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Machiels Alec

Disclosed activity across 2 companies

Tapewire entity
47333
SEC CIK
0001496687

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CREATIVE REALITIES, INC.CREX · Entity 7331DirectorOctober 01, 2019October 03, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CREATIVE REALITIES, INC.

Report date October 01, 2019 · Filed October 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,352 Reported balance After 2019-10-01 transaction · row 1
1 source row

Row 1 · 2019-10-01 · Grant · Acquired 3,634 · Balance 6,352

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Apellis Pharmaceuticals, Inc.

Report date May 14, 2026 · Filed May 14, 2026

Section 16 reporting ended · disclosed 2026-05-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Other · Disposed 384,989 · Balance 0

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"), which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance

F2: (continued from footnote 1) with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-05-14 · Disposition to issuer · Disposed 3,062 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F7: (continued from footnote 6) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2026-05-14 · Disposition to issuer · Disposed 5,744 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F7: (continued from footnote 6) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2026-05-14 · Disposition to issuer · Disposed 7,961 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F7: (continued from footnote 6) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-05-14 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2026-05-14 · Disposition to issuer · Disposed 3,544 · Balance 0

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F7: (continued from footnote 6) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

Common StockSEC Table I · non-derivativeIndirectIndirect Owner (Bauhaus 1 LLC)0 Reported balance After 2026-05-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-05-14 · Other · Disposed 250,000 · Balance 0

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"), which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance

F2: (continued from footnote 1) with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

F3: The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust.

Common StockSEC Table I · non-derivativeIndirectIndirect Owner (Owned by Spouse)0 Reported balance After 2026-05-14 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-05-14 · Other · Disposed 11,950 · Balance 0

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"), which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance

F2: (continued from footnote 1) with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

F4: Owned by spouse.

Common StockSEC Table I · non-derivativeIndirectIndirect Owner (Spouse Trust)0 Reported balance After 2026-05-14 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-05-14 · Other · Disposed 150,000 · Balance 0

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"), which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance

F2: (continued from footnote 1) with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

F5: On September 7, 2021, the reporting person's spouse transferred 150,000 shares of Apellis Pharmaceuticals, Inc. common stock to her trust, of which the reporting person is the trustee.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.19Direct0 Reported balance After 2026-05-14 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-05-14 · Disposition to issuer · Disposed 17,580 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.00Direct0 Reported balance After 2026-05-14 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-05-14 · Disposition to issuer · Disposed 121,894 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.12Direct0 Reported balance After 2026-05-14 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-05-14 · Disposition to issuer · Disposed 14,684 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.62Direct0 Reported balance After 2026-05-14 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-05-14 · Disposition to issuer · Disposed 27,600 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.91Direct0 Reported balance After 2026-05-14 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-05-14 · Disposition to issuer · Disposed 11,199 · Balance 0

F8: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.28Direct0 Reported balance After 2026-05-14 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-05-14 · Disposition to issuer · Disposed 8,554 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each vested or unvested option with an exercise price per share that was equal to or greater than $45.00 (the Aggregate Amount) was cancelled without consideration and will have no further force or effect.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.71Direct0 Reported balance After 2026-05-14 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-05-14 · Disposition to issuer · Disposed 7,441 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each vested or unvested option with an exercise price per share that was equal to or greater than $45.00 (the Aggregate Amount) was cancelled without consideration and will have no further force or effect.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.20Direct0 Reported balance After 2026-05-14 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-05-14 · Disposition to issuer · Disposed 27,600 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each vested or unvested option with an exercise price per share that was equal to or greater than $45.00 (the Aggregate Amount) was cancelled without consideration and will have no further force or effect.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.86Direct0 Reported balance After 2026-05-14 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-05-14 · Disposition to issuer · Disposed 5,748 · Balance 0

F9: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each vested or unvested option with an exercise price per share that was equal to or greater than $45.00 (the Aggregate Amount) was cancelled without consideration and will have no further force or effect.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among Apellis Pharmaceuticals, Inc. (the "Issuer"), Biogen Inc. ("Parent") and Parent's direct wholly-owned subsidiary, Aspen Purchaser Sub, Inc. ("Purchaser"), dated as of March 31, 2026, the shares of common stock, par value $0.0001 per share, of the Issuer (the "Common Stock") that were tendered to Purchaser prior to the expiration time of the tender offer were exchanged for: (i) $41.00 per share of Common Stock, net to the seller in cash, without interest and subject to reduction for any applicable tax withholding (the "Cash Amount"), plus (ii) one contractual, non-transferable contingent value right per share of Common Stock (each, a "CVR"), which entitles the holder to receive potential payments of up to an aggregate of $4.00 in cash, without interest and subject to reduction for any applicable tax withholding, upon the achievement of certain specified milestones in accordance

