TapewireFind a company

person · Reporting owner

MCGOVERN MICHAEL Y

Disclosed activity across 3 companies

Tapewire entity
47288
SEC CIK
0001259039

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cactus, Inc.WHD · Entity 964DirectorMay 12, 2026May 14, 2026
ION GEOPHYSICAL CORPIO · Entity 125074DirectorMarch 01, 2022March 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cactus, Inc.

Report date May 12, 2026 · Filed May 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect15,990 Reported balance After 2026-05-12 transaction · row 1
1 source row

Row 1 · 2026-05-12 · Sale · Disposed 12,000 · Balance 15,990

ION GEOPHYSICAL CORP

Report date March 01, 2022 · Filed March 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,793 Reported balance After 2022-03-01 transaction · row 1
1 source row

Row 1 · 2022-03-01 · Grant · Acquired 2,500 · Balance 9,793

F1: Restricted stock award issued pursuant to the ION Geophysical Corporation Fourth Amended and Restated 2013 Long Term Incentive Plan. Award will vest 100% on March 1, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock award issued pursuant to the ION Geophysical Corporation Fourth Amended and Restated 2013 Long Term Incentive Plan. Award will vest 100% on March 1, 2023.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Nuverra Environmental Solutions, Inc.

Report date February 23, 2022 · Filed February 23, 2022

Section 16 reporting ended · disclosed 2022-02-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-02-23 transaction · row 1
1 source row

Row 1 · 2022-02-23 · Disposition to issuer · Disposed 70,816 · Balance 0

F1: On February 23, 2022, pursuant to the Agreement and Plan of Merger, dated December 12, 2021 (the "Merger Agreement"), (i) a direct wholly owned subsidiary of Select Energy Services, Inc. ("Select") merged with and into the Issuer, with the Issuer surviving as a direct wholly owned subsidiary of Select (the "Initial Merger"), and (ii) immediately following the Initial Merger, the Issuer merged with and into an indirect wholly owned subsidiary of Select ("Holdco"), with Holdco surviving the merger as an indirect wholly owned subsidiary of Select (the "Subsequent Merger" and, together with the Initial Merger, the "Mergers").

F2: (Continued from Footnote 1) On February 23, 2022, pursuant to the Merger Agreement, each share of the Issuer's common stock issued and outstanding prior to the effective time of the Initial Merger was converted into the right to receive a number of shares of Select's Class A common stock (the "Class A Common Stock") equal to 0.2551 per share. On February 23, 2022, the per share closing price of the Class A Common Stock was $8.53.

Filing footnotes · ownership attribution and instrument terms

F1: On February 23, 2022, pursuant to the Agreement and Plan of Merger, dated December 12, 2021 (the "Merger Agreement"), (i) a direct wholly owned subsidiary of Select Energy Services, Inc. ("Select") merged with and into the Issuer, with the Issuer surviving as a direct wholly owned subsidiary of Select (the "Initial Merger"), and (ii) immediately following the Initial Merger, the Issuer merged with and into an indirect wholly owned subsidiary of Select ("Holdco"), with Holdco surviving the merger as an indirect wholly owned subsidiary of Select (the "Subsequent Merger" and, together with the Initial Merger, the "Mergers").

F2: (Continued from Footnote 1) On February 23, 2022, pursuant to the Merger Agreement, each share of the Issuer's common stock issued and outstanding prior to the effective time of the Initial Merger was converted into the right to receive a number of shares of Select's Class A common stock (the "Class A Common Stock") equal to 0.2551 per share. On February 23, 2022, the per share closing price of the Class A Common Stock was $8.53.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 14, 2026 20:06 UTC Cactus, Inc. WHD · Entity 964 SaleClass A Common Stock 12,000 $56.57 $678,840.00
Disclosure

SEC source: 0001628280-26-035085 · wk-form4_1778789198.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,990

Read SEC document
March 10, 2026 Filed Mar 13, 2026 00:34 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 2,524 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017472 · wk-form4_1773362068.xml · derivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,559

Underlying: Class A Common Stock · 2,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F3 · derivative.exercise_date: On March 10, 2025, the reporting person was granted 2,524 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 10, 2025, the reporting person was granted 2,524 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 13, 2026 00:34 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 2,559 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-017472 · wk-form4_1773362068.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,083

