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Merwe Jaco van der

Disclosed activity across 1 company

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470
SEC CIK
0001683999

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASTEC INDUSTRIES INCASTE · Entity 425Chief Executive OfficerAugust 28, 2026September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASTEC INDUSTRIES INC

Report date August 28, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect113,376 Reported balance After 2026-08-28 transaction · row 1
1 source row

Row 1 · 2026-08-28 · Grant · Acquired 139 · Balance 113,376

F1: Represents dividend equivalents earned on the prior RSU grant awards.

Phantom StockSEC Table II · derivative / convertible securityDirect1,403.5514 Reported balance After 2026-08-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-28 · Grant · Acquired 4.2118 · Balance 1,403.5514

F2: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalents earned on the prior RSU grant awards.

F2: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2023 Filed Mar 1, 2023 23:07 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 896 $44.98 $40,302.08
Disclosure

SEC source: 0001562180-23-002082 · primarydocument.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,870

F2 · shares: Shares withheld to satisfy applicable tax withholding obligation.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 23:07 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 14,594 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002082 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,766

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:24 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 3.9562 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008118 · primarydocument.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,337.2118

Underlying: Common Stock · 3.9562 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · shares: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 23:24 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008118 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,172

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:57 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 4.1024 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006392 · primarydocument.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333.2556

Underlying: Common Stock · 4.1024 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:57 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006392 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,152

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

F2 · balance_after: Amount reflects correct number of shares previously acquired through dividend equivalent rights, which was inadvertently overstated by 20 shares on the reporting person's Form 4 filed with the SEC on June 1, 2022.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 22:16 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 3.4094 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004653 · primarydocument.xml · derivative · entry 3

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329.1532

Underlying: Common Stock · 3.4094 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · balance_after: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
May 27, 2022 Filed Jun 1, 2022 22:16 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 37 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004653 · primarydocument.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,152

F2 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
April 30, 2022 Filed May 5, 2022 01:04 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 257 $39.10 $10,048.70
Disclosure

SEC source: 0001562180-22-003795 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,111

F1 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
April 04, 2022 Filed Jun 1, 2022 22:16 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 OtherCommon Stock 4 $43.09 $172.36
Disclosure

SEC source: 0001562180-22-004653 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,115

F1 · shares: Reflects shares acquired through broker dividend reinvestment feature.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003169 · primarydocument.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325.7438

Underlying: Common Stock · 4 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 23:34 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 22 $42.80 $941.60
Disclosure

SEC source: 0001562180-22-003169 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,368

F1 · shares: Represents dividend equivalents earned on the 2021 and 2022 RSU awards.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 1,433 $42.17 $60,429.61
Disclosure

SEC source: 0001562180-22-002822 · primarydocument.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,346

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:35 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 3,637 $42.17 $153,372.29
Disclosure

SEC source: 0001562180-22-002822 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,779

F1 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:40 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 623 $50.89 $31,704.47
Disclosure

SEC source: 0001562180-22-002140 · primarydocument.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,142

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 23:40 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 4,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002140 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,765

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 22:03 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 43.9224 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000430 · primarydocument.xml · derivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321.7438

Underlying: Common Stock · 43.9224 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 22:30 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 2.4114 $62.92 $151.73
Disclosure

SEC source: 0001562180-21-007484 · primarydocument.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277.8214

Underlying: Common Stock · 2.4114 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 22:30 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 6 $61.74 $370.44
Disclosure

SEC source: 0001562180-21-007484 · primarydocument.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,245

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 21:29 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 49.92 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006621 · primarydocument.xml · derivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275.41

Underlying: Common Stock · 49.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:50 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 2.19 $61.48 $134.64
Disclosure

SEC source: 0000792987-21-000101 · wf-form4_163061581854717.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225.49

Underlying: Common Stock · 2.19 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F3 · shares: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F4 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:50 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 6 $61.48 $368.88
Disclosure

SEC source: 0000792987-21-000101 · wf-form4_163061581854717.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,239

F1 · shares: Represents dividend equivalents earned on the 2021 RSU award.

F2 · balance_after: Total share balance is updated to reflect dividend equivalents earned on the 2021 RSU award.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:59 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 47.12 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000009 · wf-form4_162690111927876.xml · derivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,223.3

Underlying: Common Stock · 47.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of Astec dividends in Astec stock held in the SERP.

Read SEC document
April 30, 2021 Filed May 4, 2021 20:49 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 3,166 $67.92 $215,034.72
Disclosure

SEC source: 0001683999-21-000007 · wf-form4_162016131080264.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,228

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2021 Equity Incentive Plan.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 20:31 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 114.18 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000005 · wf-form4_161860508669591.xml · derivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,174.24

Underlying: Common Stock · 114.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F3 · balance_after: Total share balance is updated to reflect an automatic reinvestment of dividend equivalent rights with respect to phantom stock held in the SERP.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 1,686 $77.23 $130,209.78
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 4

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

F4 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 4,532 $77.23 $350,006.36
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 3

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,748

F3 · shares: Reported transaction is the vesting of performance-based RSUs previously granted under the Company's 2011 Incentive Plan.

Read SEC document
February 28, 2021 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 886 $67.92 $60,177.12
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,216

F2 · shares: Shares withheld to satisfy tax withholding obligation.