F2: (continued from footnote 1) with the terms and conditions of a contingent value rights agreement (the "CVR Agreement" and the Cash Amount plus one CVR, together, the "Offer Price"). After completion of the tender offer, pursuant to the terms of the Merger Agreement, Purchaser merged with and into the Issuer (the "Merger"), effective as of the filing and acceptance of the certificate of merger relating thereto on May 14, 2026 (the "Effective Time"), with the Issuer continuing as the surviving corporation (the "Surviving Corporation") and a wholly owned subsidiary of Parent. In the Merger, each share of Common Stock issued and outstanding immediately prior to the Effective Time, subject to certain exceptions, was automatically converted into the right to receive the Offer Price from Purchaser, without interest and subject to reduction for any applicable withholding taxes.

F3: The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust.

F4: Owned by spouse.

F5: On September 7, 2021, the reporting person's spouse transferred 150,000 shares of Apellis Pharmaceuticals, Inc. common stock to her trust, of which the reporting person is the trustee.

F6: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each Converted RSU Award that was subject solely to a time-based vesting schedule (including, for the avoidance of doubt, any Converted RSU Award for which the performance period of any applicable performance metric had already ended) was automatically cancelled and converted into the contingent right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such Converted RSU Award multiplied by (y) the Cash Amount and (ii) one CVR for each share of Common Stock underlying such Converted RSU Award.

F7: (continued from footnote 6) Subject to the holder's continued service through the vesting dates applicable to the Converted RSU Award under its terms as in effect immediately prior to the Effective Time, all payments in respect of such Converted RSU Award pursuant to the Merger Agreement will vest and become payable at the same time as the underlying Converted RSU Award would have vested and become settled pursuant to its terms and shall otherwise remain subject to the same terms and conditions (including any "double-trigger" vesting provisions applicable to the Converted RSU Award immediately prior to the Effective Time, as extended as provided by the Merger Agreement) as were applicable to the underlying RSU immediately prior to the Effective Time and the terms of the CVR Agreement.

F8: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each outstanding and unexercised option to purchase shares of Common Stock that was vested pursuant to its existing terms or that vested as a result of the transactions contemplated by the Merger Agreement (each, a "Cash-Out Option") and had an exercise price per share that was less than $41.00 (the Cash Amount) was automatically cancelled and converted into the right to receive (i) an amount of cash, without interest and less applicable tax withholding, equal to the product of (x) the total number of shares of Common Stock underlying such option, multiplied by (y) the excess of the Cash Amount over the exercise price per share of such option and (ii) one CVR for each share of Common Stock underlying such option.

F9: Pursuant to the terms of the Merger Agreement, effective as of immediately prior to the Effective Time, each vested or unvested option with an exercise price per share that was equal to or greater than $45.00 (the Aggregate Amount) was cancelled without consideration and will have no further force or effect.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Dec 17, 2021 22:09 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-031427 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,529

Underlying: Common Stock · 3,000 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:09 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 3,000 $42.88 $128,640.00
Disclosure

SEC source: 0001127602-21-031427 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:09 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 3,000 $2.67 $8,010.00
Disclosure

SEC source: 0001127602-21-031427 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-029466 · form4.xml · derivative · entry 7

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,529

Underlying: Common Stock · 3,000 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 3,000 $43.50 $130,500.00
Disclosure

SEC source: 0001127602-21-029466 · form4.xml · nonDerivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 22:01 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 3,000 $2.67 $8,010.00
Disclosure

SEC source: 0001127602-21-029466 · form4.xml · nonDerivative · entry 3

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

Read SEC document
November 04, 2021 Filed Nov 17, 2021 22:01 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-029466 · form4.xml · derivative · entry 6

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,529

Underlying: Common Stock · 3,000 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
November 04, 2021 Filed Nov 17, 2021 22:01 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 3,000 $35.00 $105,000.00
Disclosure

SEC source: 0001127602-21-029466 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

Read SEC document
November 04, 2021 Filed Nov 17, 2021 22:01 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 3,000 $2.67 $8,010.00
Disclosure