Underlying: Class A Common Stock · 2,559 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F2 · derivative.exercise_date: On March 10, 2026, the reporting person was granted 2,559 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 10, 2026, the reporting person was granted 2,559 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 10, 2026 Filed Mar 13, 2026 00:34 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 2,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-017472 · wk-form4_1773362068.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 23:45 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 3,116 $0.00 $0.00
Disclosure

SEC source: 0001699136-25-000038 · wk-form4_1741823105.xml · derivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,524

Underlying: Class A Common Stock · 3,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F3 · derivative.exercise_date: On March 11, 2024, the reporting person was granted 3,116 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2024, the reporting person was granted 3,116 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2025 Filed Mar 12, 2025 23:45 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 3,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-25-000038 · wk-form4_1741823105.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

Read SEC document
March 10, 2025 Filed Mar 12, 2025 23:45 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 2,524 $0.00 $0.00
Disclosure

SEC source: 0001699136-25-000038 · wk-form4_1741823105.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,640

Underlying: Class A Common Stock · 2,524 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F2 · derivative.exercise_date: On March 10, 2025, the reporting person was granted 2,524 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 10, 2025, the reporting person was granted 2,524 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 18:44 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 3,116 $0.00 $0.00
Disclosure

SEC source: 0001699136-24-000037 · wk-form4_1710355471.xml · derivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,116

Underlying: Class A Common Stock · 3,116 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F3 · derivative.exercise_date: On March 11, 2024, the reporting person was granted 3,116 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2024, the reporting person was granted 3,116 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 18:44 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 2,037 $0.00 $0.00
Disclosure

SEC source: 0001699136-24-000037 · wk-form4_1710355471.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,037 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F2 · derivative.exercise_date: On March 10, 2023, the reporting person was granted 2,037 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 10, 2023, the reporting person was granted 2,037 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 18:44 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 2,037 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-24-000037 · wk-form4_1710355471.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

Read SEC document
March 11, 2023 Filed Mar 14, 2023 20:49 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 1,938 $0.00 $0.00
Disclosure

SEC source: 0001699136-23-000031 · wf-form4_167882694790212.xml · derivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,037

Underlying: Class A Common Stock · 1,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F3 · derivative.exercise_date: On March 11, 2022, the reporting person was granted 1,938 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2022, the reporting person was granted 1,938 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2023 Filed Mar 14, 2023 20:49 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 1,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-23-000031 · wf-form4_167882694790212.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:49 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 2,037 $0.00 $0.00
Disclosure

SEC source: 0001699136-23-000031 · wf-form4_167882694790212.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975

Underlying: Class A Common Stock · 2,037 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F2 · derivative.exercise_date: On March 10, 2023, the reporting person was granted 2,037 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 10, 2023, the reporting person was granted 2,037 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
May 18, 2022 Filed May 19, 2022 21:19 UTC Cactus, Inc. WHD · Entity 964 SaleClass A Common Stock 9,925 $46.71 $463,596.75
Disclosure

SEC source: 0001699136-22-000096 · wf-form4_165299513637192.xml · nonDerivative · entry 4

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,375

Read SEC document
May 17, 2022 Filed May 19, 2022 21:19 UTC Cactus, Inc. WHD · Entity 964 OtherUnits · Derivative 24,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-22-000096 · wf-form4_165299513637192.xml · derivative · entry 5

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,024 shares

Expires not disclosed

F2 · security: "Units" mean ownership interests in Cactus LLC. The Company is the sole managing member of Cactus LLC.

F3 · derivative.exercise_price: The Cactus Wellhead LLC Agreement provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). The Reporting Person exercised his Redemption Right with respect to Units owned by him.

F4 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F1 · kind: On May 17, 2022, the Reporting Person redeemed 24,024 units representing limited liability interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") pursuant to the First Amended and Restated Limited Liability Company Operating Agreement of Cactus LLC (the "Cactus Wellhead LLC Agreement"). In connection with this redemption, Cactus LLC cancelled 24,024 Units, and Cactus, Inc (the "Company) cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 24,024 shares of Class A Common Stock.

F1 · price: On May 17, 2022, the Reporting Person redeemed 24,024 units representing limited liability interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") pursuant to the First Amended and Restated Limited Liability Company Operating Agreement of Cactus LLC (the "Cactus Wellhead LLC Agreement"). In connection with this redemption, Cactus LLC cancelled 24,024 Units, and Cactus, Inc (the "Company) cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 24,024 shares of Class A Common Stock.