Read SEC document
January 13, 2021 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 42.84 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 12

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058.55

Underlying: Common Stock · 42.84 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
November 27, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 1.88 $58.62 $110.21
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 11

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015.71

Underlying: Common Stock · 1.88 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
October 08, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 47.49 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 10

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013.83

Underlying: Common Stock · 47.49 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
September 10, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 2.06 $51.69 $106.48
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 9

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966.34

Underlying: Common Stock · 2.06 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

Read SEC document
July 08, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 60.91 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 8

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964.28

Underlying: Common Stock · 60.91 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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May 28, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 2.27 $42.91 $97.41
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 7

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903.37

Underlying: Common Stock · 2.27 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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April 09, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 195.85 $0.00 $0.00
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 6

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901.1

Underlying: Common Stock · 195.85 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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March 30, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 2.43 $32.58 $79.17
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · derivative · entry 5

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705.25

Underlying: Common Stock · 2.43 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects acquisition of phantom stock pursuant to reinvestment of dividend equivalent rights under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock.

F6 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

F6 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person.

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March 16, 2020 Filed Mar 18, 2021 21:18 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 6,799 $28.84 $196,083.16
Disclosure

SEC source: 0001683999-21-000003 · wf-form4_161610230943148.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,102

F1 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan

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February 28, 2020 Filed Mar 2, 2020 21:51 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 Tax withholdingCommon Stock 317 $38.65 $12,252.05
Disclosure

SEC source: 0001567619-20-005338 · doc1.xml · nonDerivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,303

F3 · shares: Reported transaction represents 317 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,068 RSUs. Total holdings include 751 shares of common stock issued upon the vesting of the aforementioned RSUs.

F3 · balance_after: Reported transaction represents 317 shares withheld to satisfy the tax withholding obligations upon the vesting of 1,068 RSUs. Total holdings include 751 shares of common stock issued upon the vesting of the aforementioned RSUs.

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February 28, 2020 Filed Mar 2, 2020 21:51 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantCommon Stock 5,742 $38.65 $221,928.30
Disclosure

SEC source: 0001567619-20-005338 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,620

F2 · shares: Reported transaction is a grant of RSUs under the Company's 2011 Incentive Plan.

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January 13, 2020 Filed Jan 14, 2020 14:57 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 54.8162 $42.41 $2,325.00
Disclosure

SEC source: 0001567619-20-000975 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702.8198

Underlying: Common Stock · 54.8162 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common shares on the open market due to Company's quarterly funding of the reporting person's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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November 27, 2019 Filed Dec 2, 2019 23:15 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 1.8559 $38.30 $71.08
Disclosure

SEC source: 0001567619-19-022495 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648.0036

Underlying: Common Stock · 1.8559 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of the Company's quarterly dividend as approved by Astec's Board. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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October 07, 2019 Filed Oct 8, 2019 19:09 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 77.7735 $29.89 $2,325.00
Disclosure

SEC source: 0001567619-19-019343 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646.1477

Underlying: Common Stock · 77.7735 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acquire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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August 29, 2019 Filed Sep 3, 2019 21:21 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 2.2218 $28.03 $62.28
Disclosure

SEC source: 0001567619-19-017802 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568.3742

Underlying: Common Stock · 2.2218 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · price: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents Company quarterly funding of reporting person's SERP account that was used to acuire Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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August 22, 2019 Filed Aug 23, 2019 13:15 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 PurchaseCommon Stock 2,000 $28.00 $56,000.00
Disclosure

SEC source: 0001567619-19-017504 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

Read SEC document
August 22, 2019 Filed Sep 3, 2019 21:21 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 PurchaseCommon Stock 2,000 $28.00 $56,000.00
Disclosure

SEC source: 0001567619-19-017802 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,579

Read SEC document
July 11, 2019 Filed Jul 12, 2019 14:03 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 74.8207 $31.07 $2,325.00
Disclosure

SEC source: 0001567619-19-014696 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566.1525

Underlying: Common Stock · 74.8207 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the quarterly funding of the participants SERP account by Astec. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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May 31, 2019 Filed Jun 4, 2019 14:48 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 1.7938 $30.02 $53.85
Disclosure

SEC source: 0001567619-19-012642 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491.3318

Underlying: Common Stock · 1.7938 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to the automatic reinvestment of Astec dividends as previously approved by Astec's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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May 08, 2019 Filed May 9, 2019 18:39 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 PurchaseCommon Stock 2,000 $32.75 $65,500.00
Disclosure

SEC source: 0001567619-19-010259 · doc1.xml · nonDerivative · entry 1

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,579

Read SEC document
April 08, 2019 Filed Apr 9, 2019 19:16 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 69.4061 $40.63 $2,819.70
Disclosure

SEC source: 0001567619-19-008594 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489.538

Underlying: Common Stock · 69.4061 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the purchase of Astec common stock on the open market due to quarterly Company funding of the participant's SERP account. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 16:08 UTC ASTEC INDUSTRIES INC ASTE · Entity 425 GrantPhantom Stock · Derivative 1.2335 $37.36 $46.08
Disclosure

SEC source: 0001567619-19-007910 · doc1.xml · derivative · entry 2

Merwe Jaco van der · CIK 0001683999 · Group President-Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420.1319

Underlying: Common Stock · 1.2335 shares

Expires not disclosed

F1 · derivative.exercise_price: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · shares: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.exercise_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.expiration_date: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · derivative.underlying_shares: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

F1 · balance_after: Reported transaction represents the automatic reinvenstmetn of Astec' s quarterly dividend that was used to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.