Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director · Chief Executive Officer | September 10, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date September 10, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby LLC | 130,000 |
Reported balance
After 2026-09-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-10 · Purchase · Acquired 50,000 · Balance 130,000 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.505 to $25.585. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2: The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member. |
| Common StockSEC Table I · non-derivative | Direct | 1,102,616 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,102,616 F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 44,930 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,930 F4: The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 70,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,000 F5: The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.505 to $25.585. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F2: The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member.
F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee.
F5: The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is the trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2023 Filed Dec 9, 2023 00:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 10,000 | $0.43 | $4,300.00 |
DisclosureSEC source: 0001628280-23-041173 · wk-form4_1702082342.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 858,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 40,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-040792 · wk-form4_1701818762.xml · derivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 40,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 10,000 | $30.01 | $300,104.00 |
DisclosureSEC source: 0001628280-23-040792 · wk-form4_1701818762.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 848,063 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30 to $30.04. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 30,000 | $26.25 | $787,491.00 |
DisclosureSEC source: 0001628280-23-040792 · wk-form4_1701818762.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 858,063 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.09 to $26.385. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 40,000 | $0.43 | $17,200.00 |
DisclosureSEC source: 0001628280-23-040792 · wk-form4_1701818762.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 888,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 21:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 19,513 | $23.99 | $468,081.75 |
DisclosureSEC source: 0001628280-23-039874 · wk-form4_1700688176.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 848,063 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.74 to $24.235. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-039462 · wk-form4_1700255496.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 15,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,000 | $25.01 | $375,159.00 |
DisclosureSEC source: 0001628280-23-039462 · wk-form4_1700255496.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,576 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.73 to $25.59. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 15,000 | $0.43 | $6,450.00 |
DisclosureSEC source: 0001628280-23-039462 · wk-form4_1700255496.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 882,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:50 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-034293 · wk-form4_1697143812.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 5,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:50 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,000 | $30.05 | $150,266.00 |
DisclosureSEC source: 0001628280-23-034293 · wk-form4_1697143812.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,576 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.14. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 10, 2023 Filed Oct 12, 2023 20:50 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,000 | $0.43 | $2,150.00 |
DisclosureSEC source: 0001628280-23-034293 · wk-form4_1697143812.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 872,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-033828 · wk-form4_1696452321.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 15,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,000 | $28.50 | $427,551.00 |
DisclosureSEC source: 0001628280-23-033828 · wk-form4_1696452321.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,576 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.21 to $28.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 15,000 | $0.43 | $6,450.00 |
DisclosureSEC source: 0001628280-23-033828 · wk-form4_1696452321.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 882,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-031740 · wk-form4_1694121080.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 5,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26,2023. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,000 | $35.02 | $175,100.00 |
DisclosureSEC source: 0001628280-23-031740 · wk-form4_1694121080.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,576 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26,2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.075. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2023 Filed Sep 7, 2023 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,000 | $0.43 | $2,150.00 |
DisclosureSEC source: 0001628280-23-031740 · wk-form4_1694121080.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 872,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26,2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 23:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-031449 · wk-form4_1693957889.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 20,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 23:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 20,000 | $32.33 | $646,600.00 |
DisclosureSEC source: 0001628280-23-031449 · wk-form4_1693957889.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,576 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.17 to $32.525. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 23:51 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 20,000 | $0.43 | $8,600.00 |
DisclosureSEC source: 0001628280-23-031449 · wk-form4_1693957889.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 887,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 22:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,015 | $33.15 | $66,804.71 |
DisclosureSEC source: 0001628280-23-030556 · wk-form4_1692917871.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 867,576 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.10 to $33.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 22:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,988 | $32.56 | $520,590.06 |
DisclosureSEC source: 0001628280-23-030556 · wk-form4_1692917871.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 869,591 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.10 to $33.09. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Includes 1,091 shares acquired on August 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 13,340 | $26.91 | $359,012.75 |
DisclosureSEC source: 0001628280-23-019811 · wk-form4_1685047287.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 884,488 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.53 to $27.37. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 318,436 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001628280-23-008789 · wf-form4_167943586099635.xml · derivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,436 Underlying: Common Stock · 318,436 shares Expires 2033-03-17 F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 167,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-008789 · wf-form4_167943586099635.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 897,828 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2023 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 9,674 | $18.14 | $175,527.96 |