F3 · derivative.exercise_date: The Cactus Wellhead LLC Agreement provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). The Reporting Person exercised his Redemption Right with respect to Units owned by him.

F4 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F3 · derivative.expiration_date: The Cactus Wellhead LLC Agreement provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right"). The Reporting Person exercised his Redemption Right with respect to Units owned by him.

F4 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:19 UTC Cactus, Inc. WHD · Entity 964 SaleClass A Common Stock 14,099 $49.35 $695,785.65
Disclosure

SEC source: 0001699136-22-000096 · wf-form4_165299513637192.xml · nonDerivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

Read SEC document
May 17, 2022 Filed May 19, 2022 21:19 UTC Cactus, Inc. WHD · Entity 964 OtherClass A Common Stock 24,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-22-000096 · wf-form4_165299513637192.xml · nonDerivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,399

F1 · kind: On May 17, 2022, the Reporting Person redeemed 24,024 units representing limited liability interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") pursuant to the First Amended and Restated Limited Liability Company Operating Agreement of Cactus LLC (the "Cactus Wellhead LLC Agreement"). In connection with this redemption, Cactus LLC cancelled 24,024 Units, and Cactus, Inc (the "Company) cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 24,024 shares of Class A Common Stock.

F1 · price: On May 17, 2022, the Reporting Person redeemed 24,024 units representing limited liability interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") pursuant to the First Amended and Restated Limited Liability Company Operating Agreement of Cactus LLC (the "Cactus Wellhead LLC Agreement"). In connection with this redemption, Cactus LLC cancelled 24,024 Units, and Cactus, Inc (the "Company) cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 24,024 shares of Class A Common Stock.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:19 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerClass B Common Stock 24,024 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-22-000096 · wf-form4_165299513637192.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On May 17, 2022, the Reporting Person redeemed 24,024 units representing limited liability interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") pursuant to the First Amended and Restated Limited Liability Company Operating Agreement of Cactus LLC (the "Cactus Wellhead LLC Agreement"). In connection with this redemption, Cactus LLC cancelled 24,024 Units, and Cactus, Inc (the "Company) cancelled a corresponding number of shares of its Class B Common Stock and issued to the Reporting Person 24,024 shares of Class A Common Stock.

Read SEC document
March 11, 2022 Filed Mar 16, 2022 00:08 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 1,938 $0.00 $0.00
Disclosure

SEC source: 0001699136-22-000039 · wf-form4_164738929666151.xml · derivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,938

Underlying: Class A Common Stock · 1,938 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F3 · derivative.exercise_date: On March 11, 2022, the reporting person was granted 1,938 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2022, the reporting person was granted 1,938 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2022 Filed Mar 16, 2022 00:08 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 3,115 $0.00 $0.00
Disclosure

SEC source: 0001699136-22-000039 · wf-form4_164738929666151.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F2 · derivative.exercise_date: On March 11, 2021, the reporting person was granted 3,115 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 11, 2021, the reporting person was granted 3,115 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2022 Filed Mar 16, 2022 00:08 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 3,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-22-000039 · wf-form4_164738929666151.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 18:11 UTC ION GEOPHYSICAL CORP IO · Entity 125074 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-005196 · rdgdoc.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,793

F1 · shares: Restricted stock award issued pursuant to the ION Geophysical Corporation Fourth Amended and Restated 2013 Long Term Incentive Plan. Award will vest 100% on March 1, 2023.

Read SEC document
February 23, 2022 Filed Feb 23, 2022 18:32 UTC Nuverra Environmental Solutions, Inc. NES · Entity 129943 Disposition to issuerCommon Stock 70,816 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-007450 · doc4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On February 23, 2022, pursuant to the Agreement and Plan of Merger, dated December 12, 2021 (the "Merger Agreement"), (i) a direct wholly owned subsidiary of Select Energy Services, Inc. ("Select") merged with and into the Issuer, with the Issuer surviving as a direct wholly owned subsidiary of Select (the "Initial Merger"), and (ii) immediately following the Initial Merger, the Issuer merged with and into an indirect wholly owned subsidiary of Select ("Holdco"), with Holdco surviving the merger as an indirect wholly owned subsidiary of Select (the "Subsequent Merger" and, together with the Initial Merger, the "Mergers").

