with 14.22 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:18 UTC SPX Technologies, Inc. SPXC · Entity 3543 GrantCommon Stock 3,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-007020 · edgar.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,079

F1 · kind: Grant of restricted stock units under the SPX Corporation 2002 Stock Compensation Plan.

F1 · price: Grant of restricted stock units under the SPX Corporation 2002 Stock Compensation Plan.

F2 · balance_after: Includes unvested restricted stock units.

Read SEC document
May 15, 2018 Filed May 17, 2018 22:51 UTC Horizon Global Corp HZN · Entity 117083 GrantCommon Stock 14,035 $0.00 $0.00
Disclosure

SEC source: 0001637655-18-000074 · wf-form4_152659744628488.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,875

Read SEC document
May 04, 2018 Filed May 8, 2018 19:28 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantcommon stock 2,511 $0.00 $0.00
Disclosure

SEC source: 0000038725-18-000104 · wf-form4_152580769807729.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,922

F1 · shares: Shares vest immediately as payment for the 2018 Stock Award

F2 · balance_after: Includes 9,717 restricted shares that vest 5 years after the 8/4/2014 grant date and 14,205 shares owned outright.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:33 UTC Horizon Global Corp HZN · Entity 117083 GrantCommon Stock 2,840 $0.00 $0.00
Disclosure

SEC source: 0001637655-18-000038 · wf-form4_152149521892087.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:27 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 13.2 $44.10 $582.12
Disclosure

SEC source: 0000038725-18-000015 · wf-form4_151880562722271.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427.07

Underlying: common stock · 13.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 15, 2018, Mr. Roberts was credited with 13.20 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 15, 2018, Mr. Roberts was credited with 13.20 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On February 15, 2018, Mr. Roberts was credited with 13.20 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 20:58 UTC CARLISLE COMPANIES INC CSL · Entity 982 GrantRestricted Stock Units · Derivative 2,070 $0.00 $0.00
Disclosure

SEC source: 0000790051-18-000054 · wf-form4_151803710925077.xml · derivative · entry 3

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,188

Underlying: Common Stock · 2,070 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of the issuer's common stock.

F4 · shares: Represents a grant of units from the issuer for services as a director of the issuer.

F5 · derivative.exercise_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

F5 · derivative.expiration_date: The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:50 UTC CARLISLE COMPANIES INC CSL · Entity 982 Tax withholdingCommon Stock 17,832 $113.65 $2,026,606.80
Disclosure

SEC source: 0000790051-18-000002 · wf-form4_151500904255751.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,994

Read SEC document
December 31, 2017 Filed Jan 3, 2018 19:50 UTC CARLISLE COMPANIES INC CSL · Entity 982 GrantCommon Stock 18,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-18-000002 · wf-form4_151500904255751.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,826

F1 · shares: Grant of 18,056 performance shares.

F2 · price: Not applicable.

Read SEC document
December 31, 2017 Filed Jan 5, 2018 15:23 UTC Amendment CARLISLE COMPANIES INC CSL · Entity 982 Tax withholdingCommon Stock 29,033 $113.65 $3,299,600.45
Disclosure

SEC source: 0000790051-18-000022 · wf-form4a_151516581675431.xml · nonDerivative · entry 2

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,793

Read SEC document
December 31, 2017 Filed Jan 5, 2018 15:23 UTC Amendment CARLISLE COMPANIES INC CSL · Entity 982 GrantCommon Stock 18,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000790051-18-000022 · wf-form4a_151516581675431.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,826

F1 · shares: Grant of 18,056 performance shares.

F2 · price: Not applicable.

Read SEC document
December 30, 2017 Filed Jan 3, 2018 22:37 UTC CARLISLE COMPANIES INC CSL · Entity 982 Tax withholdingCommon Stock 11,201 $113.65 $1,272,993.65
Disclosure

SEC source: 0000790051-18-000018 · wf-form4_151501904181865.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,793

Read SEC document
December 22, 2017 Filed Dec 27, 2017 16:07 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Giftcommon stock 5,503 $0.00 $0.00
Disclosure

SEC source: 0000038725-17-000191 · wf-form4_151439086610577.xml · nonDerivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse's trust

Disclosed balance after: 17,049

F1 · shares: Shares Gifted

Read SEC document
November 16, 2017 Filed Nov 20, 2017 16:28 UTC FRANKLIN ELECTRIC CO INC FELE · Entity 238 Grantstock units · Derivative 13.12 $44.25 $580.56
Disclosure

SEC source: 0000038725-17-000183 · wf-form4_151119531449550.xml · derivative · entry 1

ROBERTS DAVID A · CIK 0001198752 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,413.87

Underlying: common stock · 13.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 16, 2017, Mr. Roberts was credited with 13.12 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.exercise_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 16, 2017, Mr. Roberts was credited with 13.12 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

F1 · derivative.expiration_date: Pursuant to terms of the Nonemployee Directors' Deferred Compensation Plan approved by the Board of Directors on February 11, 2000 and amended and restated on April 28, 2006, Mr. Roberts elected to receive his 2017 Board of Directors stock award and 2004 Board of Directors retainer in Franklin Electric Co., Inc. common stock, issuance of such shares deferred until he retires or otherwise leaves the Board of Directors (e.g. Stock Units). On November 16, 2017, Mr. Roberts was credited with 13.12 Stock Units for dividends that would have been paid on such deferred shares. At distribution, Mr. Roberts may elect pursuant to the terms of the Plan to receive his deferred compensation either in shares of Franklin common stock or in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.