DisclosureSEC source: 0001628280-23-004872 · wf-form4_167718970317400.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,230 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.99 to $18.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Includes 45 shares acquired on February 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 50,876 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-22-032420 · wf-form4_167165712099389.xml · derivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 50,876 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| December 19, 2022 Filed Dec 21, 2022 21:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 50,876 | $0.43 | $21,876.68 |
DisclosureSEC source: 0001628280-22-032420 · wf-form4_167165712099389.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 229,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-031298 · wf-form4_167001857609875.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 688,983 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 11.25% of the RSUs shall vest on February 20, 2023 and on each three-month anniversary thereafter in 2023, 8.75% of the RSUs shall vest on February 20, 2024 and on each three-month anniversary thereafter in 2024, and 5% of the RSUs shall vest on February 20, 2025 and on each three-month anniversary thereafter in 2025, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-22-004982 · wf-form4_164634896777915.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,876 Underlying: Common Stock · 2,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2021. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,000 | $160.01 | $320,027.60 |
DisclosureSEC source: 0001628280-22-004982 · wf-form4_164634896777915.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,294 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.04. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,000 | $0.43 | $860.00 |
DisclosureSEC source: 0001628280-22-004982 · wf-form4_164634896777915.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2021. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: Includes 174 shares acquired on February 15, 2022 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:43 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantPerformance-based Restricted Stock Unit · Derivative | 687,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003591 · wf-form4_164566701221257.xml · derivative · entry 1 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,500 Underlying: Common Stock · 687,500 shares Expires 2029-01-01 F1 · shares: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The shares subject to the PRSUs are comprised of nine separate tranches that become eligible to vest upon achievement of certain Issuer stock price targets as measured on each of January 1, 2027, January 1, 2028 and January 1, 2029, provided that the Reporting Person satisfies the service-based condition through January 1, 2029, further subject to the award agreement filed with the Current Report on Form 8-K filed by the Issuer with the U.S. Securities and Exchange Commission on February 23, 2022. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 00:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 12,500 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001628280-22-000455 · wf-form4_164151552327051.xml · derivative · entry 4 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,500 Underlying: Common Stock · 12,500 shares Expires 2029-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 00:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 29,208 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001628280-22-000455 · wf-form4_164151552327051.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,792 Underlying: Common Stock · 29,208 shares Expires 2027-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option, originally for 200,000 shares, of which 69,208 shares have been exercised, vested as to one forty-eighth of the shares on February 1, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 00:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 12,500 | $3.80 | $47,500.00 |
DisclosureSEC source: 0001628280-22-000455 · wf-form4_164151552327051.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 04, 2022 Filed Jan 7, 2022 00:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 29,208 | $2.15 | $62,797.20 |
DisclosureSEC source: 0001628280-22-000455 · wf-form4_164151552327051.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 39,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · derivative · entry 31 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,876 Underlying: Common Stock · 39,000 shares Expires 2024-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F26 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · derivative · entry 30 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 10,000 shares Expires 2027-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F27 · derivative.exercise_date: This option, originally for 200,000 shares, of which 40,000 shares have been exercised, vested as to one forty-eighth of the shares on February 1, 2018 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 40,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · derivative · entry 29 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2027-01-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F26 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 100 | $261.58 | $26,158.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 28 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,412 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 244 | $260.51 | $63,564.44 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 27 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,512 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.23 to $260.62. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 356 | $259.43 | $92,357.08 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 26 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,756 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F24 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $259.17 to $260.04. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 600 | $258.49 | $155,094.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 25 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,112 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.05 to $258.78. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 400 | $255.80 | $102,320.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 24 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,712 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F22 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.59 to $256.25. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 400 | $254.82 | $101,928.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 23 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,112 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.48 to $255.30. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,247 | $253.81 | $570,311.07 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 22 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,512 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.35 to $254.21. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,200 | $252.74 | $303,288.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 21 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,759 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.19 to $253.15. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,300 | $251.24 | $577,852.00 |
DisclosureSEC source: 0001832812-21-000008 · wf-form4_163719682383001.xml · nonDerivative · entry 20 Gu Paul · CIK 0001832812 · Director · SVP, Product and Data Science 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,959 F2 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021 (the "10b5-1 Plan"). F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.85 to $251.77. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.