F2 · price: (Continued from Footnote 1) On February 23, 2022, pursuant to the Merger Agreement, each share of the Issuer's common stock issued and outstanding prior to the effective time of the Initial Merger was converted into the right to receive a number of shares of Select's Class A common stock (the "Class A Common Stock") equal to 0.2551 per share. On February 23, 2022, the per share closing price of the Class A Common Stock was $8.53.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:16 UTC Cactus, Inc. WHD · Entity 964 GrantUnits · Derivative 3,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000177 · wf-form4_163174416051942.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,024

Underlying: Class A Common Stock · 3,006 shares

Expires not disclosed

F2 · security: "Units" mean ownership interests in Cactus LLC. The Company is the sole managing member of Cactus LLC.

F3 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right").

F4 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F1 · kind: On September 13, 2021, Cadent Energy Partners II-GP, L.P., an entity in which the Reporting Person was a limited partner, transferred to the Reporting Person 3,006 shares of the Class B common stock, par value $0.01 per share ("Class B Common Stock"), of Cactus, Inc. (the "Company") and a corresponding number of units representing limited liability company interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") as part of a pro rata distribution to its limited partners in accordance with the governing documents of Cadent Energy Partners II-GP, L.P.

F1 · price: On September 13, 2021, Cadent Energy Partners II-GP, L.P., an entity in which the Reporting Person was a limited partner, transferred to the Reporting Person 3,006 shares of the Class B common stock, par value $0.01 per share ("Class B Common Stock"), of Cactus, Inc. (the "Company") and a corresponding number of units representing limited liability company interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") as part of a pro rata distribution to its limited partners in accordance with the governing documents of Cadent Energy Partners II-GP, L.P.

F3 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right").

F4 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F3 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right").

F4 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:16 UTC Cactus, Inc. WHD · Entity 964 GrantClass B Common Stock 3,006 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000177 · wf-form4_163174416051942.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,024

F1 · kind: On September 13, 2021, Cadent Energy Partners II-GP, L.P., an entity in which the Reporting Person was a limited partner, transferred to the Reporting Person 3,006 shares of the Class B common stock, par value $0.01 per share ("Class B Common Stock"), of Cactus, Inc. (the "Company") and a corresponding number of units representing limited liability company interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") as part of a pro rata distribution to its limited partners in accordance with the governing documents of Cadent Energy Partners II-GP, L.P.

F1 · price: On September 13, 2021, Cadent Energy Partners II-GP, L.P., an entity in which the Reporting Person was a limited partner, transferred to the Reporting Person 3,006 shares of the Class B common stock, par value $0.01 per share ("Class B Common Stock"), of Cactus, Inc. (the "Company") and a corresponding number of units representing limited liability company interests ("Units") in Cactus Wellhead, LLC ("Cactus LLC") as part of a pro rata distribution to its limited partners in accordance with the governing documents of Cadent Energy Partners II-GP, L.P.

Read SEC document
April 21, 2021 Filed Apr 22, 2021 16:45 UTC Nuverra Environmental Solutions, Inc. NES · Entity 129943 GrantCommon Stock 22,959 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-016755 · doc4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,816

F1 · security: The reporting person received an award grant of restricted stock pursuant to the issuer's 2018 Restricted Stock Plan for Directors (as amended, the "Plan") for service on the Board of Directors of the Company during fiscal year 2021. The restricted stock fully vests on the first anniversary of the grant date, subject to potential acceleration upon the occurrence of certain events as set forth in the Plan.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:11 UTC Cactus, Inc. WHD · Entity 964 OtherUnits · Derivative 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000089 · wf-form4_161592547652810.xml · derivative · entry 4

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right").

F5 · derivative.exercise_price: (Continued from footnote 4) Alternatively, upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) will have the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F6 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F1 · kind: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 12, 2021 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

F7 · price: The Units were redeemed for Class A Common Stock on March 12, 2021 in connection with the Offering.

F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right").

F5 · derivative.exercise_date: (Continued from footnote 4) Alternatively, upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) will have the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F6 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redemption Right").

F5 · derivative.expiration_date: (Continued from footnote 4) Alternatively, upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) will have the right to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash.

