Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DELCATH SYSTEMS, INC.DCTH · Entity 5387 | Director | October 13, 2026 | October 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DELCATH SYSTEMS, INC.
Report date October 13, 2026 · Filed October 14, 2026
Jointly reported with Rosalind Advisors, Inc., Aharon Gil
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Rosalind Advisors Inc., the advisor to the Rosalind Funds | 3,417,095 |
Reported balance
After 2026-10-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-10-13 · Conversion · Acquired 3,627 · Balance 3,417,095 F2: Rosalind Opportunities Fund I L.P. converted 36.27 shares of Series E Preferred Stock to acquire 3,627 common shares. F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectBy Rosalind Advisors Inc., the advisor to the Rosalind Funds | 3,389,593 |
Reported balance
After 2026-10-13 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2026-10-13 · Other · Disposed 27,502 · Balance 3,389,593 F3: Shares distributed in kind by Rosalind Opportunities Fund I L.P. to limited partners in satisfaction of redemption requests, for no consideration. F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
| Series E preferredSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 | IndirectEach Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or | 9,112.38 |
Reported balance
After 2026-10-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-13 · Conversion · Disposed 36.27 · Balance 9,112.38 F2: Rosalind Opportunities Fund I L.P. converted 36.27 shares of Series E Preferred Stock to acquire 3,627 common shares. F4: The Series E Preferred Stock has no expiration date and is immediately convertible. F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein |
Filing footnotes · ownership attribution and instrument terms
F1: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
F2: Rosalind Opportunities Fund I L.P. converted 36.27 shares of Series E Preferred Stock to acquire 3,627 common shares.
F3: Shares distributed in kind by Rosalind Opportunities Fund I L.P. to limited partners in satisfaction of redemption requests, for no consideration.
F4: The Series E Preferred Stock has no expiration date and is immediately convertible.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 24, 2021 Filed Jun 28, 2021 12:50 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCommon Shares | 4,500 | $10.90 | $49,050.00 |
DisclosureSEC source: 0001019056-21-000385 · salamon.xml · nonDerivative · entry 1 SALAMON STEVEN A J · CIK 0001623082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,000 F1 · ownership.direct: Includes 404,500 previously reported as of March 31, 2021 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds" F2 · ownership.direct: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 23:25 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | ConversionSeries E Convertible Preferred Stock · Derivative | 7,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-21-000377 · salamon.xml · derivative · entry 3 SALAMON STEVEN A J · CIK 0001623082 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rosalind Advisors, Inc., the advisor to the Rosalind Funds Disclosed balance after: 2,749 Underlying: Common Stock · 756,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series E Convertible Preferred Stock converted into Delcath Systems, Inc. Common Stock on a 100-for-1 basis and had no expiration date. F1 · kind: The Series E Convertible Preferred Stock converted into Delcath Systems, Inc. Common Stock on a 100-for-1 basis and had no expiration date. F1 · derivative.exercise_date: The Series E Convertible Preferred Stock converted into Delcath Systems, Inc. Common Stock on a 100-for-1 basis and had no expiration date. F1 · derivative.expiration_date: The Series E Convertible Preferred Stock converted into Delcath Systems, Inc. Common Stock on a 100-for-1 basis and had no expiration date. F3 · ownership.nature: Rosalind Opportunities Fund I L.P., by its General Partner, converted 7,561 Series E Preferred Stock and 1,122 Series E-1 Preferred Stock on a 100-for-1 basis over a 3-day period for a total of 877,379 Delcath Systems, Inc. Common Stock. In conjunction with the conversion, the Reporting Person undertook a pro-rata in-kind distribution of common shares to its limited partners and such pro-rata in-kind distribution is not a purchase or sale. All rights and ownership of the converted common shares are transferred to its partners immediately following the conversion. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 23:25 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | ConversionCommon Shares | 877,379 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-21-000377 · salamon.xml · nonDerivative · entry 1 SALAMON STEVEN A J · CIK 0001623082 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rosalind Advisors, Inc., the advisor to the Rosalind Funds Disclosed balance after: 404,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series E Convertible Preferred Stock converted into Delcath Systems, Inc. Common Stock on a 100-for-1 basis and had no expiration date. F2 · price: The Series E-1 Convertible Preferred Stock converted into Delcath Systems, Inc. Common Stock on a 100-for-1 basis and had no expiration date. F5 · ownership.nature: Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:24 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | Tax withholdingCommon Shares | 215,000 | $10.00 | $2,150,000.00 |
DisclosureSEC source: 0001019056-21-000226 · salamon.xml · nonDerivative · entry 1 SALAMON STEVEN A J · CIK 0001623082 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 404,500 F1 · balance_after: Includes 189,500 previously reported as of November 17, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". F1 · ownership.direct: Includes 189,500 previously reported as of November 17, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". F1 · ownership.nature: Includes 189,500 previously reported as of November 17, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 22:57 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $11.67 | $0.00 |
DisclosureSEC source: 0000899243-20-032195 · doc4.xml · derivative · entry 1 SALAMON STEVEN A J · CIK 0001623082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-10-01 F1 · date: The stock option was awarded on October 1, 2020 pursuant to the terms and conditions of the Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"), subject to shareholder approval of the Plan. The Plan was approved by the stockholders of Delcath Systems, Inc. (the "Company") on November 23, 2020. F2 · derivative.exercise_date: The option vests ratably over the 36-month period beginning on October 1, 2020, provided that the reporting person remains a director of the Company as of each such vesting date. The option is exercisable immediately upon vesting. Read SEC document |
| November 17, 2020 Filed Nov 17, 2020 17:37 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCommon Shares | 2,500 | $12.11 | $30,280.00 |
DisclosureSEC source: 0001019056-20-000577 · salamon.xml · nonDerivative · entry 1 SALAMON STEVEN A J · CIK 0001623082 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,500 F1 · balance_after: Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". F1 · ownership.direct: Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 18:43 UTC | DELCATH SYSTEMS, INC. DCTH · Entity 5387 | PurchaseCommon Shares | 2,000 | $11.51 | $23,020.00 |
DisclosureSEC source: 0001019056-20-000569 · salamon.xml · nonDerivative · entry 1 SALAMON STEVEN A J · CIK 0001623082 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Individual as Officer of Rosalind Advisors, Inc., the advisor to the Rosalind Funds Disclosed balance after: 187,000 F1 · balance_after: Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". F1 · ownership.direct: Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". F1 · ownership.nature: Includes 185,000 previously reported as of May 13, 2020 in accordance with Form 3 filing indirectly owned by the Reporting Person as Officer(s) of Rosalind Advisors, Inc., the advisor to Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P., collectively, the "Rosalind Funds". Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.