SEC source: 0001127602-21-029466 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise and sale from 10B5-1 trading plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:42 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-023884 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,529

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:42 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $56.95 $142,375.00
Disclosure

SEC source: 0001127602-21-023884 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
August 16, 2021 Filed Aug 17, 2021 20:42 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-023884 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
July 22, 2021 Filed Feb 10, 2022 21:49 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 GiftCommon Stock 160,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-005617 · doc5.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,544

F1 · kind: On July 22, 2021, the reporting person transferred 160,000 shares of Apellis Pharmaceuticals, Inc. common stock to his spouse.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 22:38 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-022139 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,029

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 22:38 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $62.30 $155,750.00
Disclosure

SEC source: 0001127602-21-022139 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
July 15, 2021 Filed Jul 16, 2021 22:38 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-022139 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:33 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-020054 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,529

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:33 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $64.83 $162,075.00
Disclosure

SEC source: 0001127602-21-020054 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 20:33 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-020054 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:05 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-017172 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,029

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:05 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $45.39 $113,475.00
Disclosure

SEC source: 0001127602-21-017172 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:05 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-017172 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 22:17 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-014320 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,529

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 22:17 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $45.76 $114,400.00
Disclosure

SEC source: 0001127602-21-014320 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 22:17 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-014320 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:16 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-011030 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,029

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:16 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $46.77 $116,925.00
Disclosure

SEC source: 0001127602-21-011030 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:16 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-011030 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:11 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-006148 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,529

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:11 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $46.00 $115,000.00
Disclosure

SEC source: 0001127602-21-006148 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 21:11 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-006148 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:05 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-21-001948 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,029

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:05 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $53.15 $132,875.00
Disclosure

SEC source: 0001127602-21-001948 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:05 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-21-001948 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 00:26 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 GrantStock Option (Right to Buy) · Derivative 27,600 $0.00 Strike: $57.20 $0.00
Disclosure

SEC source: 0001127602-21-000259 · form4.xml · derivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,600

Underlying: Common Stock · 27,600 shares

Expires 2030-12-31

F1 · derivative.exercise_date: This option was granted 01/01/2021. The option vests quarterly over 1 year on the last day of each quarter from grant date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:36 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-20-031563 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,529

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:36 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $52.16 $130,400.00
Disclosure

SEC source: 0001127602-20-031563 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 21:36 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-20-031563 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
December 02, 2020 Filed Feb 5, 2021 00:13 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004969 · doc5.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 250,000

F1 · ownership.nature: The shares are held by Bauhaus 1 LLC, which LLC is held by The Irrevocable Agreement of Trust of Alec Machiels (the "Trust"). The reporting person is the managing member of Bauhaus 1 LLC and the trustee of the Trust.

Read SEC document
December 02, 2020 Filed Feb 5, 2021 00:13 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-004969 · doc5.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,544

Read SEC document
November 16, 2020 Filed Nov 18, 2020 00:12 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-20-029368 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,029

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 00:12 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $39.38 $98,450.00
Disclosure

SEC source: 0001127602-20-029368 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 00:12 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-20-029368 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:56 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-20-027101 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,529

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:56 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 2,500 $35.00 $87,500.00
Disclosure

SEC source: 0001127602-20-027101 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 21:56 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 2,500 $2.67 $6,675.00
Disclosure

SEC source: 0001127602-20-027101 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:48 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-20-026750 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,029

Underlying: Common Stock · 7,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on December 5, 2013 and fully vested.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:48 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 SaleCommon Stock 7,500 $35.00 $262,500.00
Disclosure

SEC source: 0001127602-20-026750 · form4.xml · nonDerivative · entry 2

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,544

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

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October 07, 2020 Filed Oct 9, 2020 20:48 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionCommon Stock 7,500 $2.67 $20,025.00
Disclosure

SEC source: 0001127602-20-026750 · form4.xml · nonDerivative · entry 1

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

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June 15, 2020 Filed Jun 16, 2020 20:40 UTC Apellis Pharmaceuticals, Inc. APLS · Entity 47322 Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001127602-20-019733 · form4.xml · derivative · entry 4

Machiels Alec · CIK 0001496687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,529

Underlying: Common Stock · 2,500 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10B5-1 trading plan.

F3 · derivative.exercise_date: This option was granted on May 12, 2010 and fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.