F6 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:11 UTC Cactus, Inc. WHD · Entity 964 SaleClass A Common Stock 35,000 $30.56 $1,069,425.00
Disclosure

SEC source: 0001699136-21-000089 · wf-form4_161592547652810.xml · nonDerivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,260

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:11 UTC Cactus, Inc. WHD · Entity 964 OtherClass A Common Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000089 · wf-form4_161592547652810.xml · nonDerivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,260

F2 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

F2 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:11 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerClass B Common Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000089 · wf-form4_161592547652810.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

F1 · price: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 12, 2021 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:33 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 3,115 $0.00 $0.00
Disclosure

SEC source: 0001699136-21-000062 · wf-form4_161559198702018.xml · derivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Class A Common Stock · 3,115 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F3 · derivative.exercise_date: On March 11, 2021, the reporting person was granted 3,115 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2021, the reporting person was granted 3,115 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:33 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 7,321 $0.00 $0.00
Disclosure

SEC source: 0001699136-21-000062 · wf-form4_161559198702018.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

F2 · derivative.exercise_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:33 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 7,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001699136-21-000062 · wf-form4_161559198702018.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units represent a contingent right to receive Class A common stock. Upon vesting, one share of Class A common stock will be delivered for each vested restricted stock unit.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:03 UTC ION GEOPHYSICAL CORP IO · Entity 125074 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017177 · doc4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,293

F1 · shares: Restricted stock award issued pursuant to the ION Geophysical Corporation Fourth Amended and Restated 2013 Long Term Incentive Plan. Award will vest 100% on March 1, 2022.

Read SEC document
April 21, 2020 Filed Apr 22, 2020 19:25 UTC Nuverra Environmental Solutions, Inc. NES · Entity 129943 GrantCommon Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-011178 · doc4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,857

F1 · security: The reporting person received an award grant of restricted stock pursuant to the issuer's 2018 Restricted Stock Plan for Directors for service during fiscal year 2020. The restricted stock fully vests on the first anniversary of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:05 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 7,321 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-033215 · a4.xml · derivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,321

Underlying: Class A Common Stock · 7,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Class A common stock will be delivered within 60 days of the vesting date.

F3 · derivative.exercise_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 11, 2020, the reporting person was granted 7,321 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:05 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 2,675 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-033215 · a4.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Class A common stock will be delivered within 60 days of the vesting date.

F2 · derivative.exercise_date: On March 11, 2019, the reporting person was granted 2,675 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On March 11, 2019, the reporting person was granted 2,675 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 21:05 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 2,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-033215 · a4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. Class A common stock will be delivered within 60 days of the vesting date.

F2 · price: On March 11, 2019, the reporting person was granted 2,675 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 16:28 UTC ION GEOPHYSICAL CORP IO · Entity 125074 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015174 · doc4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793

F1 · shares: Restricted stock award issued pursuant to the ION Geophysical Corporation Third Amended and Restated 2013 Long Term Incentive Plan. Award will vest 100% on March 1, 2021.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 21:12 UTC ION GEOPHYSICAL CORP IO · Entity 125074 GrantCommon Stock 1,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048413 · doc4.xml · nonDerivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,293

F2 · shares: Restricted stock award issued pursuant to the 2013 LTIP. Award will vest 100% on March 1, 2020.

Read SEC document
September 01, 2019 Filed Sep 4, 2019 21:12 UTC ION GEOPHYSICAL CORP IO · Entity 125074 GrantCommon Stock 533 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-048413 · doc4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533

F1 · shares: Issued pursuant to the ION Geophysical Corporation Third Amended and Restated 2013 Long Term Incentive Plan ("2013 LTIP").

Read SEC document
April 05, 2019 Filed Apr 9, 2019 14:59 UTC Nuverra Environmental Solutions, Inc. NES · Entity 129943 GrantCommon Stock 5,669 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010364 · doc4.xml · nonDerivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

F2 · security: The reporting person received an award grant of restricted stock pursuant to the Plan for service during fiscal year 2019. The restricted stock fully vests on the first anniversary of the grant date.

Read SEC document
March 21, 2019 Filed Mar 26, 2019 00:09 UTC Cactus, Inc. WHD · Entity 964 OtherUnits · Derivative 17,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-017219 · a4.xml · derivative · entry 4

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,018

Underlying: Class A Common Stock · 17,391 shares

Expires not disclosed

F3 · security: "Units" mean ownership interests in Cactus Wellhead, LLC ("Cactus LLC"). The Issuer is the sole managing member of Cactus LLC.

