Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | Director · Chief Executive Officer | September 10, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date September 10, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby LLC | 130,000 |
Reported balance
After 2026-09-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-10 · Purchase · Acquired 50,000 · Balance 130,000 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.505 to $25.585. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2: The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member. |
| Common StockSEC Table I · non-derivative | Direct | 1,102,616 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,102,616 F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 44,930 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 44,930 F4: The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 70,000 |
Reported balance
Holding disclosure · report date 2026-09-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,000 F5: The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is the trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.505 to $25.585. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F2: The reportable securities are owned by JECCO, LLC, of which the Reporting Person is a managing member.
F3: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The reportable securities are owned by The Paul Xinquan Gu 2021 Gifting Trust, of which the Reporting Person is a trustee.
F5: The reportable securities are owned by The Gu Qiao Family Trust, of which the Reporting Person is the trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,600 | $75.26 | $195,668.46 |
DisclosureSEC source: 0001628280-24-049915 · wk-form4_1733346604.xml · nonDerivative · entry 7 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 863,065 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 75.00 to 75.355. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,782 | $71.26 | $412,049.03 |
DisclosureSEC source: 0001628280-24-049915 · wk-form4_1733346604.xml · nonDerivative · entry 6 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 865,665 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 71.03 to 77.595. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 21,039 | $70.41 | $1,481,435.94 |
DisclosureSEC source: 0001628280-24-049915 · wk-form4_1733346604.xml · nonDerivative · entry 5 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 871,447 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 70.02 to 71.01. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 17,614 | $69.49 | $1,224,076.12 |
DisclosureSEC source: 0001628280-24-049915 · wk-form4_1733346604.xml · nonDerivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 892,486 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 69.01 to 69.97. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 23,109 | $68.52 | $1,583,421.75 |
DisclosureSEC source: 0001628280-24-049915 · wk-form4_1733346604.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 910,100 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 68.01 to 69.005. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 17,456 | $67.70 | $1,181,814.84 |
DisclosureSEC source: 0001628280-24-049915 · wk-form4_1733346604.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 933,209 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.01 to 68.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (8) to this Form 4. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 87,600 | $1.17 | $102,492.00 |
DisclosureSEC source: 0001628280-24-049915 · wk-form4_1733346604.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 950,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 58,786 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-049410 · wk-form4_1732744022.xml · derivative · entry 5 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 58,786 shares Expires 2026-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 136 | $77.25 | $10,506.00 |
DisclosureSEC source: 0001628280-24-049410 · wk-form4_1732744022.xml · nonDerivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 863,065 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 22,935 | $76.59 | $1,756,522.85 |
DisclosureSEC source: 0001628280-24-049410 · wk-form4_1732744022.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 863,201 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 76.225 to 77.155. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 35,715 | $75.51 | $2,696,786.08 |
DisclosureSEC source: 0001628280-24-049410 · wk-form4_1732744022.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 886,136 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to 75.995. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 58,786 | $1.17 | $68,779.62 |
DisclosureSEC source: 0001628280-24-049410 · wk-form4_1732744022.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 921,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 16,631 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · derivative · entry 7 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 218,786 Underlying: Common Stock · 16,631 shares Expires 2026-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 4,583 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · derivative · entry 6 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,583 shares Expires 2026-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 21,214 | $75.03 | $1,591,593.08 |
DisclosureSEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 5 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 863,065 F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to 75.1575. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 16,631 | $1.17 | $19,458.27 |
DisclosureSEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 884,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 4,583 | $1.17 | $5,362.11 |
DisclosureSEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,024 | $70.45 | $283,491.20 |
DisclosureSEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 863,065 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.09 to $70.75. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 11,476 | $69.60 | $798,672.22 |
DisclosureSEC source: 0001628280-24-049034 · wk-form4_1732314471.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 867,089 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.09 to $70.025. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) , (4) and (6) to this Form 4. F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 60,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · derivative · entry 9 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,583 Underlying: Common Stock · 60,000 shares Expires 2026-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · derivative · entry 8 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F7 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 100 | $69.17 | $6,917.00 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 7 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,565 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,426 | $68.46 | $166,075.23 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 6 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,665 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.07 to $69.06. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 17,775 | $67.44 | $1,198,726.45 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 5 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 881,091 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.975. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 28,425 | $66.53 | $1,891,180.63 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 898,866 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.98 to $66.97. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 16,274 | $65.43 | $1,064,874.54 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 927,291 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.98 to $65.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 60,000 | $1.17 | $70,200.00 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 943,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,000 | $1.17 | $5,850.00 |
DisclosureSEC source: 0001628280-24-048425 · wk-form4_1732050674.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 883,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-042871 · wk-form4_1729027437.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 20,000 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 20,000 | $50.26 | $1,005,134.00 |
DisclosureSEC source: 0001628280-24-042871 · wk-form4_1729027437.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,565 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 20,000 | $1.17 | $23,400.00 |
DisclosureSEC source: 0001628280-24-042871 · wk-form4_1729027437.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 898,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 8,800 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-042531 · wk-form4_1728419680.xml · derivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 8,800 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,800 | $40.10 | $352,905.52 |
DisclosureSEC source: 0001628280-24-042531 · wk-form4_1728419680.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,565 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.385. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:34 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 8,800 | $1.17 | $10,296.00 |
DisclosureSEC source: 0001628280-24-042531 · wk-form4_1728419680.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 887,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 36,200 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · derivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,800 Underlying: Common Stock · 36,200 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,150 | $39.94 | $245,652.53 |
DisclosureSEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,565 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.62 to $40.17. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 30,050 | $39.07 | $1,174,020.45 |
DisclosureSEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 884,715 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.62 to $39.61. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 36,200 | $1.17 | $42,354.00 |
DisclosureSEC source: 0001628280-24-042156 · wk-form4_1727987268.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 914,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 19,136 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · derivative · entry 7 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 19,136 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 25,864 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · derivative · entry 6 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,864 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 30,255 | $41.21 | $1,246,844.86 |
DisclosureSEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 5 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,565 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.95 to $41.60. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,571 | $40.74 | $308,428.91 |
DisclosureSEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 908,820 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.94 to $40.93. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,174 | $39.48 | $283,223.06 |
DisclosureSEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 916,391 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.93 to $39.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 19,136 | $1.17 | $22,389.12 |
DisclosureSEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 923,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 25,864 | $1.17 | $30,260.88 |
DisclosureSEC source: 0001628280-24-039584 · wk-form4_1725580968.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 904,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $38.93 | $7,786.00 |
DisclosureSEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 4 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,565 F4 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,864 | $38.31 | $607,700.66 |
DisclosureSEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 3 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 878,765 F4 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.93 to $38.8950. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · derivative · entry 5 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,864 Underlying: Common Stock · 10,000 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 10,000 | $40.01 | $400,072.00 |
DisclosureSEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 2 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 894,629 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.045. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:02 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 10,000 | $1.17 | $11,700.00 |
DisclosureSEC source: 0001628280-24-038062 · wk-form4_1724277729.xml · nonDerivative · entry 1 Gu Paul · CIK 0001832812 · Director · Chief Technology Offier 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 904,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.