F4 · derivative.exercise_price: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.exercise_price: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F1 · kind: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

F6 · price: The Units were redeemed for Class A Common Stock on March 21, 2019 in connection with the Offering.

F4 · derivative.exercise_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.exercise_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

F4 · derivative.expiration_date: The first amended and restated limited liability company operating agreement of Cactus LLC provides the holders of Units with certain rights to cause Cactus LLC to acquire all or at least a minimum portion of their Units for, at Cactus LLC's election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash (the "Redmeption Right"). In connection with the Offering, the Reporting Person exercised his Redemption Right with respect to Units owned by him.

F5 · derivative.expiration_date: Upon the exercise of the Redemption Right, the Issuer (instead of Cactus LLC) has the right (the "Call Right") to acquire each tendered Unit directly from the exchanging Unit holder for, at its election, (x) shares of Class A Common Stock at a redemption ratio of one share of Class A Common Stock for each Unit redeemed, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions, or (y) an equivalent amount of cash. In connection with the Offering, the Issuer exercised its Call Right and acquired the tendered Units (and a corresponding number of shares of Class B Common Stock) in return for shares of Class A Common Stock.

Read SEC document
March 21, 2019 Filed Mar 26, 2019 00:09 UTC Cactus, Inc. WHD · Entity 964 SaleClass A Common Stock 17,391 $35.93 $624,858.63
Disclosure

SEC source: 0001104659-19-017219 · a4.xml · nonDerivative · entry 3

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264

Read SEC document
March 21, 2019 Filed Mar 26, 2019 00:09 UTC Cactus, Inc. WHD · Entity 964 OtherClass A Common Stock 17,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-017219 · a4.xml · nonDerivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,655

F2 · kind: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

F2 · price: These securities were acquired in connection with the closing of the Offering. In connection with the redemption of Units, as described below, the Reporting Person acquired a corresponding number of shares of Class A Common Stock.

Read SEC document
March 21, 2019 Filed Mar 26, 2019 00:09 UTC Cactus, Inc. WHD · Entity 964 Disposition to issuerClass B Common Stock 17,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-017219 · a4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,018

F1 · price: These securities were disposed of in connection with the closing of the Issuer's most recent secondary public offering on March 21, 2019 (the "Offering"). In connection with the redemption of Units, as described below, the Reporting Person disposed of a corresponding number of shares of Class B Common Stock, which shares were cancelled by the Issuer.

Read SEC document
March 18, 2019 Filed Apr 9, 2019 14:59 UTC Nuverra Environmental Solutions, Inc. NES · Entity 129943 GrantCommon Stock 4,688 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-010364 · doc4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

F1 · security: Represents shares issued upon vesting of previously-reported award of restricted stock pursuant to the issuer's 2018 Restricted Stock Plan for Directors (the "Plan") for service during fiscal year 2018. The award was issued on March 16, 2018 and fully vested on the first anniversary of the grant date.

Read SEC document
March 11, 2019 Filed Mar 14, 2019 00:56 UTC Cactus, Inc. WHD · Entity 964 GrantRestricted Stock Units · Derivative 2,675 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-014666 · a4.xml · derivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Underlying: Class A Common Stock · 2,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date.

F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the award date. Vested shares will be delivered to the reporting person within 60 days of the vesting date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:38 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionRestricted Stock Units · Derivative 5,264 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-007195 · a4.xml · derivative · entry 2

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,264 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A common stock on a one-for-one basis.

F2 · derivative.exercise_date: On February 7, 2018, the reporting person was granted 5,264 restricted stock units, vesting on the first anniversary of the grant date.

F2 · derivative.expiration_date: On February 7, 2018, the reporting person was granted 5,264 restricted stock units, vesting on the first anniversary of the grant date.

Read SEC document
February 07, 2019 Filed Feb 11, 2019 23:38 UTC Cactus, Inc. WHD · Entity 964 Exercise / conversionClass A Common Stock 5,264 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-19-007195 · a4.xml · nonDerivative · entry 1

MCGOVERN MICHAEL Y · CIK 0001259039 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.